Kaplan Steven N - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	2	1	42	1	1	3	8	11	18	7
S	%wins				50	45	43	31	23	26	36

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/13/24 17:12	5/10/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-373	298.13	0	-1	-3	43	D
3/12/24 17:16	3/11/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-384	306.81	0	-1	-3	44	D
11/12/21 12:05	11/11/21	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-313	312.87	0	-1	-2	44	D
8/12/21 16:42	8/11/21	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-262	261.94	0	-1	-2	45	D
2/28/20 12:00	2/27/20	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-349	150.69	0	-2	-5	42	D
1/6/20 16:41	12/31/19	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	2	4	44	D
10/2/19 18:06	9/30/19	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	2	4	42	D
7/1/19 18:44	6/28/19	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	2	5	40	D
4/2/19 16:16	3/29/18	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	3	7	38	D
1/3/19 19:27	12/31/18	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	2	5	36	D
10/2/18 17:41	9/28/18	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	2	5	34	D
7/5/18 15:31	6/29/18	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	2	5	33	D
4/3/18 20:22	3/31/18	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	CO	D	M.d	0	0.00	0	2	5	31	D
1/3/18 19:12	12/29/17	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	IL	D	M.d	0	0.00	0	2	6	30	D
12/22/17 10:40	12/21/17	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-242	96.91	0	-3	-6	42	D
11/22/17 11:21	11/21/17	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-230	91.85	0	-3	-5	45	D
10/26/17 15:57	10/25/17	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-210	83.87	0	-3	-5	47	D
10/3/17 20:35	9/30/17	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	IL	D	M.d	0	0.00	0	2	7	28	D
7/5/17 21:34	6/30/17	ZAYO	Zayo Group Holdings, Inc.	DE	Telco	Telco	Telephone Communications (No	Kaplan Steven N	IL	D	M.d	0	0.00	0	1	5	26	D
12/29/16 11:06	12/27/16	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-148	74.09	6	-2	-4	48	D	12	-9	-9	-8	1	-3	-3	-2	0	3	4	8
11/29/16 10:21	11/28/16	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-147	73.34	7	-2	-4	50	D	11	-9	-13	-12	-4	7	1	0	0	0	0	11
10/28/16 11:19	10/27/16	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-141	70.64	6	-2	-4	52	D	8	-13	-15	-16	-11	-8	-7	-2	-1	-1	3	7	5
12/10/14 16:35	12/10/14	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-97	64.52	5	-2	-3	51	D	4	-18	-9	-4	-1	-4	-1	0	1	1	1	19	25	28
11/20/14 10:29	11/19/14	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-101	67.32	6	-2	-3	52	D	9	-20	-3	-1	3	-1	-5	-3	-1	0	-3	15	15	17
9/25/14 10:29	9/24/14	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-68	68.04	5	-1	-2	54	D	11	-12	-12	-5	0	-1	0	0	0	-2	-6	-3	11	21
12/11/13 11:54	12/10/13	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-161	80.31	7	-2	-4	53	D	36	25	10	2	-1	-6	-4	0	-2	-2	-1	1	-9	-20
11/20/13 11:26	11/19/13	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-169	84.71	5	-2	-4	55	D	47	36	22	8	12	6	4	1	0	-1	-8	-2	-18	-20
9/25/13 10:55	9/24/13	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-156	78.24	2	-2	-3	57	D	40	27	14	5	1	2	0	0	1	1	-3	2	0	-12
12/6/12 10:30	12/5/12	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-189	62.88	5	-3	-5	57	D	24	7	14	6	0	3	1	0	1	2	0	9	13	27
11/8/12 09:45	11/7/12	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-191	63.54	4	-3	-5	60	D	30	9	16	10	2	-1	1	0	0	-3	2	7	9	27
9/7/12 10:57	9/5/12	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-180	59.90	5	-3	-5	63	D	53	5	2	6	3	5	4	2	0	1	5	6	15	30
12/7/11 15:08	12/6/11	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-149	59.58	3	-3	-4	64	D	26	15	4	2	2	0	4	0	0	-3	0	0	-4	9
11/10/11 14:54	11/9/11	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-147	58.70	4	-3	-4	67	D	16	15	0	4	3	0	-1	-1	1	1	1	5	-4	10
9/21/11 14:00	9/20/11	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-148	59.29	5	-3	-3	69	D	29	40	1	-2	5	-2	5	0	-3	-2	0	-1	5	6
12/15/10 14:28	12/14/10	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-105	52.27	4	-2	-3	71	D	70	7	13	29	6	7	1	0	-1	1	3	9	12	12
11/17/10 16:01	11/17/10	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-98	48.99	4	-2	-3	73	D	62	-1	4	14	7	2	-1	-2	2	0	6	13	22	22
10/19/10 13:18	10/19/10	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	37	18.50	4	2	3	75	D	-1	-7	-3	7	18	9	4	1	-2	2	3	17	25	23
10/19/10 13:18	10/19/10	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-94	46.94	4	-2	-3	75	D	-1	-7	-3	7	18	9	4	1	-2	2	3	17	25	23
10/13/10 14:30	10/12/10	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	37	18.50	4	2	3	75	D	1	-11	-2	4	16	12	4	2	1	0	8	14	25	28
10/13/10 14:30	10/12/10	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-92	46.23	4	-2	-3	75	D	1	-11	-2	4	16	12	4	2	1	0	8	14	25	28
5/27/10 15:24	5/25/10	AH	Accretive Health, Inc.	DE	BizSv	Conslt	Management Services	Kaplan Steven N	IL	D	S.d	-219	11.28	16	-19	-5	389	D								-4	0	7	2	-26	4	85
5/17/10 14:02	5/17/10	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-34	47.45	6	-1	-1	72	D	-35	24	-4	6	0	-4	0	-1	1	-2	-3	-11	4	20
11/16/07 15:41	11/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-138	70.77	12	-2	-3	69	D	92	55	46	13	2	-6	-7	2	3	2	7	-4	4	-57
11/16/07 15:40	11/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-237	70.18	12	-3	-5	71	D	92	55	46	13	2	-6	-7	2	3	2	7	-4	4	-57
11/16/07 15:37	11/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	264	18.87	12	14	23	74	D	92	55	46	13	2	-6	-7	2	3	2	7	-4	4	-57
11/16/07 15:37	11/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-186	69.66	12	-3	-3	74	D	92	55	46	13	2	-6	-7	2	3	2	7	-4	4	-57
10/17/07 12:37	10/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-87	73.54	10	-1	-2	63	D	163	73	35	47	13	12	3	-2	1	1	-1	-8	-22	-34
10/17/07 12:36	10/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	168	12.00	10	14	28	64	D	163	73	35	47	13	12	3	-2	1	1	-1	-8	-22	-34
10/17/07 12:36	10/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-496	72.77	10	-7	-10	64	D	163	73	35	47	13	12	3	-2	1	1	-1	-8	-22	-34
9/19/07 18:07	9/17/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-121	61.94	7	-2	-3	57	D	121	65	20	30	-1	2	3	0	-3	-3	13	18	-4	-12
9/19/07 18:05	9/17/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	144	10.27	7	14	31	59	D	121	65	20	30	-1	2	3	0	-3	-3	13	18	-4	-12
9/19/07 18:05	9/17/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-370	61.19	7	-6	-9	59	D	121	65	20	30	-1	2	3	0	-3	-3	13	18	-4	-12
8/15/07 17:50	8/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-57	57.99	14	-1	-2	51	D	75	68	28	19	24	19	-1	-10	3	10	9	19	18	14
8/15/07 17:48	8/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	191	13.68	14	14	37	52	D	75	68	28	19	24	19	-1	-10	3	10	9	19	18	14
8/15/07 17:48	8/15/07	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-404	57.49	14	-7	-12	52	D	75	68	28	19	24	19	-1	-10	3	10	9	19	18	14
11/16/06 16:10	11/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-106	45.52	5	-2	-5	42	D		43	0	30	16	6	0	2	1	3	0	9	6	58
11/16/06 16:09	11/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	137	9.81	5	14	45	45	D		43	0	30	16	6	0	2	1	3	0	9	6	58
11/16/06 16:09	11/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-301	45.03	5	-7	-13	45	D		43	0	30	16	6	0	2	1	3	0	9	6	58
10/16/06 13:07	10/13/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	36	2.55	3	14	60	37	D		52	-5	8	7	11	8	1	1	2	11	11	28	73
10/16/06 13:07	10/13/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-287	41.00	3	-7	-16	37	D		52	-5	8	7	11	8	1	1	2	11	11	28	73
9/18/06 17:19	9/15/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.a	-19	38.27	3	-1	-2	30	D		34	-7	0	5	4	2	3	0	-1	12	22	40	68
9/18/06 16:28	9/15/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.dm	-93	33.35	3	-3	-8	30	D		34	-7	0	5	4	2	3	0	-1	12	22	40	68
9/18/06 16:26	9/15/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	28	2.00	3	14	73	33	D		34	-7	0	5	4	2	3	0	-1	12	22	40	68
9/18/06 16:26	9/15/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.dm	-159	37.93	3	-4	-11	33	D		34	-7	0	5	4	2	3	0	-1	12	22	40	68
8/15/06 09:01	8/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-78	34.79	3	-2	-9	23	D		4	-13	-24	-20	-11	-12	2	1	4	9	32	33	67
8/15/06 09:00	8/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	28	2.00	3	14	119	26	D		4	-13	-24	-20	-11	-12	2	1	4	9	32	33	67
8/15/06 09:00	8/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-163	34.34	3	-5	-16	26	D		4	-13	-24	-20	-11	-12	2	1	4	9	32	33	67
7/25/06 17:51	6/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	14	2.00	5	7	74	16	D		41	0	-15	-7	-11	-2	-5	-3	-2	-3	8	19	27
7/18/06 16:51	7/17/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-120	38.13	5	-3	-25	9	D		35	-4	-12	-9	-1	-10	-4	10	4	-5	12	24	32
7/18/06 16:45	7/17/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	28	2.00	5	14		13	D		35	-4	-12	-9	-1	-10	-4	10	4	-5	12	24	32
7/18/06 16:45	7/17/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.dm	-146	37.83	5	-4	-23	13	D		35	-4	-12	-9	-1	-10	-4	10	4	-5	12	24	32
6/15/06 11:23	6/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S	-83	39.13	5	-2	-46	2										-2	-7	-1	-4	17	26
6/15/06 11:22	6/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	M.d	14	2.00	5	7		5										-2	-7	-1	-4	17	26
6/15/06 11:22	6/14/06	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kaplan Steven N	IL	D	S.d	-188	38.59	5	-5	-52	5										-2	-7	-1	-4	17	26

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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