CIK: 1472352 - Address: C/O Us Bancorp Fund Services, 777 East Wisconsin Ave., Milwaukee, WI 53202
13 results

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P%ret21800-2-423-0
P%wins100635050635764
S%ret11100-1-7-8-2-5
S%wins100100100100100100100

Filing Date

T Date

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11/3/21 17:00
11/1/21
PCFHigh Income Securities FundMAFundCEFClosed-End FundsHarris Ben HWIDM338.36042376D
9/20/21 12:47
9/17/21
PCFHigh Income Securities FundMAFundCEFClosed-End FundsHarris Ben HWIDP1710.0002New2D
5/12/21 17:04
5/11/21
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDM.d00.0001614I
5/11/21 09:01
5/5/21
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDM.d00.0000313D
9/6/16 14:29
9/1/16
XRDCCrossroads Capital, Inc.FundCEFClosed-End FundsHarris Ben HNEOCEO,PP101.97053519I-57-56-26-8-10-3110-2-11-1920
4/5/16 16:37
4/1/16
XRDCCrossroads Capital, Inc.FundCEFClosed-End FundsHarris Ben HNEOCEO,PP.m382.64014New14I-45-41-42-192-51312-8-22-32-14
6/11/15 17:47
6/2/15
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDP.m14615.540926413M11311-10-1000-1-7-8-2
6/11/15 17:47
6/8/15
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDS-9615.540-6-3213M11311-10-1000-1-7-8-2
8/9/11 17:56
5/20/11
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDP1615.5901177I116-7-8-8-10-9-9023596
5/20/11 15:56
5/19/11
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDP1615.5901New1I282010110110-1-2-6-5-1
12/10/10 10:42
12/9/10
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDP1514.5301New1I7561183220013574
8/18/10 16:38
8/16/10
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDP1313.2901334I142-1160000-1391710
5/20/10 16:51
5/19/10
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsHarris Ben HWIDP4013.1703New3M98-5-2-2-2-100001920

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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