CIK: 1341021 - Address: Park 80 West-Plaza Two, 250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663
30 results

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P%ret21500364185
P%wins10080100100608087

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3/4/22 13:02
3/3/22
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDOP,CEOP98.8201483I
2/4/22 17:01
2/2/22
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDOP,CEOP.m99.3401942I
3/3/20 14:36
2/28/20
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsDakos AndrewWIDOPP.d1313.25011011D
3/3/20 14:24
2/28/20
SPESpecial Opportunities FundMDFundCEFClosed-End FundsDakos AndrewWIDOPP.d1313.25011011D
3/3/20 14:10
2/28/20
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDOP,CEOP87.7501999%1D
3/27/19 15:33
3/25/19
PCFHigh Income Securities FundMAFundCEFClosed-End FundsDakos AndrewNJDP6489.25070999%70M
10/3/18 16:20
6/8/18
DTLAPBrookfield Dtla Fund Office Trust Investor Inc.MDRlEstREITReal Estate Investment TrustsDakos AndrewNJDP2924.79011201I
2/21/18 14:32
2/16/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP.m7912.750601,344M
2/14/18 17:27
2/12/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP.m13812.3501111,338I
2/7/18 13:54
2/5/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP8312.880601,327I
2/5/18 15:11
2/1/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP1813.400101,320I
2/1/18 15:31
1/30/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP6813.450501,319I
1/23/18 11:08
1/19/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP21213.1501611,314I
1/12/18 12:05
1/10/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP412.920001,298D
1/10/18 17:16
1/8/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP.m12912.9301011,297I
1/5/18 13:24
1/3/18
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP.m12212.840911,287I
1/3/18 15:50
12/29/17
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP1712.740101,278I
12/29/17 12:32
12/27/17
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP.m42512.6403431,277I
12/26/17 17:47
12/21/17
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP9112.570711,243I
12/21/17 14:41
12/19/17
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP.m8112.480611,236I
12/1/17 15:44
11/29/17
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP.m6512.680501,229I
11/24/17 11:55
11/21/17
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP16412.6001311,224I
11/17/17 17:04
11/15/17
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsDakos AndrewNJDP1712.340101,211I
6/8/17 17:25
6/7/17
XRDCCrossroads Capital, Inc.FundCEFClosed-End FundsDakos AndrewNJDTP622.170284826I
2/4/16 14:29
2/3/16
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsDakos AndrewWIDOPP2512.46022012D-6-9-11-6-3-1300-2191420
2/3/15 14:13
2/2/15
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsDakos AndrewWIOPP6014.95046610D153-3-2-4-3-3-111242-9
4/1/14 13:50
3/28/14
IFTImperial Holdings, Inc.FLInsurLfInsLife InsuranceDakos AndrewFLDTP.m1165.7802012,322I
3/30/11 10:31
3/29/11
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsDakos AndrewNJOHDir,OffiP1415.38010I411611500210010-63
3/29/11 11:49
3/28/11
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsDakos AndrewNJDOHDir,OffiP215.22000I401612510320000-74
12/5/05 18:00
11/23/05
MXEMexico Equity & Income Fund IncFundCEFClosed-End FundsDakos AndrewNJDP4021.1502New2I106292411112-141211151570

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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