CIK: 1332047 - Address: 700 Louisiana Street, 48Th Floor, Houston, TX 77002
2 results

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

P%ret112-1590004
P%wins5010010083

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y

3/27/17 14:28
3/21/17
EQSEquus Total Return, Inc.FundCEFClosed-End FundsBergner Richard FTXDP.a472.40020New20D174931141020-731015
3/23/17 10:46
3/17/17
EQSEquus Total Return, Inc.FundCEFClosed-End FundsBergner Richard FTXDP472.40020New20D25574019171181-502

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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