Sims Raymond J. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	74	-0	-0	3	8	16	32	10
S	%wins				66	58	38	37	46	49	49

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/12/17 18:44	5/10/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.dm	948	31.43	14	30		2	D	1	48	45	3	-5	-3	-5	2
5/12/17 18:44	5/10/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.dm	-1,204	39.92	14	-30	-94	2	D	1	48	45	3	-5	-3	-5	2
5/9/17 21:01	5/8/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	629	31.43	14	20		2	D	-3	32	54	2	-1	-2	-8	-7	0
5/9/17 21:01	5/8/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-785	39.26	14	-20	-92	2	D	-3	32	54	2	-1	-2	-8	-7	0
5/5/17 16:04	5/4/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-386	42.23	12	-9	-84	2	D	3	41	58	11	6	6	-1	-2	-2	0
5/3/17 17:15	5/1/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.dm	647	26.35	12	25		11	D	3	35	55	11	7	4	2	-1	-2	-6
5/3/17 17:15	5/1/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.dm	-1,048	42.53	12	-25	-69	11	D	3	35	55	11	7	4	2	-1	-2	-6
12/16/16 16:12	12/14/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	400	24.33	9	16		6	D	16	13	48	32	49	8	10	5	1	0	0	11
12/16/16 16:12	12/14/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-621	37.80	9	-16	-73	6	D	16	13	48	32	49	8	10	5	1	0	0	11
11/23/16 17:56	11/23/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-350	35.00	10	-10	-62	6	D	9	2	27	9	20	34	13	2	0	-2	3	20
11/17/16 19:07	11/16/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	0	0.00	9	2	14	16	D	3	3	30	7	13	22	16	8	-2	4	8	17
11/14/16 19:58	11/11/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	0	0.00	8	4	37	15	D	-3	-9	19	0	2	12	18	10	1	4	15	24
2/29/16 19:01	2/26/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO,	M.d	0	0.00	10	2	18	12	D	-55	-40	-22	-30	-13	-7	-7	0	4	14	26	14	30	82
2/22/16 18:14	2/18/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO,	M.d	0	0.00	10	6	101	11	D	-58	-36	-30	-23	-21	-7	-2	-4	-2	-2	21	3	25	61
11/19/15 19:26	11/18/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO,	M.d	0	0.00	18	2	33	8	D	-45	2	-23	-2	4	1	-6	-3	2	3	-1	-29	-24	0
11/17/15 19:46	11/16/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO,	M.d	0	0.00	17	2	41	7	D	-42	3	-18	-6	12	6	-1	-3	0	6	5	-20	-18	1
11/12/15 18:46	11/11/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO,	M.d	0	0.00	15	4	282	5	D	-41	10	-16	-4	17	9	5	-2	-1	-4	0	-25	-23	-8
6/12/15 17:10	6/11/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	353	25.19	15	14		3	D	-4	-4	32	-3	3	3	3	-3	-1	0	1	-31	-21	-39
6/12/15 17:10	6/11/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-606	43.30	15	-14	-83	3	D	-4	-4	32	-3	3	3	3	-3	-1	0	1	-31	-21	-39
5/12/15 16:39	5/11/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	345	23.00	11	15		3	D	5	5	2	5	-1	-1	-2	0	1	1	7	-1	-13	-22
5/12/15 16:39	5/11/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-626	41.77	11	-15	-84	3	D	5	5	2	5	-1	-1	-2	0	1	1	7	-1	-13	-22
4/28/15 16:56	4/27/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-263	43.88	13	-6	-67	3	D	24	-1	24	16	-3	8	3	2	0	-4	-2	-1	-27	-24
2/27/15 19:04	2/26/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	0	0.00	22	2	27	9	D	30	-26	12	25	18	6	2	4	0	3	3	7	-20	-37
11/19/14 19:34	11/18/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	0	0.00	18	2	35	8	D	24	-46	-19	-10	-3	-16	3	0	0	2	14	19	32	1
11/17/14 21:18	11/16/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	0	0.00	17	2	40	7	D	33	-44	-17	-7	0	-9	-19	5	-2	-1	2	19	25	3
6/9/14 16:34	6/6/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	262	26.22	21	10		6	D	118	5	-34	-24	1	14	7	9	0	3	-13	-22	-30	-2
6/9/14 16:34	6/6/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-440	44.00	21	-10	-63	6	D	118	5	-34	-24	1	14	7	9	0	3	-13	-22	-30	-2
4/9/14 17:18	4/8/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	107	21.39	33	5	569	6	D	119	40	-18	-31	-16	-21	-5	-7	-4	-9	-20	-21	-38	-16
4/9/14 17:18	4/8/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-232	46.47	33	-5	-46	6	D	119	40	-18	-31	-16	-21	-5	-7	-4	-9	-20	-21	-38	-16
3/5/14 12:26	3/4/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	107	21.39	33	5	569	6	D	153	72	9	-14	-14	-5	5	3	-1	0	-9	-29	-38	-30
3/5/14 12:26	3/4/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-288	57.59	33	-5	-46	6	D	153	72	9	-14	-14	-5	5	3	-1	0	-9	-29	-38	-30
2/5/14 18:59	2/4/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	107	21.39	21	5	569	6	D	142	70	8	5	-17	-13	-7	-7	0	9	4	-21	-33	-30
2/5/14 18:59	2/4/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-286	57.10	21	-5	-46	6	D	142	70	8	5	-17	-13	-7	-7	0	9	4	-21	-33	-30
1/17/14 11:13	1/16/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	107	21.39	22	5	569	6	D	190	136	42	26	0	-4	-1	7	-1	-9	-8	-29	-44	-47
1/17/14 11:13	1/16/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-547	67.34	22	-8	-58	6	D	190	136	42	26	0	-4	-1	7	-1	-9	-8	-29	-44	-47
12/12/13 13:46	12/11/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	23	5	125	9	D	207	140	40	11	14	2	-5	-5	3	6	-1	-9	-26	-47
12/12/13 13:46	12/11/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-324	64.77	23	-5	-36	9	D	207	140	40	11	14	2	-5	-5	3	6	-1	-9	-26	-47
12/4/13 11:58	12/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	25	5	125	9	D	214	166	62	21	23	17	4	1	-1	-4	0	-15	-37	-52
12/4/13 11:58	12/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-342	68.35	25	-5	-36	9	D	214	166	62	21	23	17	4	1	-1	-4	0	-15	-37	-52
11/19/13 20:08	11/16/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.dm	0	0.00	19	4	77	9	D	168	130	38	15	11	1	6	2	4	12	13	3	-34	-47
11/14/13 13:32	11/13/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	19	5	235	7	D	175	132	41	14	5	2	8	-1	-1	7	11	6	-33	-45
11/14/13 13:32	11/13/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-291	58.10	19	-5	-41	7	D	175	132	41	14	5	2	8	-1	-1	7	11	6	-33	-45
11/5/13 18:50	11/4/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	17	5	235	7	D	156	128	46	4	-11	3	-6	-4	10	8	24	2	-27	-25
11/5/13 18:50	11/4/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-272	54.32	17	-5	-41	7	D	156	128	46	4	-11	3	-6	-4	10	8	24	2	-27	-25
10/16/13 20:04	10/16/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	24	5	235	7	D	165	122	56	12	-6	-13	-8	1	2	4	10	24	-13	-35
10/16/13 20:04	10/16/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-270	53.91	24	-5	-41	7	D	165	122	56	12	-6	-13	-8	1	2	4	10	24	-13	-35
10/4/13 19:44	10/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	20	5	235	7	D	211	133	66	15	5	-3	-8	-6	-1	-9	-6	19	-19	-45
10/4/13 19:44	10/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-280	55.94	20	-5	-41	7	D	211	133	66	15	5	-3	-8	-6	-1	-9	-6	19	-19	-45
9/19/13 14:08	9/18/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	12	5	235	7	D	177	164	74	29	16	14	5	4	1	1	-9	10	-5	-37
9/19/13 14:08	9/18/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-300	60.02	12	-5	-41	7	D	177	164	74	29	16	14	5	4	1	1	-9	10	-5	-37
9/10/13 20:15	9/10/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	10	5	235	7	D	171	172	71	25	21	12	8	2	-1	0	-9	15	-2	-40
9/10/13 20:15	9/10/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-293	58.54	10	-5	-41	7	D	171	172	71	25	21	12	8	2	-1	0	-9	15	-2	-40
8/15/13 13:17	8/14/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	10	5	235	7	D	186	149	60	28	14	10	1	0	-3	-3	8	10	20	-34
8/15/13 13:17	8/14/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-268	53.70	10	-5	-41	7	D	186	149	60	28	14	10	1	0	-3	-3	8	10	20	-34
8/6/13 13:29	8/5/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	10	5	235	7	D	153	194	58	45	20	10	10	12	-1	0	6	2	8	-31
8/6/13 13:29	8/5/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-262	52.48	10	-5	-41	7	D	153	194	58	45	20	10	10	12	-1	0	6	2	8	-31
7/18/13 11:24	7/17/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	15	5	235	7	D	98	128	67	40	13	4	-3	-3	0	0	9	12	41	-22
7/18/13 11:24	7/17/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-238	47.61	15	-5	-41	7	D	98	128	67	40	13	4	-3	-3	0	0	9	12	41	-22
7/9/13 20:14	7/9/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	17	5	235	7	D	90	130	71	43	16	6	7	5	0	1	8	19	38	-17
7/9/13 20:14	7/9/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-244	48.81	17	-5	-41	7	D	90	130	71	43	16	6	7	5	0	1	8	19	38	-17
6/13/13 19:03	6/12/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-269	26.86	17	-10	-58	7	D	98	112	72	35	31	6	6	2	-2	2	7	27	44	0
6/4/13 15:27	6/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	17	5	235	7	D	71	103	62	26	24	2	0	-1	-1	9	10	25	59	-3
6/4/13 15:27	6/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-213	42.52	17	-5	-41	7	D	71	103	62	26	24	2	0	-1	-1	9	10	25	59	-3
5/16/13 13:00	5/15/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	13	5	235	7	D	55	103	67	25	24	19	14	3	0	2	8	28	40	-8
5/16/13 13:00	5/15/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-211	42.28	13	-5	-41	7	D	55	103	67	25	24	19	14	3	0	2	8	28	40	-8
5/6/13 20:08	5/6/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	40	7.99	8	5	235	7	D	27	58	49	7	0	6	1	-2	2	11	16	42	54	24
5/6/13 20:08	5/6/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-180	36.04	8	-5	-41	7	D	27	58	49	7	0	6	1	-2	2	11	16	42	54	24
4/3/13 20:30	4/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	80	7.99	12	10		7	D	32	61	51	29	4	6	2	-2	-1	-1	1	35	71	51
4/3/13 20:30	4/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-347	34.74	12	-10	-58	7	D	32	61	51	29	4	6	2	-2	-1	-1	1	35	71	51
3/6/13 20:17	3/6/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	80	7.99	15	10		7	D	38	54	63	32	11	4	5	6	-1	0	1	25	60	70
3/6/13 20:17	3/6/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-342	34.24	15	-10	-58	7	D	38	54	63	32	11	4	5	6	-1	0	1	25	60	70
2/6/13 19:45	2/6/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	10	10		7	D	44	38	62	37	20	15	1	-1	-1	-1	1	13	59	69
2/6/13 19:45	2/6/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-330	33.00	10	-10	-58	7	D	44	38	62	37	20	15	1	-1	-1	-1	1	13	59	69
1/10/13 12:36	1/9/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	8	10		7	D	40	29	39	17	10	3	3	-2	1	2	17	25	74	141
1/10/13 12:36	1/9/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-283	28.27	8	-10	-58	7	D	40	29	39	17	10	3	3	-2	1	2	17	25	74	141
12/20/12 14:11	12/19/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	7	10		7	D	56	28	32	21	11	5	5	3	0	0	12	28	63	144
12/20/12 14:11	12/19/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-273	27.31	7	-10	-58	7	D	56	28	32	21	11	5	5	3	0	0	12	28	63	144
12/6/12 17:05	12/5/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	8	10		7	D	55	14	24	22	10	4	1	-1	0	4	10	29	71	162
12/6/12 17:05	12/5/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-259	25.95	8	-10	-58	7	D	55	14	24	22	10	4	1	-1	0	4	10	29	71	162
11/20/12 16:44	11/20/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	7	10		7	D	72	25	34	25	10	12	4	7	0	-3	4	25	61	128
11/20/12 16:44	11/20/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-266	26.61	7	-10	-58	7	D	72	25	34	25	10	12	4	7	0	-3	4	25	61	128
11/19/12 14:49	11/18/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	0	0.00	6	2	39	7	D	67	17	32	25	9	11	5	3	2	-2	5	25	66	130
11/7/12 20:58	11/7/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	4	10		6	D	60	5	8	10	-1	-1	2	-2	2	3	6	34	63	152
11/7/12 20:58	11/7/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-239	23.92	4	-10	-62	6	D	60	5	8	10	-1	-1	2	-2	2	3	6	34	63	152
10/18/12 12:47	10/17/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	5	10		6	D	69	15	13	17	9	0	0	1	1	-4	11	29	48	137
10/18/12 12:47	10/17/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-238	23.85	5	-10	-62	6	D	69	15	13	17	9	0	0	1	1	-4	11	29	48	137
10/4/12 17:17	10/3/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	5	10		6	D	75	42	10	13	16	7	1	0	0	-1	-5	20	41	139
10/4/12 17:17	10/3/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-240	23.96	5	-10	-62	6	D	75	42	10	13	16	7	1	0	0	-1	-5	20	41	139
9/20/12 19:44	9/19/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	4	10		6	D	68	17	4	11	9	11	5	2	2	1	4	19	53	165
9/20/12 19:44	9/19/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-232	23.15	4	-10	-62	6	D	68	17	4	11	9	11	5	2	2	1	4	19	53	165
9/6/12 15:59	9/5/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	4	10		6	D	57	0	0	-1	10	3	3	1	3	2	14	23	59	172
9/6/12 15:59	9/5/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-212	21.21	4	-10	-62	6	D	57	0	0	-1	10	3	3	1	3	2	14	23	59	172
8/16/12 20:33	8/15/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	6	10		6	D	31	0	-13	-1	-3	7	-4	-5	1	-2	9	23	63	148
8/16/12 20:33	8/15/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-205	20.51	6	-10	-62	6	D	31	0	-13	-1	-3	7	-4	-5	1	-2	9	23	63	148
8/2/12 17:42	8/1/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	65	6.51	4	10		6	D	19	-14	-24	-18	-14	-11	-8	-6	5	7	4	21	75	183
8/2/12 17:42	8/1/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-186	18.62	4	-10	-62	6	D	19	-14	-24	-18	-14	-11	-8	-6	5	7	4	21	75	183
7/19/12 18:31	7/18/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	70	7.01	5	10		6	D	49	-12	-10	-5	-4	1	2	-1	-3	-6	2	17	47	133
7/19/12 18:31	7/18/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-207	20.72	5	-10	-62	6	D	49	-12	-10	-5	-4	1	2	-1	-3	-6	2	17	47	133
7/11/12 13:26	7/10/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	6	10		6	D	54	-20	-7	-5	-5	-4	-1	-5	1	3	7	19	42	144
7/11/12 13:26	7/10/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-205	20.46	6	-10	-62	6	D	54	-20	-7	-5	-5	-4	-1	-5	1	3	7	19	42	144
6/21/12 12:38	6/20/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	6	10		6	D	45	-11	-3	-7	2	0	-1	0	-3	-3	-5	11	32	112
6/21/12 12:38	6/20/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-210	21.02	6	-10	-62	6	D	45	-11	-3	-7	2	0	-1	0	-3	-3	-5	11	32	112
6/7/12 13:16	6/6/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	5	10		6	D	55	-8	-5	2	1	4	3	8	0	-5	-5	-1	22	115
6/7/12 13:16	6/6/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-215	21.53	5	-10	-62	6	D	55	-8	-5	2	1	4	3	8	0	-5	-5	-1	22	115
5/16/12 19:52	5/16/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	4	10		6	D	31	-22	-8	-14	-7	-4	-5	-1	-4	-4	-1	0	20	110
5/16/12 19:52	5/16/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-208	20.76	4	-10	-62	6	D	31	-22	-8	-14	-7	-4	-5	-1	-4	-4	-1	0	20	110
5/2/12 20:14	5/2/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	5	10		6	D	41	-20	-6	-5	1	4	7	1	-2	-6	-6	-15	8	60
5/2/12 20:14	5/2/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-221	22.05	5	-10	-62	6	D	41	-20	-6	-5	1	4	7	1	-2	-6	-6	-15	8	60
4/5/12 15:43	4/4/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	6	10		6	D	32	-23	29	-3	-13	-4	-4	-3	2	3	0	-2	10	57
4/5/12 15:43	4/4/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-216	21.55	6	-10	-62	6	D	32	-23	29	-3	-13	-4	-4	-3	2	3	0	-2	10	57
3/8/12 14:37	3/7/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	7	10		6	D		-14	-1	-6	-13	-11	-11	-3	1	4	4	2	0	59
3/8/12 14:37	3/7/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-210	21.00	7	-10	-62	6	D		-14	-1	-6	-13	-11	-11	-3	1	4	4	2	0	59
2/2/12 15:23	2/1/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	5	10		6	D		2	12	5	10	4	-1	-2	0	2	-8	-6	-24	42
2/2/12 15:23	2/1/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-238	23.79	5	-10	-62	6	D		2	12	5	10	4	-1	-2	0	2	-8	-6	-24	42
1/5/12 15:41	1/4/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	75	7.50	8	10		6	D		15	-15	32	10	2	-3	-1	0	3	12	-3	-5	30
1/5/12 15:41	1/4/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-224	22.37	8	-10	-62	6	D		15	-15	32	10	2	-3	-1	0	3	12	-3	-5	30
12/8/11 12:01	12/7/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	59	5.88	7	10		6	D		23	-5	-2	1	2	7	-5	-3	-3	0	1	-2	22
12/8/11 12:01	12/7/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-215	21.50	7	-10	-62	6	D		23	-5	-2	1	2	7	-5	-3	-3	0	1	-2	22
11/3/11 16:35	11/2/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	43	4.25	9	10		6	D		58	-18	8	26	16	0	-6	0	-6	1	11	-4	2
11/3/11 16:35	11/2/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-221	22.13	9	-10	-62	6	D		58	-18	8	26	16	0	-6	0	-6	1	11	-4	2
10/6/11 17:53	10/5/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	43	4.25	12	10		6	D		35	-35	-30	-12	-16	-2	1	-5	10	24	23	21	33
10/6/11 17:53	10/5/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-180	18.00	12	-10	-62	6	D		35	-35	-30	-12	-16	-2	1	-5	10	24	23	21	33
9/8/11 19:13	9/7/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	30	3.00	8	10		6	D		68	-10	-3	-8	10	11	2	-2	-2	-18	0	-3	-1
9/8/11 19:13	9/7/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-219	21.87	8	-10	-62	6	D		68	-10	-3	-8	10	11	2	-2	-2	-18	0	-3	-1
8/12/11 17:10	8/11/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-72	17.92	14	-4	-40	6	D		27	-23	-31	-27	-25	-11	5	6	-3	14	11	23	12
8/4/11 17:30	8/3/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	30	3.00	12	10	999%	10	D		44	-3	-20	-7	-8	-11	-6	-6	-14	4	2	13	-3
8/4/11 17:30	8/3/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-230	22.97	12	-10	-50	10	D		44	-3	-20	-7	-8	-11	-6	-6	-14	4	2	13	-3
7/12/11 14:29	7/11/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-100	25.04	12	-4	-28	10	D		92	19	-11	0	9	-3	-4	-3	-7	-22	-31	-13	-20
7/6/11 19:50	7/6/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	30	3.00	13	10	246	14	D		106	31	-8	4	7	7	0	-1	-7	-15	-40	-14	-18
7/6/11 19:50	7/6/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-260	25.96	13	-10	-42	14	D		106	31	-8	4	7	7	0	-1	-7	-15	-40	-14	-18
6/14/11 15:26	6/13/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-94	23.62	9	-4	-22	14	D		68	32	-1	-16	-5	-1	3	3	-2	5	-7	-8	-12
6/2/11 17:52	6/1/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	30	3.00	10	10	124	18	D		60	42	-4	-16	-13	-6	-4	0	-4	9	-8	-15	-12
6/2/11 17:52	6/1/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-244	24.41	10	-10	-36	18	D		60	42	-4	-16	-13	-6	-4	0	-4	9	-8	-15	-12
5/17/11 13:50	5/16/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-105	26.36	7	-4	-18	18	D		68	66	2	-6	-6	-4	-5	-1	-6	-11	-22	-15	-22
5/6/11 13:20	5/4/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	M.d	30	3.00	4	10	83	22	D		77	93	21	9	2	-1	-2	1	-2	-15	-24	-18	-22
5/6/11 13:20	5/4/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-279	27.90	4	-10	-31	22	D		77	93	21	9	2	-1	-2	1	-2	-15	-24	-18	-22
4/12/11 12:14	4/11/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-109	27.28	5	-4	-15	22	D		60	106	34	10	10	0	-2	0	-1	0	-12	-35	-21
3/16/11 20:40	3/16/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-94	23.40	8	-4	-10	35	D		37	72	32	1	-5	-5	-1	3	8	15	4	-7	-5
2/17/11 21:37	2/16/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-98	24.51	7	-4	-9	39	D			75	67	31	13	17	7	-4	-8	-7	-3	-22	-9
1/11/11 12:47	1/10/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-82	20.61	5	-4	-8	47	D			57	54	23	8	4	2	1	14	11	34	18	11
12/15/10 13:35	12/13/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-72	17.95	8	-4	-7	51	D			15	26	20	5	4	0	-2	11	31	33	35	24
11/16/10 18:52	11/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-63	15.79	5	-4	-7	55	D			1	2	17	9	8	-6	-2	3	9	60	65	38
10/13/10 13:29	10/11/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-53	13.29	4	-4	-6	59	D			-15	7	6	2	6	6	2	1	20	48	96	30
9/14/10 18:23	9/13/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S	-54	13.59	3	-4	-5	72	D				-1	-6	-3	3	5	1	1	2	30	72	59
3/19/10 12:22	3/19/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Sims Raymond J.	CA	O	EVP,CFO	S.d	-752	12.00	33	-63	-45	76	D									3	0	-6	-11	-19	40

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y