Spears Daniel L - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	14	0	1	1	-0	3	-8	-1
P	%wins				71	79	57	79	64	57	68
S	%ret	2	1	7	3	4	17	-14	-32	37	3
S	%wins				57	43	14	67	83	0	44

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/14/14 13:40	10/10/14	SRF	Cushing Royalty & Income Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	P	P	25	15.90	0	2	36	6	M	-16	-3	-17	-25	-26	-22	-18	-15	0	6	5	-49	-59	-74
1/28/14 17:31	1/27/14	SZC	Cushing Renaissance Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	P	P	7	24.94	0	0	12	3	D		9	9	6	2	0	-2	-2	0	-3	3	7	20	-11
1/28/14 17:30	1/27/14	SRF	Cushing Royalty & Income Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	P	P	18	17.75	0	1	29	4	M		-8	-3	3	9	5	3	-1	0	0	7	10	18	-60
12/10/13 19:11	12/10/13	SZC	Cushing Renaissance Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	P	P	17	24.64	0	1	45	2	D		17	3	7	3	1	2	2	0	1	3	9	20	-6
10/7/13 14:20	10/4/13	SRF	Cushing Royalty & Income Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	P	P	14	16.79	0	1	35	3	M		-15	-14	-10	-8	-11	-2	-1	-1	0	5	3	16	16
9/3/13 16:55	8/30/13	SRF	Cushing Royalty & Income Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	P	P	25	19.00	0	1	116	2	M		-9	-11	-9	1	0	4	1	0	0	-7	-6	6	21
9/3/13 16:55	8/30/13	SZC	Cushing Renaissance Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	P	P	25	23.35	0	1	210	2	M			-5	-7	-5	0	-2	0	-1	1	-1	6	16	34
3/18/13 12:01	3/15/13	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	EVP,Secr	P	4	7.71	0	1	8	7	I	-7	-14	-7	6	-4	-3	-2	-2	1	4	3	5	5	15
1/17/13 06:02	1/15/13	EOX	Emerald Oil, Inc.	MT	Energy	OilPrd	Crude Petroleum & Natural Gas	Spears Daniel L	CO	D		S.m	-76	5.65	0	-14	-15	77	D	-85	-70	-47	-3	8	0	-4	-10	2	2	20	11	36	37
11/6/12 16:55	11/6/12	SZC	Cushing Renaissance Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	EVP	P	12	24.94	0	1	New	1	D						0	-1	-1	0	-2	-9	0	3	2
6/1/12 12:13	5/31/12	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	EVP,Secr	P	17	8.39	0	2	48	6	I	22	-12	-5	-14	-9	-8	-5	-5	0	0	-3	11	-6	8
5/31/12 13:16	5/30/12	SRF	Cushing Royalty & Income Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	EVP	P	11	22.60	0	1	100	1	D				-9	-2	-2	7	2	-2	3	-1	3	-8	3
2/28/12 10:55	2/24/12	SRF	Cushing Royalty & Income Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	EVP	P	13	25.00	1	1	New	1	D									-1	-1	-1	-11	-4	-6
12/12/11 17:02	12/9/11	PSTR	Postrock Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Spears Daniel L	OK	D		S	-39	2.41	0	-16	-100	0	I		-31	-58	-42	-44	-23	-10	-10	-2	2	24
6/27/11 17:46	6/24/11	PSTR	Postrock Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Spears Daniel L	OK	D		S	-29	5.88	0	-5	-24	16	I		28	72	-1	-8	-3	14	12	-1	-2	8	-39	-56
6/24/11 16:03	6/23/11	PSTR	Postrock Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Spears Daniel L	OK	D		S	-30	5.91	0	-5	-19	21	I		23	64	-7	-12	-7	2	10	-3	-4	8	-40	-64
6/21/11 11:25	6/20/11	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	O	EVP,Secr	P	9	9.38	0	1	31	4	I	97	22	1	-8	-8	-10	-8	-4	4	7	7	1	-2	1
5/9/11 15:11	3/21/11	PSTR	Postrock Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Spears Daniel L	OK	D		S.am	-857	5.05	1	-170	-87	26	I		-3	86	61	13	-11	-11	-5	5	-5	-11	-28	-37
3/29/11 13:20	3/7/11	PSTR	Postrock Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Spears Daniel L	OK	D		S.m	-251	5.53	1	-45	-19	196	I		-34	99	63	47	7	23	27	-3	9	22	-7	-46
3/24/11 14:56	3/22/11	PSTR	Postrock Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Spears Daniel L	OK	D		S.m	-781	5.05	1	-155	-69	71	I		-48	49	40	17	-16	-10	-1	26	28	49	19	-24
1/23/08 12:41	1/8/08	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Spears Daniel L	TX	H	Partner	P	3	16.20	0	0	7	3	I				-9	0	0	-2	-1	0	4	4	8	12	-57

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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