B. Riley Financial, Inc. - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/16/23 09:43	11/14/23	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	33	0.4500	74	1	13,648	I
11/16/23 09:23	11/14/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	183	1.16	158	1	28,177	I
11/14/23 12:19	11/10/23	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	254	0.4460	570	4	13,574	I
6/27/23 12:09	6/26/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	578	5.78	100	0	28,019	D
6/23/23 21:30	6/21/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	888	3.62	245	3	7,265	M
6/20/23 21:30	6/15/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	83	3.50	24	0	7,020	I
6/7/23 09:00	6/6/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	221	5.51	40	0	27,919	M
6/2/23 12:05	6/2/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	86	5.05	17	0	27,879	M
5/31/23 21:30	5/26/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	70	3.45	20	0	6,997	D
5/24/23 21:30	5/22/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	9	3.45	3	0	6,976	D
5/19/23 21:30	5/17/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	29	3.45	8	0	6,974	D
5/17/23 10:56	5/16/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	179	3.57	50	1	6,965	D
5/16/23 09:00	5/12/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	578	5.44	106	0	27,862	M
4/17/23 13:41	4/13/23	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	1,156	13.76	84	1	6,769	I
4/13/23 11:55	4/11/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	76	3.93	19	0	6,915	D
4/6/23 21:30	4/5/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	33	3.48	9	0	6,896	D
4/6/23 21:30	4/4/23	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	752	13.67	55	1	6,685	I
3/31/23 09:19	3/31/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	3,915	3.88	1,009	17	6,887	M
11/30/22 09:00	11/29/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	2,229	4.46	500	2	27,756	I
11/15/22 21:30	11/11/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	128	5.15	25	2	1,113	I
11/14/22 06:01	11/9/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	5	4.10	1	0	27,256	I
11/10/22 21:30	11/8/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	5	4.00	1	0	1,088	I
11/7/22 21:30	11/3/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	49	4.00	12	1	1,087	I
11/2/22 21:30	10/31/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	32	3.95	8	1	1,074	I
10/28/22 21:30	10/26/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	22	3.98	5	1	1,066	I
10/25/22 21:30	10/21/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	97	3.65	27	3	1,061	I
10/11/22 21:30	10/7/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	201	12.69	16	1	1,985	I
10/6/22 21:30	10/4/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	2,475	12.95	191	11	1,969	I
10/5/22 21:30	10/3/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	118	3.65	32	3	1,034	I
9/26/22 21:30	9/22/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	254	12.74	20	1	1,778	I
7/28/22 21:30	7/26/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	31	10.50	3	0	6,630	I
7/25/22 21:30	7/21/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	8	10.50	1	0	6,627	I
7/20/22 21:30	7/18/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	205	10.12	20	0	6,626	I
7/14/22 21:30	7/12/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	122	12.02	10	1	1,758	I
7/11/22 21:30	7/7/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	22	11.50	2	0	1,748	I
7/7/22 21:30	7/5/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	81	8.82	9	0	6,606	I
7/6/22 21:33	7/1/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	89	11.46	8	0	1,746	I
7/1/22 21:30	6/29/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	445	8.91	50	1	6,596	I
6/29/22 21:30	6/27/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	1,060	12.05	88	5	1,738	I
6/28/22 21:30	6/24/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	341	9.50	36	1	6,546	I
6/22/22 21:30	6/17/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	688	12.55	55	3	1,650	I
6/13/22 21:30	6/9/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	1	1.35	0	0	13,004	I
6/7/22 21:30	6/3/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	49	1.50	33	0	13,004	I
6/2/22 21:30	5/31/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	59	1.50	39	0	12,971	I
5/25/22 21:30	5/23/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	298	1.50	199	2	12,931	I
5/19/22 21:30	5/17/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	275	11.00	25	0	6,511	I
5/17/22 16:49	5/13/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	191	1.39	138	1	24,541	I
5/13/22 12:25	5/12/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	DT		P.d	1,142	5.71	200	1	25,713	I
5/11/22 21:30	5/9/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	777	10.25	76	1	12,306	I
5/10/22 21:30	5/6/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	631	13.23	48	1	5,878	D
4/29/22 21:30	4/27/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	787	11.26	70	1	6,410	I
4/26/22 21:30	4/22/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	678	11.43	59	1	6,340	I
4/21/22 21:00	4/19/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	153	11.49	13	0	6,280	I
3/28/22 16:38	3/24/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	2,289	12.28	186	3	6,267	M
3/15/22 17:16	3/11/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	161	1.21	133	1	12,595	I
3/10/22 09:02	3/2/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	1,072	8.20	131	2	5,816	I
3/9/22 16:22	3/7/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	85	11.97	7	0	6,081	I
3/3/22 16:26	3/1/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.d	6	7.79	1	0	5,685	D
3/3/22 16:23	3/1/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	123	12.40	10	0	6,074	I
2/28/22 16:40	2/24/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	21	7.95	3	0	5,684	M
2/25/22 16:19	2/23/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	344	12.68	27	0	6,064	I
2/23/22 21:30	2/18/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	1,605	8.20	196	4	5,681	M
2/18/22 15:53	2/16/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	612	8.25	74	1	5,486	M
2/16/22 16:16	2/14/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	189	12.73	15	0	6,037	I
2/15/22 21:30	2/11/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.dm	16,330	8.26	1,978	58	5,412	M
2/8/22 12:18	2/4/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	1,921	12.89	149	3	6,022	I
1/31/22 16:37	1/27/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	196	13.50	15	0	5,873	I
1/26/22 16:43	1/24/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	107	13.50	8	0	5,858	I
1/21/22 16:58	1/19/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	1,196	13.98	86	1	5,850	I
1/13/22 16:24	1/11/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	956	14.25	67	1	5,765	I
1/3/22 21:30	12/30/21	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P	40	14.25	3	0	5,698	I
12/15/21 21:31	12/13/21	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		P.m	2,009	13.45	149	3	5,695	I
10/20/21 21:30	10/18/21	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	387	13.50	29	0	6,498	I
10/8/21 20:51	10/6/21	MVEN	Themaven, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.d	0	0.00	4,095	5	83,150	I
9/17/21 21:30	9/15/21	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	293	12.86	23	0	6,469	I
9/10/21 17:32	9/8/21	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	227	12.80	18	0	6,446	I
8/23/21 17:01	8/19/21	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	10	12.24	1	0	6,428	I
5/24/21 16:02	5/20/21	MVEN	Themaven, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	2,000	0.7000	2,857	4	79,055	I
3/26/21 16:11	3/25/21	BW	Babcock & Wilcox Enterprises, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	DT		P	64,754	6.04	10,721	63	27,637	D
2/2/21 16:37	1/29/21	TTSH	Tile Shop Holdings, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	H	See Rema	P	37	5.00	7	0	4,368	I
11/18/20 18:12	11/16/20	EOSE	Eos Energy Enterprises, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.ad	23,622	10.00	2,361	56	6,571	M
11/17/20 20:14	11/13/20	EOSE	Eos Energy Enterprises, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	23	10.42	2	0	989	I
11/12/20 17:24	11/10/20	BMRG	B. Riley Principal Merger Corp. II	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	11,930	10.16	1,175		987	I
11/12/20 06:30	11/9/20	BMRG	B. Riley Principal Merger Corp. II	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	10,956	10.13	1,082	139	1,862	I
11/6/20 19:05	11/4/20	BMRG	B. Riley Principal Merger Corp. II	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	23,714	10.10	2,348		2,308	I
9/10/20 16:01	9/4/20	BW	Babcock & Wilcox Enterprises, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	DT		P.a	5,000	2.45	2,041	20	12,203	D
9/8/20 08:50	9/4/20	BW	Babcock & Wilcox Enterprises, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	DT		P	5,000	2.45	2,041	20	12,203	I
8/24/20 18:51	8/21/20	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	DT		P.m	597	5.83	102	3	3,260	I
6/30/20 16:14	6/26/20	FRG	Franchise Group, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	1,698	22.65	75	2	4,547	M
6/12/20 13:05	6/12/20	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	DT		P.m	366	4.01	91	3	3,158	M
6/5/20 20:30	5/20/20	BMRG	B. Riley Principal Merger Corp. II	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.adm	499	9.98	50	8	700	I
4/28/20 19:44	4/24/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	34	3.80	9	0	8,548	I
4/27/20 18:46	2/28/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.adm	2,632	8.52	309	6	5,755	I
4/27/20 18:44	2/25/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.adm	2,238	9.09	246	5	5,447	I
4/27/20 18:43	2/6/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.am	1,975	10.21	193	5	4,162	I
4/27/20 18:40	1/15/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.a	2,395	10.19	235		0	I
4/27/20 18:39	1/10/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.am	4,309	10.16	424		0	I
4/22/20 18:03	4/20/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	238	3.87	62	1	8,539	I
4/17/20 17:07	4/15/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	80	3.59	22	0	8,477	I
4/14/20 18:06	4/9/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	851	3.68	232	3	8,455	I
4/9/20 16:41	4/1/20	FRG	Franchise Group, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	8,784	17.00	517	13	4,622	I
4/8/20 16:59	4/6/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	547	2.84	193	2	8,223	I
3/31/20 17:40	3/27/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	150	2.78	54	1	8,031	I
3/25/20 17:29	3/23/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	327	2.28	143	2	7,977	I
3/17/20 17:50	3/13/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	1,429	2.51	569	8	7,833	I
3/13/20 18:57	3/11/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	601	6.48	93	2	5,848	I
3/11/20 19:50	3/9/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	3,875	3.48	1,114	27	5,217	I
3/3/20 20:04	2/28/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.dm	2,632	8.52	309	6	5,755	I
2/28/20 17:38	2/26/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	287	4.89	59	1	4,656	I
2/27/20 20:07	2/25/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.dm	2,238	9.09	246	5	5,447	I
2/24/20 19:19	2/20/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	2,089	10.03	208	4	5,200	I
2/19/20 21:16	2/14/20	ALTG	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.d	0	0.00	3,285	192	4,992	I
2/14/20 17:46	2/12/20	BRPM	Alta Equipment Group Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	143	10.32	14	0	4,176	I
2/10/20 17:36	2/6/20	BRPM	B. Riley Principal Merger Corp.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	3,688	10.21	361	10	4,162	I
2/5/20 17:39	2/3/20	BRPM	B. Riley Principal Merger Corp.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	1,107	10.21	108	3	4,241	I
1/31/20 16:54	1/29/20	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	0	0.00	970	27	4,598	M
1/28/20 19:28	1/24/20	BRPM	B. Riley Principal Merger Corp.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	1,349	10.20	132	3	4,133	I
1/17/20 19:45	1/15/20	BRPM	B. Riley Principal Merger Corp.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	2,548	10.19	250		0	I
1/14/20 18:35	1/10/20	BRPM	B. Riley Principal Merger Corp.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	5,016	10.16	494		0	I
12/5/19 17:17	12/3/19	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	0	0.00	970	New	970	D
11/1/19 20:33	10/30/19	SONM	Sonim Technologies Inc	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	DT		P.d	69	2.70	26		0	I
10/25/19 16:06	10/23/19	FRGA	Franchise Group, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	12,000	12.00	1,000	210	1,475	I
1/23/19 18:20	1/18/19	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	235	1.80	130	4	3,628	I
1/18/19 18:59	1/16/19	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	14	7.88	2	0	2,762	I
1/17/19 18:02	1/15/19	QMCO	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	2,089	1.57	1,334	61	3,529	I
1/15/19 17:51	1/11/19	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	16	7.38	2	0	2,761	I
1/11/19 17:47	1/9/19	QTM	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	793	1.59	500	29	2,195	I
1/10/19 19:40	1/8/19	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	5	7.31	1	0	2,758	I
1/3/19 20:03	12/31/18	QTM	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	61	1.87	32	2	1,695	I
1/2/19 20:18	12/28/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	863	6.65	130	75	304	I
12/28/18 19:05	12/27/18	QTM	Quantum Corp /de/	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	731	1.42	517	45	1,663	I
12/27/18 18:36	12/24/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	154	6.00	26	1	2,550	I
12/26/18 10:26	8/14/18	TAX	Liberty Tax, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.a	9	10.15	1	0	475	I
12/26/18 10:26	8/6/18	TAX	Liberty Tax, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.a	176	9.28	19	4	474	I
12/26/18 10:25	8/2/18	TAX	Liberty Tax, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.am	2,439	9.18	266	140	455	I
12/26/18 06:45	12/19/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	1,303	6.17	211	9	2,524	I
12/18/18 21:06	12/14/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	39	7.67	5	0	2,313	I
12/10/18 15:53	12/4/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.am	30	7.90	4	0	2,307	I
12/7/18 19:53	12/4/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	30	7.90	4	0	2,306	I
11/23/18 13:46	11/20/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	11	8.00	1	0	2,304	I
11/19/18 20:22	11/15/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	66	8.26	8	0	2,302	I
11/16/18 15:57	11/14/18	CALL	Magicjack Vocaltec Ltd	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	130,639	8.71	14,999		0	I
11/14/18 20:49	11/12/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	24	8.52	3	0	2,294	I
11/9/18 18:50	11/7/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	65	8.74	7	0	2,292	I
11/6/18 19:23	11/2/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	64	9.03	7	0	2,284	I
11/1/18 19:35	10/30/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	73	9.29	8	0	2,277	I
10/29/18 19:44	10/25/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	120	9.70	12	1	2,269	I
10/23/18 19:02	10/19/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	1	9.90	0	0	2,257	I
10/18/18 20:01	10/16/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	140	10.23	14	1	2,257	I
10/12/18 19:22	10/9/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	92	10.29	9	0	2,243	I
10/9/18 06:33	9/27/18	SIC	Select Interior Concepts, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	700	10.55	66	0	22,367	I
8/28/18 20:42	8/14/18	TAX	Liberty Tax, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	9	10.15	1	0	3,087	I
8/8/18 18:20	8/6/18	TAX	Liberty Tax, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P	176	9.28	19	1	3,335	I
8/8/18 18:19	8/2/18	TAX	Liberty Tax, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.am	2,439	9.18	266	9	3,086	I
8/6/18 19:33	8/2/18	TAX	Liberty Tax, Inc.	DE	BizSv	BizSv	Business Services	B. Riley Financial, Inc.	CA	T		P.m	2,439	9.18	266	9	3,086	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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