Flax Samuel Allan - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	4	1	4	2	4	4	10	5	6	5
P	%wins				75	50	75	75	75	75	71
S	%ret	1	1	108	0	0	0	1	4	11	3
S	%wins				60	56	47	42	44	36	48

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/12/15 16:29	11/11/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-14	14.25	33	-1	0	363	D	1	-8	-1	1	14	14	12	2	-1	0	-5	-12	10	19
10/27/15 16:40	10/27/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	12.65	33	0	0	364	D	-10	-11	-16	-3	-2	5	2	2	3	3	11	12	26	36
10/14/15 16:08	10/13/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-27	12.52	33	-2	-1	364	D	-8	-8	-16	-8	-6	-1	1	-1	-1	-1	14	7	24	35
9/29/15 16:23	9/29/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	12.33	24	0	0	367	D	-8	-15	-17	-9	-14	-12	-5	-3	1	2	3	16	25	41
9/11/15 16:20	9/11/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-14	13.51	26	-1	0	367	D	1	-11	-8	-4	3	-3	-3	-1	-1	-3	-4	3	7	25
8/27/15 16:19	8/27/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	13.54	28	0	0	368	D	4	-14	-9	-6	-3	-2	-7	-2	2	-1	-7	2	-1	22
8/21/15 17:02	8/21/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-11	13.89	24	-1	0	368	D	10	-10	-5	-2	3	7	0	-2	-4	0	-6	5	-2	20
7/28/15 17:12	7/28/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-37	12.98	16	-3	-1	369	D	-5	-17	-10	-14	-7	-2	-5	-3	1	-1	0	-3	7	25
7/13/15 17:08	7/13/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-14	13.64	20	-1	0	372	D	6	-13	-9	-10	-4	-2	0	2	1	0	2	-7	4	17
6/29/15 16:43	6/29/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	13.62	19	0	0	373	D	13	-9	-9	-9	-5	-3	-2	-3	0	-2	-3	-6	6	15
5/29/15 16:06	5/28/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.34	26	0	0	373	D	3	-2	-4	-3	-6	-1	-2	0	0	0	-4	-6	-2	13
5/12/15 16:27	5/12/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-19	13.91	21	-1	0	374	D	2	-5	-7	0	-3	-4	-4	-3	0	1	-3	-3	-2	10
4/29/15 16:23	4/28/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	15.10	17	0	0	375	D	6	4	6	5	3	1	0	0	-1	-3	-6	-14	-16	4
4/22/15 16:56	4/20/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	M.d	962	4.81	19	200	114	375	D	10	3	8	6	3	2	1	0	0	0	-6	-11	-17	4
4/22/15 16:56	4/20/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-3,050	15.25	19	-200	-35	375	D	10	3	8	6	3	2	1	0	0	0	-6	-11	-17	4
4/13/15 16:14	4/10/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.m	-128	15.02	18	-9	-2	375	D	5	0	6	1	3	1	2	0	0	0	-4	-10	-16	2
3/30/15 16:23	3/30/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	15.09	23	0	0	384	D	2	5	4	0	2	0	0	-1	-1	1	2	-8	-14	1
3/12/15 16:50	3/10/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	M.dm	661	3.20	30	206	116	384	D	-2	-4	-4	-2	3	0	0	-1	1	2	3	-5	-6	-4
3/12/15 16:50	3/10/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.dm	-3,051	14.72	30	-207	-35	384	D	-2	-4	-4	-2	3	0	0	-1	1	2	3	-5	-6	-4
3/2/15 16:51	3/2/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.56	29	0	0	385	D	5	-5	-6	-3	4	1	0	-2	2	1	2	-3	-7	-7
2/3/15 16:19	2/3/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-11	14.31	27	-1	0	386	D	5	-10	-8	-1	-5	-4	-4	-2	0	1	4	4	-9	-4
1/28/15 16:26	1/28/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-3	14.52	24	0	0	386	D	11	-8	-7	1	1	1	3	-1	0	1	3	7	-8	-2
1/13/15 16:14	1/13/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-33	14.77	26	-2	-1	387	D	11	-9	-6	6	-2	0	0	0	-2	-1	-1	4	-5	-3
12/29/14 16:17	12/29/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.62	22	0	0	389	D	22	-5	-3	2	-3	-3	5	0	0	-1	-4	1	-8	-5
12/1/14 16:38	12/1/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.93	33	0	0	389	D	26	-2	1	-3	7	-5	1	0	0	1	-1	1	-4	5
11/24/14 16:37	11/21/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-12	15.06	33	-1	0	389	D	27	0	1	-4	9	2	-3	0	1	0	-1	-1	-5	-6
11/12/14 17:18	11/11/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.a	-16	15.55	33	-1	0	388	D	36	9	2	2	11	9	5	0	0	-3	-5	-5	-5	-6
11/12/14 16:15	11/11/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.m	-123	15.36	33	-8	-2	390	D	36	9	2	2	11	9	5	0	0	-3	-5	-5	-5	-6
10/29/14 16:05	10/28/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-6	14.22	33	0	0	398	D	21	0	-5	-8	-6	0	2	-1	0	2	6	1	7	-10
10/14/14 16:08	10/13/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-30	13.82	33	-2	-1	399	D	17	-1	-5	-12	-12	-6	-2	-4	1	3	12	5	9	-9
9/30/14 16:17	9/30/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.31	29	0	0	401	D	24	4	-10	-7	-8	-6	-5	-2	-1	0	0	4	4	-15
9/11/14 16:30	9/11/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-15	15.24	27	-1	0	401	D	36	14	0	1	-2	-2	-2	-1	0	-2	-8	-3	-5	-12
8/27/14 16:21	8/27/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	15.56	33	0	0	402	D	39	21	0	7	2	2	1	1	0	0	-7	-4	-5	-14
8/21/14 16:59	8/21/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-13	15.53	33	-1	0	402	D	39	22	-2	5	-1	2	2	1	0	0	-4	-4	-4	-9
7/29/14 16:13	7/29/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-44	15.62	33	-3	-1	403	D	62	15	-1	7	6	1	3	3	0	-1	1	-7	-6	-15
7/11/14 16:25	7/11/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-50	15.52	33	-3	-1	406	D	55	21	-1	4	5	5	2	1	1	-2	-2	-8	-3	-12
6/30/14 16:15	6/27/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.87	33	0	0	409	D	61	21	-2	7	4	1	2	2	1	1	1	-6	-4	-12
5/29/14 15:58	5/28/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.67	33	0	0	410	D	60	5	-4	-6	1	-9	-1	-1	2	1	3	7	3	-2
5/21/14 16:14	5/21/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-12	14.80	33	-1	0	410	D	58	1	0	-5	-3	-2	-4	-2	0	-1	1	6	2	-3
5/13/14 16:08	5/13/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-21	15.41	33	-1	0	411	D	60	9	12	-3	-2	5	3	-3	-2	-5	-3	-1	2	-7
5/9/14 16:26	5/8/14	ACSF	American Capital Senior Floating, Ltd.		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	DO	EVP,Secr	P	27	13.60	1	2	New	2	D				-1	-1	1	2	-1	-1	-1	3	5	1	7
4/29/14 16:12	4/29/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.58	33	0	0	412	D	61	1	3	-7	-2	-3	0	-1	1	0	-2	5	-4	2
4/11/14 16:28	4/10/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.m	-127	14.91	33	-9	-2	412	D	71	0	9	-9	-6	-1	-7	-3	-1	1	6	6	-3	4
3/28/14 16:06	3/28/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.25	33	0	0	421	D	60	-2	7	-8	-4	-8	-3	-2	11	8	3	5	1	5
3/11/14 16:17	3/11/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-16	15.45	33	-1	0	421	D	81	6	19	4	-1	3	1	-1	0	-2	-1	-1	1	-3
2/27/14 16:24	2/27/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	15.49	33	0	0	422	D	74	12	20	3	-3	1	5	-2	1	2	-7	-5	1	-4
2/24/14 17:44	2/21/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-14	15.79	33	-1	0	423	D	77	14	24	9	-2	1	6	5	-2	0	-6	-5	-1	-4
2/4/14 16:26	2/4/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-13	15.40	33	-1	0	424	D	87	15	14	10	5	-3	-5	-2	0	5	3	-2	1	-6
1/28/14 17:52	1/28/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	15.71	32	0	0	424	D	94	20	16	10	6	1	-3	-4	-1	-4	-3	-8	-2	-9
1/14/14 16:02	1/13/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-36	15.94	33	-2	-1	425	D	117	19	18	15	4	4	3	0	1	1	-8	-10	-3	-9
12/30/13 15:29	12/27/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	15.47	33	0	0	427	D	116	29	22	13	8	3	6	1	0	1	1	2	-1	-5
12/2/13 16:30	11/29/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	15.30	33	0	0	427	D	133	28	17	23	8	10	5	2	-2	-2	2	2	-5	-3
11/21/13 16:37	11/21/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-12	14.73	30	-1	0	428	D	104	26	5	14	8	5	4	1	1	2	2	4	-1	0
11/13/13 16:15	11/12/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-112	14.01	28	-8	-2	428	D	93	21	0	8	3	-1	0	3	1	2	4	5	5	8
10/29/13 16:39	10/29/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-6	14.13	24	0	0	436	D	101	20	-6	5	7	5	2	0	0	3	8	12	7	1
10/11/13 16:26	10/11/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-30	13.56	29	-2	0	437	D	109	15	-6	1	8	3	-2	0	0	1	1	17	6	1
9/30/13 16:57	9/30/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	13.67	27	0	0	439	D	78	19	-5	9	7	5	2	3	1	0	3	13	15	4
9/11/13 17:21	9/11/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-14	13.34	29	-1	0	439	D	58	19	-10	2	-1	5	6	4	-2	-1	1	14	14	15
8/27/13 16:13	8/27/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	12.74	33	0	0	440	D	62	15	-7	-7	-2	-1	0	1	0	1	6	19	22	23
8/21/13 17:44	8/21/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-10	12.70	33	-1	0	441	D	48	14	-9	-12	-1	-7	-6	-1	2	-1	6	14	24	22
7/30/13 16:09	7/30/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-37	13.22	30	-3	-1	441	D	31	36	1	-12	0	2	-2	-4	2	-3	-7	6	18	15
7/11/13 16:15	7/11/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-42	13.00	33	-3	-1	444	D	25	28	0	-10	-4	0	2	1	0	0	1	0	19	17
6/27/13 16:06	6/27/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	12.30	33	0	0	447	D	31	28	-1	-17	-14	-8	-8	-1	1	1	8	7	24	19
5/29/13 16:21	5/29/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	13.56	33	0	0	448	D	46	51	17	0	-3	-5	-2	-3	1	-3	-9	-4	12	8
5/21/13 16:13	5/21/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-12	14.39	33	-1	0	448	D	50	56	27	3	2	-4	1	2	-1	-4	-11	-13	1	1
5/13/13 16:11	5/13/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-19	14.00	33	-1	0	449	D	36	46	21	6	-3	1	0	-3	2	2	-6	-3	-2	10
4/29/13 17:46	4/29/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-5	14.67	33	0	0	450	D	44	59	22	10	-4	1	4	2	1	-4	-8	-10	-6	-3
4/11/13 16:01	4/11/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-32	14.61	33	-2	0	437	D	41	67	23	11	3	-3	-1	1	-1	-5	-3	-12	-8	3
3/28/13 16:06	3/28/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	14.60	33	0	0	439	D	58	63	24	19	6	0	-2	-1	-1	-3	-1	-17	-8	-2
3/12/13 17:06	3/12/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-15	14.95	33	-1	0	440	D	62	71	33	28	15	7	7	4	1	0	-4	-9	-12	2
2/27/13 16:11	2/27/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	13.78	33	0	0	441	D	51	55	23	17	4	5	0	0	1	2	5	-1	-7	12
2/21/13 14:32	2/21/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-11	14.06	33	-1	0	441	D	49	57	26	22	9	8	5	1	-2	-1	4	3	-9	12
2/4/13 15:49	2/4/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-14	13.22	33	-1	0	442	D	63	62	34	13	8	0	2	2	-1	0	7	9	1	15
1/30/13 16:00	1/29/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-3	13.00	33	0	0	443	D	59	60	34	11	7	2	-1	1	3	1	8	16	4	21
1/11/13 16:07	1/11/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-29	13.06	33	-2	-1	443	D	67	82	32	11	11	7	9	1	0	-1	0	9	1	21
12/27/12 15:58	12/27/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-3	12.04	33	0	0	446	D	51	68	28	3	4	3	-1	-3	0	4	8	21	5	28
12/17/12 16:04	12/14/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	M.d	111	2.77	31	40	10	446	D	58	85	32	3	3	3	4	1	0	0	7	19	7	19
12/17/12 16:04	12/14/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-486	12.15	31	-40	-8	446	D	58	85	32	3	3	3	4	1	0	0	7	19	7	19
12/12/12 16:13	12/10/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	M.d	115	2.75	33	42	10	446	D	55	77	33	6	2	4	1	3	1	2	10	25	11	23
12/12/12 16:13	12/10/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-503	12.03	33	-42	-9	446	D	55	77	33	6	2	4	1	3	1	2	10	25	11	23
11/28/12 16:04	11/28/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	11.80	33	0	0	446	D	59	81	29	6	2	-1	4	2	1	0	1	18	14	28
11/21/12 14:54	11/21/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-9	11.69	33	-1	0	446	D	60	62	30	4	-1	-1	3	2	0	2	6	20	20	26
11/14/12 16:14	11/13/12	MTGE	American Capital Mortgage Investment Corp.	MD	RlEst	REIT	Real Estate Investment Trusts	Flax Samuel Allan	MD	O	EVP,Sec.	P	58	23.39	20	3	New	3	D		55	7	-1	-9	-7	-9	-7	3	10	11	19	13	0
11/14/12 16:12	11/12/12	AGNC	American Capital Agency Corp		RlEst	REIT	Real Estate Investment Trusts	Flax Samuel Allan	MD	DO	EVP,Sec.	P.m	150	30.37	33	5	168	8	M	44	25	-1	-10	-15	-9	-9	-4	4	9	6	18	11	-12
11/14/12 16:10	11/13/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-82	11.49	33	-7	-2	447	D	58	57	21	6	0	-2	-2	1	2	4	8	23	25	26
11/1/12 16:49	10/31/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-68	11.80	28	-6	-1	454	D	69	47	22	18	1	1	-2	0	0	-1	2	13	23	19
10/12/12 16:11	10/11/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-23	11.75	26	-2	0	460	D	84	66	37	17	6	-1	0	-1	-1	4	0	15	20	16
9/28/12 16:08	9/28/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-4	11.55	32	0	0	462	D	101	65	36	19	5	3	0	0	2	3	4	6	24	22
9/14/12 17:25	9/13/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	M.d	108	2.71	33	40	9	462	D	102	38	29	28	14	6	6	4	-1	-1	-3	2	24	11
9/14/12 17:25	9/13/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-472	11.80	33	-40	-8	462	D	102	38	29	28	14	6	6	4	-1	-1	-3	2	24	11
9/11/12 16:03	9/11/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-10	11.43	33	-1	0	462	D	100	41	29	26	16	2	3	1	2	3	1	5	32	14
8/23/12 09:54	8/21/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-8	11.21	33	-1	0	463	D	127	40	26	23	14	8	2	0	0	-1	5	6	23	15
8/17/12 16:05	8/15/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	M.d	185	2.51	33	74	19	464	D	119	30	25	23	11	13	4	2	0	0	6	3	26	14
8/17/12 16:05	8/15/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-815	11.05	33	-74	-14	464	D	119	30	25	23	11	13	4	2	0	0	6	3	26	14
8/1/12 16:28	7/30/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-42	9.80	22	-4	-1	464	D	87	-1	21	3	4	1	1	2	2	5	9	16	31	33
7/11/12 15:58	7/11/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-29	9.96	24	-3	-1	468	D	95	2	38	22	7	4	2	-2	-1	-1	9	18	32	35
6/27/12 15:59	6/25/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-52	9.34	29	-6	-1	471	D	79	5	35	10	3	7	3	4	1	5	1	19	24	31
5/24/12 13:41	5/22/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-7	8.96	33	-1	0	467	D	83	-4	33	2	5	-6	-5	4	1	2	5	23	30	51
5/14/12 16:42	5/10/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	M.d	159	2.15	33	74	19	468	D	65	-5	33	12	12	9	-1	1	-1	-8	-3	14	22	48
5/14/12 16:42	5/10/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-720	9.75	33	-74	-14	468	D	65	-5	33	12	12	9	-1	1	-1	-8	-3	14	22	48
2/22/12 15:58	2/22/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	8.66	30	-1	0	477	D	122	-8	12	21	21	6	2	-2	-1	3	5	3	29	61
2/2/12 15:09	2/2/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S.d	-6	8.28	27	-1	0	478	D	137	-2	-16	6	27	13	2	1	1	3	8	19	24	59
11/15/11 15:18	11/14/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-45	7.29	29	-6	-1	478	D	158	2	-24	-14	17	4	-3	1	1	-6	-11	21	26	56
10/28/11 13:29	10/27/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-45	7.82	32	-6	-1	485	D	199	16	-22	-17	-9	23	14	9	0	-5	-18	2	24	48
7/29/11 17:44	7/28/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-16	9.69	33	-2	0	490	D	210	85	19	-3	11	-2	0	-3	4	-9	-15	-22	-15	2
6/24/11 11:43	6/23/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-39	8.92	33	-4	-1	492	D	241	78	14	0	-10	0	1	4	-1	7	10	-15	-26	3
5/24/11 14:00	5/23/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	9.69	33	-1	0	496	D	202	92	28	5	-2	-8	-7	-5	-1	4	-5	-20	-24	-5
2/23/11 16:04	2/23/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	9.12	29	-1	0	497	D	598	136	81	22	14	7	6	-4	0	0	-1	4	-16	-5
12/16/10 14:42	12/14/10	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-49	7.79	21	-6	-1	497	D	152	171	38	35	5	3	1	-2	2	5	9	12	16	-16
7/29/10 16:47	7/28/10	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-9	5.27	19	-2	0	510	D	-72	62	38	-11	-8	5	6	1	-3	3	-7	28	55	83
6/25/10 15:44	6/23/10	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-25	5.66	33	-4	-1	507	D	-80	92	118	9	-12	12	-7	-8	4	-9	2	9	55	78
10/28/09 15:24	10/26/09	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-19	3.23	15	-6	-2	267	D	-92	-70	9	-4	-11	-3	-6	-3	-12	-11	-1	24	112	128
7/28/09 16:56	7/27/09	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-5	3.11	8	-2	-1	272	D	-90	-84	-19	22	-24	10	8	11	-3	9	-23	-7	15	62
6/24/09 11:25	6/22/09	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-10	3.07	25	-3	-1	274	D	-93	-90	-21	35	-24	-3	-30	-20	3	23	18	21	-9	111
12/1/08 14:52	11/26/08	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-17	3.91	33	-4	-2	277	D	-88	-87	-86	-80	-72	-69	-33	-8	-10	-26	-31	-82	-31	-31
8/29/08 11:57	8/27/08	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-32	20.80	33	-2	-1	282	D	-30	-39	-36	-29	4	1	4	5	-1	-2	3	-81	-94	-88
8/8/08 16:13	8/7/08	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-3	21.30	33	0	0	283	D	-30	-46	-35	-31	-19	-1	2	5	4	5	5	-32	-90	-88
7/24/08 16:12	7/23/08	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	S	-85	22.80	33	-4	-1	283	D	-18	-36	-19	-20	-19	1	22	11	-2	-5	-4	-26	-76	-79
12/2/05 11:55	12/2/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Flax Samuel Allan	MD	O	EVP,GC,S	P	78	38.85	33	2	133	4	I	61	30	14	2	7	0	1	1	0	-1	-4	-4	-7	27

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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