CIK: 1430593 - Address: 1050 Enterprise Way, 3Rd Floor, Sunnyvale, CA 94089
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5/12/17 18:44
5/10/17
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.dm-1,20439.9214-30-942D148453-5-3-52
5/9/17 21:01
5/8/17
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-78539.2614-20-922D-332542-1-2-8-70
5/5/17 16:04
5/4/17
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-38642.2312-9-842D341581166-1-2-20
5/3/17 17:15
5/1/17
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.dm-1,04842.5312-25-6911D3355511742-1-2-6
12/16/16 16:12
12/14/16
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-62137.809-16-736D1613483249810510011
11/23/16 17:56
11/23/16
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-35035.0010-10-626D9227920341320-2320
6/12/15 17:10
6/11/15
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-60643.3015-14-833D-4-432-3333-3-101-31-21-39
5/12/15 16:39
5/11/15
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-62641.7711-15-843D5525-1-1-20117-1-13-22
4/28/15 16:56
4/27/15
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-26343.8813-6-673D24-12416-38320-4-2-1-27-24
6/9/14 16:34
6/6/14
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-44044.0021-10-636D1185-34-241147903-13-22-30-2
4/9/14 17:18
4/8/14
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-23246.4733-5-466D11940-18-31-16-21-5-7-4-9-20-21-38-16
3/5/14 12:26
3/4/14
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-28857.5933-5-466D153729-14-14-553-10-9-29-38-30
2/5/14 18:59
2/4/14
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-28657.1021-5-466D1427085-17-13-7-7094-21-33-30
1/17/14 11:13
1/16/14
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-54767.3422-8-586D19013642260-4-17-1-9-8-29-44-47
12/12/13 13:46
12/11/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-32464.7723-5-369D2071404011142-5-536-1-9-26-47
12/4/13 11:58
12/3/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-34268.3525-5-369D2141666221231741-1-40-15-37-52
11/14/13 13:32
11/13/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-29158.1019-5-417D1751324114528-1-17116-33-45
11/5/13 18:50
11/4/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-27254.3217-5-417D156128464-113-6-4108242-27-25
10/16/13 20:04
10/16/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-27053.9124-5-417D1651225612-6-13-81241024-13-35
10/4/13 19:44
10/3/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-28055.9420-5-417D21113366155-3-8-6-1-9-619-19-45
9/19/13 14:08
9/18/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-30060.0212-5-417D177164742916145411-910-5-37
9/10/13 20:15
9/10/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-29358.5410-5-417D1711727125211282-10-915-2-40
8/15/13 13:17
8/14/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-26853.7010-5-417D1861496028141010-3-381020-34
8/6/13 13:29
8/5/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-26252.4810-5-417D153194584520101012-10628-31
7/18/13 11:24
7/17/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-23847.6115-5-417D981286740134-3-30091241-22
7/9/13 20:14
7/9/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-24448.8117-5-417D901307143166750181938-17
6/13/13 19:03
6/12/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-26926.8617-10-587D98112723531662-22727440
6/4/13 15:27
6/3/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21342.5217-5-417D7110362262420-1-19102559-3
5/16/13 13:00
5/15/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21142.2813-5-417D55103672524191430282840-8
5/6/13 20:08
5/6/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-18036.048-5-417D2758497061-221116425424
4/3/13 20:30
4/3/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-34734.7412-10-587D32615129462-2-1-11357151
3/6/13 20:17
3/6/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-34234.2415-10-587D3854633211456-101256070
2/6/13 19:45
2/6/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-33033.0010-10-587D4438623720151-1-1-11135969
1/10/13 12:36
1/9/13
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-28328.278-10-587D402939171033-212172574141
12/20/12 14:11
12/19/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-27327.317-10-587D562832211155300122863144
12/6/12 17:05
12/5/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-25925.958-10-587D551424221041-104102971162
11/20/12 16:44
11/20/12
FNGNFinancial Engines, Inc.FinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-26626.617-10-587D722534251012470-342561128
11/7/12 20:58
11/7/12
FNGNFinancial Engines, Inc.FinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-23923.924-10-626D605810-1-12-22363463152
10/18/12 12:47
10/17/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-23823.855-10-626D6915131790011-4112948137
10/4/12 17:17
10/3/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-24023.965-10-626D75421013167100-1-52041139
9/20/12 19:44
9/19/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-23223.154-10-626D6817411911522141953165
9/6/12 15:59
9/5/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21221.214-10-626D5700-11033132142359172
8/16/12 20:33
8/15/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-20520.516-10-626D310-13-1-37-4-51-292363148
8/2/12 17:42
8/1/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-18618.624-10-626D19-14-24-18-14-11-8-65742175183
7/19/12 18:31
7/18/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-20720.725-10-626D49-12-10-5-412-1-3-621747133
7/11/12 13:26
7/10/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-20520.466-10-626D54-20-7-5-5-4-1-51371942144
6/21/12 12:38
6/20/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21021.026-10-626D45-11-3-720-10-3-3-51132112
6/7/12 13:16
6/6/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21521.535-10-626D55-8-5214380-5-5-122115
5/16/12 19:52
5/16/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-20820.764-10-626D31-22-8-14-7-4-5-1-4-4-1020110
5/2/12 20:14
5/2/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-22122.055-10-626D41-20-6-51471-2-6-6-15860
4/5/12 15:43
4/4/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21621.556-10-626D32-2329-3-13-4-4-3230-21057
3/8/12 14:37
3/7/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21021.007-10-626D-14-1-6-13-11-11-31442059
2/2/12 15:23
2/1/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-23823.795-10-626D2125104-1-202-8-6-2442
1/5/12 15:41
1/4/12
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-22422.378-10-626D15-1532102-3-10312-3-530
12/8/11 12:01
12/7/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21521.507-10-626D23-5-2127-5-3-301-222
11/3/11 16:35
11/2/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-22122.139-10-626D58-18826160-60-6111-42
10/6/11 17:53
10/5/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-18018.0012-10-626D35-35-30-12-16-21-51024232133
9/8/11 19:13
9/7/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-21921.878-10-626D68-10-3-810112-2-2-180-3-1
8/12/11 17:10
8/11/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-7217.9214-4-406D27-23-31-27-25-1156-314112312
8/4/11 17:30
8/3/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-23022.9712-10-5010D44-3-20-7-8-11-6-6-144213-3
7/12/11 14:29
7/11/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-10025.0412-4-2810D9219-1109-3-4-3-7-22-31-13-20
7/6/11 19:50
7/6/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-26025.9613-10-4214D10631-84770-1-7-15-40-14-18
6/14/11 15:26
6/13/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-9423.629-4-2214D6832-1-16-5-133-25-7-8-12
6/2/11 17:52
6/1/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-24424.4110-10-3618D6042-4-16-13-6-40-49-8-15-12
5/17/11 13:50
5/16/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-10526.367-4-1818D68662-6-6-4-5-1-6-11-22-15-22
5/6/11 13:20
5/4/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-27927.904-10-3122D77932192-1-21-2-15-24-18-22
4/12/11 12:14
4/11/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-10927.285-4-1522D601063410100-20-10-12-35-21
3/16/11 20:40
3/16/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-9423.408-4-1035D3772321-5-5-138154-7-5
2/17/11 21:37
2/16/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-9824.517-4-939D75673113177-4-8-7-3-22-9
1/11/11 12:47
1/10/11
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-8220.615-4-847D57542384211411341811
12/15/10 13:35
12/13/10
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-7217.958-4-751D152620540-21131333524
11/16/10 18:52
11/15/10
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-6315.795-4-755D121798-6-239606538
10/13/10 13:29
10/11/10
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-5313.294-4-659D-15762662120489630
9/14/10 18:23
9/13/10
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS-5413.593-4-572D-1-6-335112307259
3/19/10 12:22
3/19/10
FNGNFinancial Engines, Inc.DEFinancInvAdvInvestment AdviceSims Raymond J.CAOEVP,CFOS.d-75212.0033-63-4576D30-6-11-1940

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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