Raffone Lawrence M. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	57	1	1	5	12	16	29	11
S	%wins				46	49	32	29	41	48	41

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/28/18 17:49	2/26/18	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	0	0.00	0	36	62	94	D
2/23/18 19:26	2/22/18	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	0	0.00	0	11	17	74	D
12/8/17 14:58	12/7/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	P	428	28.54	0	15	29	67	D
11/14/17 17:19	11/11/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	0	0.00	0	8	19	52	D
4/4/17 16:59	4/3/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	65	6.51	21	10	27	47	D	4	33	41	14	4	2	5	1	-2	-1	4
4/4/17 16:59	4/3/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	S.d	-433	43.31	21	-10	-18	47	D	4	33	41	14	4	2	5	1	-2	-1	4
3/1/17 21:21	3/1/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	65	6.51	12	10	27	47	D	12	83	40	24	23	14	12	9	0	-6	-9
3/1/17 21:21	3/1/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	S.d	-453	45.34	12	-10	-18	47	D	12	83	40	24	23	14	12	9	0	-6	-9
2/2/17 19:29	2/1/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	65	6.51	11	10	41	34	D	5	45	46	38	2	2	1	0	2	2	19	13
2/2/17 19:29	2/1/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	S.d	-383	38.25	11	-10	-23	34	D	5	45	46	38	2	2	1	0	2	2	19	13
1/4/17 16:11	1/3/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	65	6.51	11	10	41	34	D	5	15	52	23	11	1	-1	0	0	-4	-2	7
1/4/17 16:11	1/3/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	S.d	-368	36.80	11	-10	-23	34	D	5	15	52	23	11	1	-1	0	0	-4	-2	7
12/2/16 16:23	12/1/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	65	6.51	10	10	41	34	D	9	-2	31	9	29	13	2	1	1	8	7	31
12/2/16 16:23	12/1/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	S.d	-350	35.04	10	-10	-23	34	D	9	-2	31	9	29	13	2	1	1	8	7	31
11/17/16 19:11	11/16/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	0	0.00	9	3	10	34	D	3	3	30	7	13	22	16	8	-2	4	8	17
11/14/16 17:57	11/10/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.dm	65	3.55	8	18	128	33	D	-3	-9	19	0	2	12	18	10	1	4	15	24
11/14/16 17:57	11/10/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	S.d	-300	30.00	8	-10	-23	33	D	-3	-9	19	0	2	12	18	10	1	4	15	24
9/7/16 19:39	9/6/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.dm	65	6.51	7	10	55	28	D	-10	9	15	16	19	5	1	0	-1	-6	-7	9	31
9/7/16 19:39	9/6/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	S.dm	-320	32.05	7	-10	-26	28	D	-10	9	15	16	19	5	1	0	-1	-6	-7	9	31
8/24/16 17:56	8/23/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	65	6.51	9	10	55	28	D	-10	3	32	17	22	6	8	2	-1	1	-6	6	28
8/24/16 17:56	8/23/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	S.d	-320	32.00	9	-10	-26	28	D	-10	3	32	17	22	6	8	2	-1	1	-6	6	28
5/3/16 18:34	5/2/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	140	7.50	12	19	195	28	D	-28	-24	-1	18	5	3	-2	-4	-4	-4	-12	-15	-12
5/3/16 18:34	5/2/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	S.d	-593	31.79	12	-19	-40	28	D	-28	-24	-1	18	5	3	-2	-4	-4	-4	-12	-15	-12
2/29/16 19:01	2/26/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	0	0.00	10	3	12	28	D	-55	-40	-22	-30	-13	-7	-7	0	4	14	26	14	30	82
2/22/16 18:12	2/18/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	0	0.00	10	14	118	26	D	-58	-36	-30	-23	-21	-7	-2	-4	-2	-2	21	3	25	61
11/19/15 19:25	11/18/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	0	0.00	18	2	13	17	D	-45	2	-23	-2	4	1	-6	-3	2	3	-1	-29	-24	0
11/17/15 19:48	11/16/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	CEO,P	M.d	0	0.00	17	3	23	16	D	-42	3	-18	-6	12	6	-1	-3	0	6	5	-20	-18	1
11/12/15 18:42	11/11/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	0	0.00	15	8	148	14	D	-41	10	-16	-4	17	9	5	-2	-1	-4	0	-25	-23	-8
8/4/15 17:48	8/3/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	38	7.50	12	5	148	8	D	-7	21	23	7	3	5	1	-1	0	-12	-33	-30	-42	-43
8/4/15 17:48	8/3/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	S.d	-228	45.61	12	-5	-37	8	D	-7	21	23	7	3	5	1	-1	0	-12	-33	-30	-42	-43
7/20/15 17:22	7/17/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	38	7.50	13	5	148	8	D	-3	23	31	11	3	3	8	6	-1	-3	-18	-32	-38	-40
7/20/15 17:22	7/17/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	S.d	-225	45.00	13	-5	-37	8	D	-3	23	31	11	3	3	8	6	-1	-3	-18	-32	-38	-40
2/27/15 19:03	2/26/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	DO	P,CEO	M.d	0	0.00	22	3	56	8	D	30	-26	12	25	18	6	2	4	0	3	3	7	-20	-37
11/19/14 19:32	11/18/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	0	0.00	18	2	46	6	D	24	-46	-19	-10	-3	-16	3	0	0	2	14	19	32	1
11/17/14 21:17	11/16/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	0	0.00	17	3	130	5	D	33	-44	-17	-7	0	-9	-19	5	-2	-1	2	19	25	3
4/8/14 15:51	4/7/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	90	7.50	32	12		4	D	107	33	-21	-32	-19	-24	-9	-14	4	-1	-12	-12	-27	-7
4/8/14 15:51	4/7/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-550	45.86	32	-12	-76	4	D	107	33	-21	-32	-19	-24	-9	-14	4	-1	-12	-12	-27	-7
3/6/14 17:16	3/5/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	90	7.50	32	12		4	D	159	68	7	-15	-15	-7	3	2	1	1	-13	-28	-39	-28
3/6/14 17:16	3/5/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-688	57.31	32	-12	-76	4	D	159	68	7	-15	-15	-7	3	2	1	1	-13	-28	-39	-28
2/6/14 17:40	2/5/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	90	7.50	22	12		4	D	135	70	6	2	-20	-17	-6	-8	7	10	5	-29	-34	-30
2/6/14 17:40	2/5/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-665	55.38	22	-12	-76	4	D	135	70	6	2	-20	-17	-6	-8	7	10	5	-29	-34	-30
1/7/14 16:01	1/6/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	90	7.50	24	12		4	D	199	134	37	16	2	3	-3	-3	0	-7	-19	-34	-42	-52
1/7/14 16:01	1/6/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-1,096	67.67	24	-16	-81	4	D	199	134	37	16	2	3	-3	-3	0	-7	-19	-34	-42	-52
1/2/14 14:37	12/31/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	0	0.00	24	8		8	D	213	152	48	19	16	5	3	-1	-3	-2	-12	-24	-38	-47
12/24/13 13:21	12/23/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	29	7.86	25	4	New	4	D	208	156	53	14	18	2	6	3	0	-1	-12	-26	-32	-47
12/6/13 12:20	12/5/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-259	68.32	23	-4	-100	0	D	200	163	53	21	18	16	0	1	-1	-3	0	-14	-32	-52
11/19/13 20:15	11/16/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.dm	0	0.00	19	5	46	16	D	168	130	38	15	11	1	6	2	4	12	13	3	-34	-47
11/19/13 20:06	11/19/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-723	60.28	19	-12	-76	4	D	168	130	38	15	11	1	6	2	4	12	13	3	-34	-47
11/6/13 14:56	11/5/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-655	54.55	16	-12	-48	13	D	144	139	40	5	-10	1	-6	-2	10	7	24	2	-27	-25
11/5/13 18:46	11/4/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-568	54.31	17	-10	-29	25	D	156	128	46	4	-11	3	-6	-4	10	8	24	2	-27	-25
10/4/13 19:42	10/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-420	55.95	20	-8	-17	36	D	211	133	66	15	5	-3	-8	-6	-1	-9	-6	19	-19	-45
9/18/13 19:01	9/17/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	60	2.50	12	24	126	43	D	180	171	78	29	15	15	7	4	1	2	-10	12	-2	-40
9/3/13 18:02	9/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-404	53.92	9	-8	-28	19	D	156	155	58	25	11	0	2	2	4	6	8	25	7	-33
8/6/13 14:26	8/5/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-394	52.51	10	-8	-22	27	D	153	194	58	45	20	10	10	12	-1	0	6	2	8	-31
7/3/13 18:26	7/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-351	46.80	17	-8	-18	34	D	81	131	70	37	8	4	4	-1	4	4	5	24	48	-8
6/4/13 15:29	6/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-319	42.53	17	-8	-15	42	D	71	103	62	26	24	2	0	-1	-1	9	10	25	59	-3
5/13/13 11:59	5/9/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-1,796	39.63	10	-45	-48	49	D	42	95	63	23	14	18	17	9	3	6	13	31	39	0
5/6/13 15:29	5/3/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S	-1,130	35.89	8	-32	-25	94	D	27	58	49	7	0	6	1	-2	3	14	19	45	57	27
12/12/12 12:17	12/11/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	90	7.50	8	12	11	126	D	53	28	27	21	13	1	2	2	2	2	8	27	72	140
12/12/12 12:17	12/11/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-324	27.00	8	-12	-9	126	D	53	28	27	21	13	1	2	2	2	2	8	27	72	140
12/7/12 12:37	12/5/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	33	6.51	8	5	4	126	D	57	16	22	23	11	2	2	1	0	5	8	29	77	159
12/7/12 12:37	12/5/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-130	25.95	8	-5	-4	126	D	57	16	22	23	11	2	2	1	0	5	8	29	77	159
11/27/12 13:22	11/26/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	33	6.51	7	5	4	126	D	55	29	28	25	7	12	3	-3	0	1	8	27	67	165
11/27/12 13:22	11/26/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-128	25.63	7	-5	-4	126	D	55	29	28	25	7	12	3	-3	0	1	8	27	67	165
11/20/12 13:03	11/18/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	0	0.00	7	2	2	126	D	72	25	34	25	10	12	4	7	0	-3	4	25	61	127
11/20/12 13:00	11/16/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	90	7.50	7	12	11	125	D	72	25	34	25	10	12	4	7	0	-3	4	25	61	127
11/20/12 13:00	11/16/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-312	26.00	7	-12	-9	125	D	72	25	34	25	10	12	4	7	0	-3	4	25	61	127
11/8/12 16:17	11/7/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	M.d	90	7.50	4	12	11	125	D	66	11	20	13	5	4	5	4	-2	-2	3	31	61	125
11/8/12 16:17	11/7/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	P	S.d	-300	25.00	4	-12	-9	125	D	66	11	20	13	5	4	5	4	-2	-2	3	31	61	125
10/26/12 14:36	10/25/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	75	7.17	4	10	9	125	D	62	10	4	22	3	-2	-1	1	1	-3	9	41	46	151
10/5/12 13:19	10/4/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	33	6.51	5	5	5	114	D	78	32	10	18	18	5	1	0	0	-1	-2	17	44	125
10/5/12 13:19	10/4/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-120	23.91	5	-5	-4	114	D	78	32	10	18	18	5	1	0	0	-1	-2	17	44	125
9/25/12 16:58	9/24/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	90	7.50	4	12	12	114	D	72	32	5	18	12	11	6	2	-1	1	-1	17	52	157
9/25/12 16:58	9/24/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-288	24.00	4	-12	-9	114	D	72	32	5	18	12	11	6	2	-1	1	-1	17	52	157
9/17/12 18:46	9/17/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	31	7.50	3	4	4	114	D	66	5	4	10	8	11	8	4	2	5	6	20	53	165
9/17/12 18:46	9/17/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-94	23.00	3	-4	-3	114	D	66	5	4	10	8	11	8	4	2	5	6	20	53	165
9/17/12 12:29	9/14/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	59	7.50	3	8	7	114	D	66	5	4	10	8	11	8	4	-2	3	4	18	52	164
9/17/12 12:29	9/14/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-182	23.00	3	-8	-6	114	D	66	5	4	10	8	11	8	4	-2	3	4	18	52	164
9/6/12 20:39	9/6/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	33	6.51	4	5	5	114	D	57	0	0	-1	10	3	3	1	1	-1	11	20	56	169
9/6/12 20:39	9/6/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-110	22.00	4	-5	-4	114	D	57	0	0	-1	10	3	3	1	1	-1	11	20	56	169
8/8/12 17:42	8/7/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	65	6.51	5	10	10	114	D	41	23	-11	6	9	6	13	9	1	-4	2	16	53	145
8/8/12 17:42	8/7/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-220	22.00	5	-10	-8	114	D	41	23	-11	6	9	6	13	9	1	-4	2	16	53	145
2/22/12 13:43	2/21/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	49	6.51	6	8	7	114	D		-5	33	15	11	0	0	1	3	-3	-6	-16	-12	37
2/22/12 13:43	2/21/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-180	24.00	6	-8	-6	114	D		-5	33	15	11	0	0	1	3	-3	-6	-16	-12	37
1/24/12 16:56	1/23/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	49	6.51	6	8	7	114	D		0	-5	14	14	7	4	4	1	-2	1	-15	-19	34
1/24/12 16:56	1/23/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-180	24.00	6	-8	-6	114	D		0	-5	14	14	7	4	4	1	-2	1	-15	-19	34
7/22/11 17:18	7/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	15	2.50	12	6	6	114	D		67	4	-12	9	-3	3	8	-1	-3	-28	-16	-4	-20
7/22/11 17:18	7/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-150	25.00	12	-6	-5	114	D		67	4	-12	9	-3	3	8	-1	-3	-28	-16	-4	-20
6/22/11 19:57	6/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	12	2.50	8	5	4	114	D		63	23	-6	-14	-2	1	0	1	8	5	-17	-10	-12
6/22/11 19:57	6/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-469	23.43	8	-20	-15	114	D		63	23	-6	-14	-2	1	0	1	8	5	-17	-10	-12
5/24/11 12:06	5/23/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	50	2.50	9	20	18	129	D		61	57	0	-10	-11	-8	-2	1	0	-4	-23	-14	-20
5/24/11 12:06	5/23/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-499	24.94	9	-20	-13	129	D		61	57	0	-10	-11	-8	-2	1	0	-4	-23	-14	-20
5/3/11 18:34	5/2/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	433	4.31	4	101	348	129	D		75	92	24	13	2	0	0	0	3	-14	-19	-13	-18
4/25/11 11:38	4/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	50	2.50	5	20	224	29	D		66	96	17	17	0	1	2	1	2	-11	-10	-25	-26
4/25/11 11:38	4/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-555	27.73	5	-20	-41	29	D		66	96	17	17	0	1	2	1	2	-11	-10	-25	-26
3/22/11 19:42	3/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	50	2.50	5	20	224	29	D		35	80	41	12	0	5	7	1	5	13	-8	-18	-11
3/22/11 19:42	3/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-497	24.84	5	-20	-41	29	D		35	80	41	12	0	5	7	1	5	13	-8	-18	-11
2/23/11 17:27	2/22/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	40	1.99	8	20	103	39	D			73	57	21	7	2	-6	-2	1	2	0	-23	-1
2/23/11 17:27	2/22/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-497	24.84	8	-20	-34	39	D			73	57	21	7	2	-6	-2	1	2	0	-23	-1
1/25/11 19:12	1/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	20	1.00	8	20	103	39	D			65	62	31	19	10	-2	1	-3	6	20	6	4
1/25/11 19:12	1/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-476	23.80	8	-20	-34	39	D			65	62	31	19	10	-2	1	-3	6	20	6	4
1/20/11 13:25	1/18/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	293	2.97	7	98		39	D			75	69	35	20	14	4	1	-1	9	19	-1	-1
1/20/11 13:25	1/18/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-2,264	22.99	7	-98	-71	39	D			75	69	35	20	14	4	1	-1	9	19	-1	-1
12/29/10 17:34	12/28/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	100	2.50	7	40		39	D			36	48	25	13	17	3	-1	-2	17	35	30	17
12/29/10 17:34	12/28/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-805	20.13	7	-40	-50	39	D			36	48	25	13	17	3	-1	-2	17	35	30	17
12/29/10 13:11	12/27/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	50	2.50	7	20	103	39	D			36	48	25	13	17	3	0	-3	17	35	29	17
12/29/10 13:11	12/27/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-395	19.75	7	-20	-34	39	D			36	48	25	13	17	3	0	-3	17	35	29	17
12/27/10 17:02	12/23/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	25	2.50	7	10	34	39	D			27	41	19	16	11	2	1	0	19	28	27	16
12/27/10 17:02	12/23/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-195	19.50	7	-10	-20	39	D			27	41	19	16	11	2	1	0	19	28	27	16
12/22/10 17:16	12/21/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	25	2.50	7	10	34	39	D			34	41	14	13	8	14	1	3	24	31	24	18
12/22/10 17:16	12/21/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-193	19.25	7	-10	-20	39	D			34	41	14	13	8	14	1	3	24	31	24	18
12/21/10 15:03	12/20/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	100	2.50	7	40		39	D			32	38	28	13	9	11	2	5	26	31	23	13
12/21/10 15:03	12/20/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-745	18.63	7	-40	-50	39	D			32	38	28	13	9	11	2	5	26	31	23	13
12/17/10 16:30	12/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-432	17.27	7	-25	-39	39	D			8	23	16	2	-4	-5	8	10	33	38	31	20
12/17/10 16:30	12/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	9	1.00	7	9	31	39	D			8	23	16	2	-4	-5	8	10	33	38	31	20
12/9/10 19:13	12/7/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	100	2.50	9	40	264	55	D			26	27	20	14	5	5	2	-2	20	36	31	24
12/9/10 19:13	12/7/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-708	17.69	9	-40	-42	55	D			26	27	20	14	5	5	2	-2	20	36	31	24
12/2/10 13:15	11/30/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	25	2.50	8	10	22	55	D			12	27	20	1	8	2	-1	3	16	46	39	28
12/2/10 13:15	11/30/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-170	17.00	8	-10	-15	55	D			12	27	20	1	8	2	-1	3	16	46	39	28
11/16/10 18:52	11/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	25	1.00	5	25	83	55	D			1	2	17	9	8	-6	-2	3	9	60	65	38
11/16/10 18:52	11/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-395	15.79	5	-25	-31	55	D			1	2	17	9	8	-6	-2	3	9	60	65	38
11/12/10 18:43	11/11/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	S.d	-1,394	16.40	4	-85	-61	55	D			6	10	23	13	12	10	1	0	12	53	67	35
11/12/10 18:43	11/11/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	EVP,Sale	M.d	74	1.25	4	59		55	D			6	10	23	13	12	10	1	0	12	53	67	35
9/8/10 17:31	9/8/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Raffone Lawrence M.	CA	O	See Rema	M.d	38	2.50	3	15	20	89	D				-3	-5	-14	-5	0	5	4	3	27	85	60

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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