| 11/30/16 14:39 | 11/29/16 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 98 | 8.88 | 2 | 11 | 137 | 19 | D | -9 | -8 | 0 | -7 | -3 | 1 | 2 | 0 | -1 | -1 | 1 | 16 |  |  | 
| 3/9/09 16:51 | 3/6/09 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 19 | 7.36 | 2 | 3 | 19 | 16 |  |  |  |  |  |  |  |  |  | 7 | 16 | 32 | 55 | 69 | 92 | 
| 3/9/09 16:43 | 3/6/09 | GLQ | Clough Global Equity Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 20 | 7.79 | 1 | 3 | 109 | 5 |  |  |  |  |  |  |  |  |  | 6 | 14 | 32 | 60 | 72 | 99 | 
| 3/9/09 16:37 | 3/6/09 | GLV | Clough Global Allocation Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 20 | 8.73 | 0 | 2 | 137 | 4 |  |  |  |  |  |  |  |  |  | 5 | 13 | 27 | 53 | 62 | 89 | 
| 1/18/08 13:48 | 1/18/08 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 34 | 17.05 | 4 | 2 | 17 | 14 | D |  | 3 | -3 | 0 | -1 | -5 | -6 | -7 | -2 | -2 | -2 | 4 | -2 | -40 | 
| 1/18/08 13:43 | 1/18/08 | GLQ | Clough Global Equity Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 11 | 19.00 | 1 | 1 | 34 | 2 | D | -2 | 3 | -2 | 2 | -1 | -5 | -5 | -6 | -3 | -4 | -2 | 3 | -4 | -45 | 
| 8/20/07 11:38 | 8/17/07 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 24 | 16.27 | 4 | 2 | 15 | 12 | D |  | -2 | -4 | -6 | -10 | -7 | -6 | -4 | -1 | 5 | 6 | 7 | 6 | 0 | 
| 6/15/07 16:13 | 6/15/07 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | person a | P | 29 | 17.59 | 5 | 2 | 20 | 10 | D |  | 3 | -2 | 2 | -2 | 0 | -3 | -1 | 1 | 1 | 8 | 0 | 6 | 13 | 
| 5/23/07 14:55 | 5/23/07 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 21 | 17.87 | 5 | 1 | 17 | 8 | D |  | -5 | 7 | 2 | 3 | 1 | 1 | 0 | 0 | -1 | 0 | -7 | -1 | 13 | 
| 5/23/07 14:50 | 5/23/07 | GLQ | Clough Global Equity Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 21 | 20.74 | 1 | 1 | 127 | 2 | D | 18 | -5 | 6 | 0 | 3 | 1 | 1 | 1 | 0 | 0 | 0 | -9 | -2 | 15 | 
| 5/23/07 14:37 | 5/23/07 | GLV | Clough Global Allocation Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 21 | 21.44 | 1 | 1 | 246 | 1 | D | 14 | -9 | 3 | -1 | 3 | -1 | -1 | -1 | 0 | -1 | 0 | -8 | -2 | 14 | 
| 1/29/07 14:47 | 1/29/07 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 64 | 17.64 | 4 | 4 | 104 | 7 | D |  |  | 1 | 4 | -1 | -2 | -1 | -1 | 0 | 3 | 0 | 1 | 2 | 5 | 
| 9/21/06 07:59 | 9/20/06 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 17 | 17.00 | 2 | 1 | 40 | 4 | D |  |  |  | -8 | -4 | -5 | -5 | -1 | 0 | -2 | 2 | 6 | 5 | 8 | 
| 8/22/06 14:52 | 8/22/06 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 28 | 18.39 | 1 | 2 | 150 | 3 | D |  |  |  | -8 | -5 | -2 | 1 | 1 | 1 | 2 | -4 | -4 | 2 | 0 | 
| 8/21/06 08:31 | 8/17/06 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 18 | 17.90 | 1 | 1 | New | 1 | D |  |  |  | -8 | -5 | -1 | 0 | 1 | 1 | 3 | -5 | -3 | 2 | -3 | 
| 1/11/06 09:48 | 1/9/06 | GLQ | Clough Global Equity Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P.a | 19 | 25.20 | 1 | 1 | New | 1 |  |  |  |  |  |  |  |  |  | 0 | -2 | 0 | -6 | -6 | -4 | 
| 1/11/06 09:39 | 1/6/06 | GLV | Clough Global Allocation Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P.a | 10 | 26.69 | 1 | 0 | New | 0 |  |  |  |  |  |  |  |  |  | -1 | 2 | -2 | -6 | -9 | -8 | 
| 1/10/06 17:06 | 1/9/06 | GLQ | Clough Global Equity Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 19 | 25.20 | 1 | 1 | New | 1 |  |  |  |  |  |  |  |  |  | 1 | -1 | 0 | -6 | -5 | -5 | 
| 1/10/06 17:00 | 1/9/06 | GLV | Clough Global Allocation Fund |  | Fund | CEF | Closed-End Funds | Brock Eric | MA | H | Person a | P | 10 | 26.69 | 1 | 0 | New | 0 |  |  |  |  |  |  |  |  |  | -1 | 2 | -1 | -6 | -8 | -8 |