Fockler Jack E. Jr. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	18	2	2	7	11	21	35	13
P	%wins				83	78	83	89	94	94	87
S	%ret	1	1	5	0	3	0	11	4	18	7
S	%wins				60	0	60	0	60	40	37

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/15/14 15:05	10/14/14	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S	-68	10.85	1	-6	-100	0	I	43	4	-4	-10	-12	-8	-7	-3	0	5	12	9	12	-5
10/14/14 14:06	10/13/14	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S.m	-405	10.96	1	-37	-62	23	I	41	5	-5	-11	-12	-8	-5	-5	1	4	12	10	13	-4
6/5/14 15:48	6/4/14	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	202	12.26	1	17	67	41	I	67	24	6	-4	0	3	1	-1	1	4	8	5	3	2
2/6/14 15:05	2/5/14	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	100	11.59	1	9	54	25	I	48	27	11	2	-7	-7	-4	-3	1	4	12	4	7	9
1/27/14 13:10	1/24/14	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P.m	201	12.54	1	16		4	I	60	35	17	7	5	-1	-2	-3	-1	-2	3	0	6	4
5/16/13 14:58	5/15/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	36	7.21	0	5	2	263	I	1	18	14	1	6	6	3	1	0	0	1	4	8	18
5/15/13 15:16	5/14/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	65	7.19	0	9	4	258	I	1	18	13	1	5	7	4	1	0	1	2	4	8	18
1/9/13 10:02	1/8/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	152	6.91	0	22	6	375	I	1	13	10	4	4	3	4	1	0	2	4	2	5	19
1/28/11 14:48	1/27/11	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P.m	178	7.72	0	23	13	197	I	71	28	30	16	5	1	0	2	-2	1	3	11	1	-3
5/19/10 10:37	5/18/10	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	39	6.43	0	6	4	174	I	-26	24	10	4	-5	-7	3	-4	-1	-7	-2	-8	10	22
5/10/10 10:54	5/7/10	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	302	6.28	0	48	40	168	I	-21	23	11	6	-6	-9	-9	-7	6	4	-6	-4	13	30
1/19/10 14:23	1/15/10	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	203	6.75	0	30	33	120	I	-8	55	30	7	13	7	0	2	2	-6	-7	3	-13	16
1/8/10 16:49	1/7/10	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S.a	-32	7.45	1	-4	-100	0	I	-18	31	34	6	10	5	3	1	0	2	-9	11	-2	31
1/8/10 14:29	1/7/10	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	O	VP	S	-32	7.45	1	-4	-100	0	I	-18	31	34	6	10	5	3	1	0	2	-8	12	-2	32
1/7/10 13:52	1/6/10	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S	-268	7.49	1	-36	-89	4	I	-21	25	31	5	9	4	2	2	1	2	-7	12	-2	34
4/22/09 10:55	4/21/09	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	33	4.64	0	7	9	90	I	-46	-40	-19	12	32	6	1	-2	2	0	9	12	32	49
4/21/09 14:47	4/20/09	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P.m	53	5.31	0	10	33	40	I	-57	-43	-12	2	57	12	3	-1	2	4	7	17	40	64
4/21/09 14:17	4/20/09	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	36	4.64	0	8	10	82	I	-46	-41	-16	7	36	5	2	1	1	3	8	13	33	49
4/8/09 15:28	4/7/09	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P.m	55	5.20	0	11	55	30	I	-59	-44	-27	-15	19	8	0	-4	1	5	18	12	40	64
4/2/09 16:20	4/1/09	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	34	4.98	0	7	55	19	I	-59	-45	-35	0	10	22	4	-1	2	-3	9	15	38	57
4/1/09 16:46	3/31/09	RMT	Royce Micro-Cap Trust, Inc /md/		Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P	62	4.94	0	13	New	13	I	-59	-46	-35	2	4	32	11	-1	5	1	13	18	44	61
3/25/09 16:31	3/24/09	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P.m	62	4.25	0	15	24	75	H									8	4	13	20	42	57
3/9/09 16:23	3/5/09	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	P.m	214	3.56	0	60	New	60	H									4	12	35	64	59	95

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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