Thomas William R III - Insider Stock Trading - OpenInsider

CIK: 1369011 - Address: C/O Capital Southwest Corporation, 8333 Douglas Ave, Suite 1100, Dallas, TX 75225

11 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	10	0	1	4	10	16	19	8
S	%wins				60	30	30	0	0	10	22

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/10/21 16:06	9/9/21	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		S	-111	27.70	0	-4	-1	592	I
1/29/15 15:40	1/27/15	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		S	-5,165	43.04	9	-120	-16	612	I	71	26	20	22	9	8	7	2	1	1	12	9	11	-67
6/1/12 12:16	5/30/12	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	VP	S	-700	86.50	3	-8	-54	7	D	16	14	32	14	11	10	1	0	1	7	18	20	23	65
2/16/12 16:47	2/14/12	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	VP	S.m	-910	90.97	1	-10	-23	34	I	9	-8	7	7	12	3	0	0	0	3	3	15	38	48
8/5/10 12:47	8/3/10	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	VP	S	-1,250	91.55	2	-14	-24	44	I	-24	16	15	2	10	6	2	5	-2	-7	-2	6	7	2
6/4/10 16:16	6/2/10	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	Assistan	S.m	-44	92.94	2	0	-1	58	I	-17	33	19	1	0	-2	5	1	-3	-2	0	3	12	7
11/19/09 17:53	11/17/09	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	Assistan	S.a	-767	76.69	2	-10	-15	58	I	-28	-10	14	2	2	6	0	0	0	1	2	14	19	32
11/19/09 16:28	11/17/09	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S	-767	76.69	2	-10	-15	58	I	-28	-10	14	2	2	6	0	0	0	1	2	14	19	32
6/9/09 17:18	6/8/09	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S	-677	72.13	3	-9	-40	14	D	-54	-36	-4	30	1	0	4	2	0	-1	-2	3	7	18
6/8/09 16:21	6/4/09	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S.m	-145	72.22	3	-2	-8	24	D	-56	-38	-11	23	-7	3	3	-2	2	5	1	7	8	21
6/4/09 11:53	6/2/09	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S	-562	73.96	4	-8	-23	26	D	-57	-37	6	12	-6	2	3	-1	3	4	3	5	11	33

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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