CIK: 1335388 - Address: General Counsel'S Office, 1098 Ameriprise Financial Center, Minneapolis, MN 55474
53 results

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9/9/16 16:21
9/7/16
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d53437.23331415823D-15-516164202221834
9/9/16 16:21
9/7/16
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-470100.3033-5-1723D-15-516164202221834
7/11/16 16:19
7/7/16
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d00.00331423D-21-24-50-9-6653571329
4/20/15 16:20
4/16/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.m-348129.8233-3-1417D8926196-30010-2-1-2-15-24
4/15/15 18:11
4/13/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.dm35637.2333109420D7929132-5-4-1211-1-2-14-22
4/15/15 18:11
4/13/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-957127.2033-8-2820D7929132-5-4-1211-1-2-14-22
2/10/15 17:05
2/6/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d29852.863363124D11228155085301-4-7-7-41
2/10/15 17:05
2/6/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-331135.4633-2-924D11228155085301-4-7-7-41
2/6/15 17:35
2/5/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS-70131.4033-1-320D11031144-3833020-7-7-38
2/4/15 18:05
2/3/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d29852.863363621D10633126-1423142-5-4-34
2/4/15 18:05
2/3/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-231132.0033-2-821D10633126-1423142-5-4-34
1/30/15 16:12
1/28/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.m-369128.5833-3-1319D992557302-236813-25
1/27/15 16:17
1/23/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.dm89552.86331733822D10425813-2254-205-1-4-27
1/27/15 16:17
1/23/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-815129.3133-6-2222D10425813-2254-205-1-4-27
10/10/14 19:42
10/8/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.m-360118.6533-3-1222D1123213-3-7-8-5-4-2-4131211-1
10/8/14 17:13
10/6/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.dm95152.86331825925D1213212-1-6-6-4-1-3-7765-6
10/8/14 17:13
10/6/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-2,106121.3233-17-4125D1213212-1-6-6-4-1-3-7765-6
12/13/13 14:49
12/12/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d56358.73331010119D138763218600-204731022
12/13/13 14:49
12/12/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-901106.2533-8-3119D138763218600-204731022
12/11/13 17:18
12/9/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.dm1,68958.73332918D136813520930202831028
12/11/13 17:18
12/9/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-4,358108.4033-40-6918D136813520930202831028
5/7/13 17:55
5/3/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d60343.6633148929D314830195646023193246
5/7/13 17:55
5/3/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-92575.0033-12-3029D314830195646023193246
4/15/13 17:14
4/11/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.dm1,20743.663328999%28D24443116101432010203043
4/15/13 17:14
4/11/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-2,45374.7033-33-5428D24443116101432010203043
4/10/13 17:56
4/8/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.dm1,21721.34335733D233431129-2-111-24152649
4/10/13 17:56
4/8/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-5,09472.2033-71-6833D233431129-2-111-24152649
2/15/13 17:21
2/14/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d14921.343371847D1329291973540-18182959
2/15/13 17:21
2/14/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-39769.0033-6-1147D1329291973540-18182959
2/12/13 19:09
2/11/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-8866.4033-1-345D162524158110129183563
1/24/13 17:16
1/22/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-53866.5733-8-1546D16253414822210293171
1/24/13 17:16
1/24/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d14921.343371846D16253414822210293171
1/15/13 16:43
1/11/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS-31964.7633-5-1047D123034168402-135133380
1/4/13 16:05
1/2/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d14921.343371652D183527169545-1-1-192878
1/4/13 16:05
1/2/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-36865.0033-6-1052D183527169545-1-1-192878
12/19/12 17:26
12/18/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d14921.343371650D1944301055231-15182781
12/19/12 17:26
12/18/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-35863.0033-6-1050D1944301055231-15182781
11/8/12 17:04
11/6/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d14921.343371749D1130159620-30-17153677
11/8/12 17:04
11/6/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-34861.0033-6-1049D1130159620-30-17153677
11/2/12 17:20
10/31/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d2,06530.75336748M2232131746420-4292972
11/2/12 17:20
10/31/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-3,36157.6933-58-5548M2232131746420-4292972
9/17/12 18:27
9/13/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d1,61635.04334638D3035420127950-1-483065
9/17/12 18:27
9/13/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-2,58156.7533-45-5438D3035420127950-1-483065
3/30/12 16:48
3/28/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.dm-3,77056.7233-66-6438D29-6431511-1-31-3-5-11130
3/30/12 16:48
3/29/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.dm2,32234.25336838D29-6431511-1-31-3-5-11130
1/20/12 16:03
1/20/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d70632.59332216335D32-902614854004-2-425
1/20/12 16:03
1/20/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-1,02654.0033-19-3535D32-902614854004-2-425
1/12/12 17:28
1/10/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d1,18131.31333832D28-14-62621641-1356-329
1/12/12 17:28
1/10/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-2,04051.8533-39-5532D28-14-62621641-1356-329
8/2/11 17:18
7/29/11
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d26220.8233135934D9523-14-14-7-5-520-18-11-463
8/2/11 17:18
7/29/11
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-54752.7733-10-2334D9523-14-14-7-5-520-18-11-463
7/19/11 17:59
7/15/11
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCM.d26220.8233136632D12343-12-13-7-5-10-511-15-19-2-2
7/19/11 17:59
7/15/11
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceJunek John CarlMNOEVP,GCS.d-82654.9133-15-3232D12343-12-13-7-5-10-511-15-19-2-2

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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