CIK: 1294621 - Address: Advisory Research Inc., 8235 Forsyth Blvd, Suite 700, St. Louis, MO 63105
16 results

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P%ret411000-03373
P%wins70803070707065

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12/18/17 16:50
12/15/17
JMFNuveen Energy Mlp Total Return FundFundCEFClosed-End FundsCunnane James J JrMOHportfoliP.a5011.26041867I
12/18/17 16:28
12/15/17
JMLPNuveen All Cap Energy Mlp Opportunities FundFundCEFClosed-End FundsCunnane James J JrMOHportfoliP.a508.7106New6I
12/18/17 16:10
12/15/17
FMOFiduciary/claymore Mlp Opportunity FundFundCEFClosed-End FundsCunnane James J JrMOHportfoliP5112.09041248I
12/18/17 15:46
12/15/17
JMFNuveen All Cap Energy Mlp Opportunities FundFundCEFClosed-End FundsCunnane James J JrMOHportfoliP508.7106New6I
12/18/17 15:40
12/15/17
JMFNuveen Energy Mlp Total Return FundFundCEFClosed-End FundsCunnane James J JrMOHportfoliP5011.2604New4I
2/25/14 15:33
2/25/14
JMFNuveen Energy Mlp Total Return FundFundCEFClosed-End FundsCunnane James J JrMOHportfoliP4718.8033New3D15412120-101-113197
9/25/07 14:59
9/25/07
FMOFiduciary/claymore Mlp Opportunity FundFundCEFClosed-End FundsCunnane James J JrMOOVP of FMP1223.3511144D2727-4-64-12-10-2-1-8-6-17
2/21/06 16:35
2/21/06
FMOFiduciary/claymore Mlp Opportunity FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P519.20108400-2-3530
2/21/06 16:20
2/21/06
FENEnergy Income & Growth FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P521.39008400-1-3635
10/25/05 16:38
10/24/05
FMOFiduciary/claymore Mlp Opportunity FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P518.821083D-3-6-8-7-3-1-11-40110
10/24/05 15:27
10/24/05
FENEnergy Income & Growth FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P521.480083D7-2-5-7-8-1-30-2-35-110
5/24/05 13:56
5/23/05
FENEnergy Income & Growth FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P1122.5001203D5-3-3-3-13-1135-4-3
5/23/05 17:31
5/23/05
FMOFiduciary/claymore Mlp Opportunity FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P1019.0411203D-3-5-4-40-204811
12/23/04 15:20
12/22/04
FMOFiduciary/claymore Mlp Opportunity FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P5020.0003New3D
11/4/04 14:32
11/1/04
FFAFirst Trust/fiduciary Asset Management Covered Call FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P2919.4712New2D-103210-241-5
11/4/04 14:31
11/1/04
FENEnergy Income & Growth FundFundCEFClosed-End FundsCunnane James J JrMOHOfficer P5220.8913New3D80-31235410126

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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