TC |
Stat |
Stk |
Ins |
Fil |
+d |
+w |
+m |
+q |
+h |
+y |
avg |
|---|
Filing Date |
T Date |
Ticker |
Issuer | Inc | Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
8/27/20 17:43 | 8/26/20 | PTMN | Portman Ridge Finance Corp | Fund | CEF | Closed-End Funds | Warshauer Robert Herman | NY | D | P | 23 | 1.16 | 0 | 20 | New | 20 | I | ||||||||||||||||
10/18/19 16:15 | 10/16/19 | BCPL | Bc Partners Lending Corp | Fund | CEF | Closed-End Funds | Warshauer Robert Herman | NY | D | P | 300 | 25.00 | 0 | 12 | New | 12 | D | ||||||||||||||||
9/12/06 16:26 | 9/12/06 | LSGP | Lighting Science Group Corp | DE | Electr | ElcEq | Electric Lighting & Wiring Eq | Warshauer Robert Herman | TX | DO | P | P | 5 | 0.2300 | 0 | 20 | 1 | 2,070 | D |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |