CIK: 1333588 - Address: 301 E. Colorado Blvd., Suite 720, Pasadena, CA 91101
8 results

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P%ret518020-14194
P%wins888875506310077

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6/30/15 15:48
6/29/15
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP1121.9721253D511-5-4-1002104720
6/30/15 15:13
6/29/15
FFCFlaherty & Crumrine Preferred Securities Income Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP1818.37312002D192-7-7-10-7-7-614011327
11/20/13 17:13
11/20/13
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP2019.90211002D-1-2-40-1013112128
8/16/13 14:59
8/16/13
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP2120.9011New1D-12-5-2-1-2-1-5-3716
6/3/13 17:34
6/3/13
FLCFlaherty & Crumrine Total Return Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP1019.4411New1D23143-2-7-8-7-4141-4-313
6/3/13 17:28
6/3/13
FFCFlaherty & Crumrine Preferred Securities Income Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP918.4441New1D24130-5-9-9-8-41520019
6/3/13 17:18
6/3/13
PFOFlaherty & Crumrine Preferred Income Opportunity Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP611.3301New1D25124-7-9-9-9002-1-8-613
6/3/13 17:09
6/3/13
PFDFlaherty & Crumrine Preferred Income Fund IncFundCEFClosed-End FundsConwell ChadCAOCCO,VP,SP714.0801New1D26110-3-8-8-8-4031-9-714

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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