6/2/15 13:27 | 6/2/15 | INF | Brookfield Global Listed Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 53 | 17.81 | 2 | 3 | New | 3 | D | -1 | -16 | -18 | -12 | -12 | -6 | -3 | 0 | 0 | -5 | -7 | -19 | -24 | -22 |
9/10/13 16:13 | 9/5/13 | CSG | Chambers Street Properties | MD | RlEst | REIT | Real Estate Investment Trusts | Salvatore Louis P | NJ | D | | P | 79 | 7.85 | 9 | 10 | 400 | 13 | D | | | | -6 | 4 | 16 | 20 | 12 | 0 | 1 | 0 | -6 | -8 | -4 |
4/4/13 10:00 | 10/12/12 | HTR | Helios Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | S | 0 | 0.7300 | 1 | 0 | 0 | 7 | D | 25 | 15 | 7 | 9 | 4 | 1 | 0 | 0 | 0 | 0 | 6 | -3 | -4 | 5 |
4/4/13 10:00 | 10/29/12 | HTR | Helios Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 65 | 21.50 | 1 | 3 | 87 | 7 | D | 25 | 15 | 7 | 9 | 4 | 1 | 0 | 0 | 0 | 0 | 6 | -3 | -4 | 5 |
9/14/10 11:13 | 9/13/10 | HHY | Helios High Yield Fund | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 18 | 9.05 | 0 | 2 | New | 2 | D | 36 | 33 | 16 | 12 | 2 | 1 | 2 | 1 | 0 | 1 | 3 | 1 | 8 | 17 |
6/11/09 15:06 | 6/10/09 | HMH | Helios Multi-Sector High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 11 | 0.9500 | 0 | 12 | New | 12 | D | -91 | -56 | 105 | 53 | 20 | 13 | 0 | 3 | 0 | -2 | -7 | 0 | 9 | 15 |
6/11/09 15:02 | 6/10/09 | HIH | Helios High Income Fund, Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 13 | 1.25 | 0 | 10 | New | 10 | D | -87 | -45 | 103 | 58 | 21 | 5 | 3 | 5 | 1 | -2 | -4 | 0 | 10 | 17 |
6/11/09 14:58 | 6/10/09 | HSA | Helios Strategic Income Fund, Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 11 | 1.10 | 0 | 10 | New | 10 | D | -88 | -46 | 106 | 57 | 24 | 7 | -1 | 4 | -4 | -3 | -1 | -6 | 4 | 4 |
6/11/09 14:49 | 6/10/09 | HAV | Helios Advantage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 14 | 1.38 | 0 | 10 | New | 10 | D | -87 | -41 | 93 | 59 | 21 | 13 | 4 | 3 | 3 | -4 | -3 | 1 | 11 | 18 |
12/12/07 13:39 | 12/12/07 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 24 | 7.36 | 0 | 3 | 94 | 7 | D | 4 | -15 | -16 | -6 | -1 | 16 | 0 | -1 | 0 | -2 | 1 | 0 | 0 | -36 |
12/12/07 13:31 | 12/12/07 | HSM | Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 25 | 9.81 | 0 | 3 | 58 | 7 | D | -8 | -24 | -21 | -10 | -7 | 7 | -2 | -1 | 0 | 1 | 5 | -4 | -1 | -39 |
8/15/07 13:07 | 8/13/07 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Salvatore Louis P | NY | D | | P | 135 | 13.50 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
11/6/06 16:50 | 9/15/05 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Salvatore Louis P | NY | D | | P.m | 0 | 0.00 | 0 | 1 | 30 | 3 | D | | | | | | | | | | | | | | |
10/23/06 11:47 | 10/23/06 | HSM | Hyperion Strategic Mortgage Income Fund Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 38 | 13.57 | 0 | 3 | 187 | 4 | D | 10 | 17 | 11 | 8 | 2 | -1 | 0 | 0 | 0 | 0 | 3 | 3 | 1 | -15 |
10/23/06 11:37 | 10/23/06 | HTR | Hyperion Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 9 | 9.05 | 0 | 1 | 40 | 4 | D | 6 | 19 | 12 | 6 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 4 | 5 | -11 |
12/29/05 09:45 | 12/28/05 | HSM | Hyperion Strategic Mortgage Income Fund Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 19 | 12.54 | 0 | 2 | New | 2 | D | 4 | -6 | -6 | -3 | 1 | 0 | 0 | 0 | 0 | 2 | 4 | 4 | 4 | 19 |
12/29/05 09:39 | 12/28/05 | HTR | Hyperion Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Salvatore Louis P | NY | D | | P | 20 | 8.10 | 0 | 3 | New | 3 | D | -6 | -9 | -10 | -3 | 2 | 0 | -1 | 0 | 0 | 4 | 8 | 4 | 9 | 23 |