CIK: 1325403 - Address: 301 East Colorado Blvd, Suite 720, Pasadena, CA 91101
9 results

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8/1/14 14:47
7/31/14
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP2622.2321New1D1011-1-3-4-4-30145128
8/6/13 16:39
8/6/13
FLCFlaherty & Crumrine Total Return Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP1019.1211New1D241-4-1141-1-101-3-239
8/6/13 16:25
8/6/13
FFCFlaherty & Crumrine Preferred Securities Income Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP918.1321New1D242-4-122-1-1-20023412
8/6/13 16:18
8/6/13
PFOFlaherty & Crumrine Preferred Income Opportunity Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP1010.5601New1D20-3-10-153-1-1-2-1-1-40611
8/6/13 16:05
8/6/13
PFDFlaherty & Crumrine Preferred Income Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP912.9701New1D16-4-11-14-2-3-3-3-10-32414
1/6/10 15:42
1/4/10
FLCFlaherty & Crumrine/claymore Total Return Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP514.5910New0D1296501615631025121927
1/6/10 15:33
1/4/10
FFCFlaherty & Crumrine/claymore Preferred Securities Income Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP514.0010New0D1087401012400155111529
1/6/10 15:20
1/4/10
PFOFlaherty & Crumrine Preferred Income Opportunity Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP58.3601New1D2814017147-4-1040201727
1/6/10 15:11
1/4/10
PFDFlaherty & Crumrine Preferred Income Fund IncFundCEFClosed-End FundsHogan Karen HanoviceCADP510.2901New1D1583913139-2-2-154131624

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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