Rantzow Richard Carl - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	16	0	0	-0	3	6	5	2
P	%wins				88	75	56	69	69	69	71
S	%ret	5	1	8	-0	-1	-2	0	-2	-5	-2
S	%wins				88	63	63	63	63	63	67

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/7/18 20:21	11/5/18	ASG	Liberty All Star Growth Fund Inc.	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	P	8	4.81	0	2	36	6	D
11/21/17 18:10	11/17/17	GLV	Clough Global Dividend & Income Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S	-26	14.65	0	-2	-67	1	D
10/19/17 15:13	10/19/17	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S	0	13.66	0	0	-100	0	D
1/11/16 16:41	1/8/16	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S.a	-19	12.61	1	-2	-41	2	D	-3	-9	-12	-4	-5	-5	-10	-7	0	-5	-10	-2	3	12
1/11/16 14:19	1/8/16	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S	-19	12.61	1	-2	-42	2	D	-3	-9	-12	-4	-5	-5	-10	-7	-1	-6	-11	-3	2	11
5/13/15 15:52	5/13/15	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	P	50	14.85	0	3	999%	3	D	15	8	8	3	0	-4	-2	1	0	2	3	2	-5	-12
5/13/15 11:07	5/13/15	GLO	Clough Global Opportunities Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S	-90	12.37	2	-7	-100	0	D	13	8	7	4	0	-3	-2	1	0	2	2	0	-4	-14
5/8/15 14:42	5/8/15	USA	Liberty All Star Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	P	18	5.89	3	3	New	3	D				4	3	1	-1	-1	1	2	-1	0	-2	-8
5/5/15 13:27	5/4/15	ASG	Liberty All Star Growth Fund Inc.	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	D		S	-18	5.16	0	-3	-50	3	D	34	5	5	8	1	-1	-1	-1	-1	-1	1	3	-2	-14
4/2/15 15:49	4/2/15	ASG	Liberty All Star Growth Fund Inc.	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	D		P	21	5.20	0	4	147	7	D	33	-1	5	2	0	1	-1	1	0	2	1	2	-8	-14
4/2/15 15:42	4/2/15	USA	Liberty All Star Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S	-21	5.80	2	-4	-100	0	D					-2	-1	-2	0	0	2	4	2	-8	-5
3/3/15 13:12	3/2/15	GLO	Clough Global Opportunities Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	P	91	12.63	2	7	New	7	D	24	6	5	6	5	5	3	1	0	0	-1	0	-7	-18
3/3/15 13:04	3/2/15	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S	-48	15.11	0	-3	-99	0	D	23	6	5	6	6	3	0	0	0	0	0	2	-5	-17
3/3/15 12:55	3/2/15	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	S	-43	15.17	1	-3	-99	0	D	29	6	6	8	9	7	5	2	-1	0	-1	0	-6	-23
6/6/13 11:41	6/3/13	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	CO	H	Trustee	P	5	15.40	0	0	13	3	D	15	34	21	4	2	-4	-3	-2	0	0	1	-1	4	12
10/14/09 11:45	10/13/09	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	11	14.04	1	1	80	2	D	-14	35	39	20	9	1	5	0	1	1	0	7	11	13
10/14/09 11:33	10/13/09	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	9	15.00	0	1	50	2	D	-13	43	37	17	9	0	6	-1	1	2	1	9	16	13
2/9/07 16:26	2/7/07	ASG	Liberty All Star Growth Fund Inc /md/	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	10	5.72	0	2	New	2	D	8	16	27	11	7	4	3	1	0	1	-1	5	10	2
1/8/07 15:59	1/4/07	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		S	-28	21.25	1	-1	-46	2	D		-4	-3	10	2	-1	0	-1	1	2	-2	-2	3	8
7/27/06 12:40	7/25/06	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P.a	8	21.20	1	0	17	3	D		16	-9	-8	1	-5	1	3	-1	-1	-1	-5	3	2
7/26/06 13:18	7/25/06	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P.a	8	21.20	1	0	18	3	D		14	-11	-10	3	-5	-2	0	1	-1	-1	-4	3	4
7/26/06 13:01	7/25/06	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	8	21.20	1	0	18	3	D		14	-11	-10	3	-5	-2	0	1	-1	-1	-4	3	4
5/11/06 17:15	5/8/06	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	23	25.40	1	1	67	2										-2	-7	-11	-15	-13	-12
7/8/05 13:11	7/6/05	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	13	20.25	0	1	93	1	D					0	2	1	1	0	3	1	13	26	19
6/20/05 15:17	6/16/05	GLQ	Clough Global Equity Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	14	20.01	1	1	New	1	D					-1	0	0	0	1	0	4	12	22	18
4/11/05 15:46	4/8/05	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	32	21.63	1	2	167	2	M			6	1	-8	-3	3	1	0	1	3	11	26	24
10/22/04 15:05	10/20/04	GLV	Clough Global Allocation Fund	Fund	CEF	Closed-End Funds	Rantzow Richard Carl	TX	D		P	19	20.60	0	1	New	1	D					3	0	-1	-1	1	0	1	9	7	30

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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