Shah Parag - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	3	-2	-8	8	49	77	94	37
P	%wins				33	33	67	100	67	100	67
S	%ret	1	1	11	-0	-0	2	2	0	-8	-1
S	%wins				64	73	45	36	73	64	59

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/3/14 12:36	12/1/14	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-345	15.33	4	-23	-8	252	D	68	0	5	2	5	-2	-1	-2	-2	-2	-2	-5	-13	-17
11/20/14 18:40	11/19/14	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-352	15.63	5	-23	-8	275	D	73	2	14	2	11	2	-1	0	-1	1	-5	0	-14	-21
10/3/14 20:24	10/1/14	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-322	14.33	5	-23	-7	299	D	55	4	5	-10	-7	-6	0	-2	0	-2	8	6	-1	-24
9/3/14 14:34	9/2/14	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-503	15.25	6	-33	-9	325	D	60	14	4	2	-6	-3	-2	1	1	0	-5	2	-3	-20
8/21/14 13:37	8/20/14	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-520	15.75	7	-33	-8	358	D	64	15	2	13	-1	-2	0	0	-1	-4	-6	1	0	-18
7/2/14 17:34	7/1/14	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-535	16.21	14	-33	-8	393	D	72	25	2	20	14	4	4	1	0	0	0	-10	-5	-25
6/16/14 16:13	6/12/14	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-507	15.37	8	-33	-7	427	D	70	26	-3	4	14	5	2	0	2	0	7	1	0	-17
11/12/13 16:21	11/11/13	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M	3,775	12.60	7	300	640	346	D	105	75	28	12	9	7	8	5	2	3	2	-1	-11	4
5/10/13 17:44	5/9/13	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M	1,146	12.14	9	94	44	308	D	52	27	32	11	9	11	0	1	0	0	3	13	23	15
8/16/12 13:02	8/14/12	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M	29	4.21	3	7	3	265	D	36	34	17	5	0	3	4	0	1	0	3	-8	14	38
3/19/12 15:19	3/15/12	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M	503	4.21	4	119	76	276	D	18	11	18	15	-1	3	-1	-4	2	5	6	5	14	26
3/19/12 15:19	3/15/12	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S.m	-1,695	10.61	4	-160	-37	276	D	18	11	18	15	-1	3	-1	-4	2	5	6	5	14	26
3/13/12 16:39	3/12/12	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M	11	4.21	4	3	1	387	D	24	7	27	19	15	5	3	0	-2	-1	0	1	9	24
11/10/11 13:11	11/8/11	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M	17	4.21	3	4	1	286	D	6	-3	-10	4	2	1	-5	-6	0	2	4	16
5/11/11 14:44	5/10/11	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M.d	19	4.21	3	5	2	291	D	56	18	0	-1	-3	5	-1	2	0	0	3	-10	-5
9/20/10 13:28	9/17/10	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M.d	14	4.21	2	3	1	226	D	44	8	-4	6	-3	4	4	-1	1	1	6	5	14	4
9/2/10 12:05	9/1/10	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M.d	423	4.21	2	101	82	223	D	22	12	-3	2	-5	-4	-1	0	1	2	7	10	21	11
9/2/10 12:05	9/1/10	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S.d	-937	9.32	2	-101	-31	223	D	22	12	-3	2	-5	-4	-1	0	1	2	7	10	21	11
5/10/10 15:46	5/7/10	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	M	36	4.21	2	9	4	223	D	23	49	8	-1	-10	-14	-13	-8	2	3	-5	11	19	19
11/25/09 10:36	11/23/09	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-130	10.16	1	-13	-13	86	D	25	104	42	10	-1	14	2	2	-3	-3	3	-2	-7	6
9/25/09 10:42	9/23/09	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	S	-129	10.13	2	-13	-12	98	D	2	19	94	20	2	3	2	0	0	-1	7	9	13	10
2/26/09 18:39	2/26/09	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	P.a	5	4.55	2	1	2	61										-4	-13	21	72	126	141
2/26/09 18:28	2/26/09	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	P	9	4.55	2	2	3	62										-4	-13	21	72	126	141
6/13/08 11:43	6/12/08	HTGC	Hercules Technology Growth Capital Inc	Fund	CEF	Closed-End Funds	Shah Parag	MA	O	Senior M	P	7	9.94	2	1	1	52	D	2	-17	-7	-10	0	-5	-3	1	3	3	-17	3	-21	0

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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