CIK: 1442055 - Address: Confluence Investment Management LLC, 349 Marshall Avenue, Suite 302, St. Louis, MO 63119
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P%ret111211-59-62-29-24
P%wins10010010000050

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8/21/08 17:59
8/20/08
FGBFirst Trust Specialty Finance & Financial Opportunities FundFundCEFClosed-End FundsHanzlik Joseph JMOHOfficer-P188.9402New2I-37-28-28222-2-1211-59-62-29

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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