Berg-Lacy E. Olena - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	17	-0	1	6	20	34	63	21
S	%wins				53	47	12	6	19	19	26

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/23/18 18:58	5/21/18	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	0	0.00	0	1	6	22	D
5/17/18 17:51	5/15/18	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	0	0.00	0	6	42	21	D
6/12/17 19:04	6/9/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S	-79	39.68	0	-2	-12	15	D
5/23/17 20:20	5/21/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.dm	0	0.00	0	3	17	17	D
5/17/17 16:50	5/15/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	0	0.00	14	4	35	14	D	-1	49	35	1	-9	-5	-7	-1
3/1/17 21:28	2/28/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.dm	-249	44.31	12	-6	-35	11	D	12	83	40	24	23	14	12	9	0	-6	-9
3/1/17 21:28	2/28/17	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.dm	130	23.08	12	6	113	11	D	12	83	40	24	23	14	12	9	0	-6	-9
5/24/16 17:35	5/21/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.dm	0	0.00	13	3	31	11	D	-34	-36	-22	8	-14	-15	-1	1	2	1	-3	15	24
5/17/16 19:21	5/15/16	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.dm	0	0.00	12	2	20	15	D	-32	-36	-24	0	-16	-23	-13	-6	2	2	1	19	19
5/26/15 18:09	5/21/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.dm	0	0.00	16	3	80	6	D	-1	4	30	6	-2	-1	3	3	2	0	3	-21	-19	-37
5/19/15 18:14	5/16/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	0	0.00	13	1	67	3	D	-2	5	27	1	2	-8	-2	0	0	4	5	-10	-18	-36
2/27/15 18:47	2/26/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S	-77	41.00	22	-2	-50	2	D	30	-26	12	25	18	6	2	4	0	3	3	7	-20	-37
5/23/14 14:16	5/22/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	0	0.00	27	1	50	4	D	106	-4	-32	-26	-14	-10	4	3	0	0	19	-12	-21	4
5/20/14 14:57	5/16/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	0	0.00	27	1	100	3	D	94	-8	-32	-36	-12	-10	0	2	-3	6	23	-10	-17	4
8/21/13 11:59	8/20/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-376	50.96	10	-7	-86	1	D	159	149	60	20	7	10	-2	0	0	1	17	15	19	-31
8/21/13 11:59	8/20/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	168	22.80	10	7		1	D	159	149	60	20	7	10	-2	0	0	1	17	15	19	-31
5/20/13 13:53	5/16/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	0	0.00	14	1	New	1	D	64	110	74	28	26	19	10	2	1	-2	9	21	36	-8
3/5/13 14:57	3/1/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-114	32.69	14	-4	-100	0	D	36	48	62	29	12	3	2	4	1	-1	1	26	58	72
3/5/13 14:57	3/1/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	29	8.32	14	4		0	D	36	48	62	29	12	3	2	4	1	-1	1	26	58	72
3/1/13 15:08	2/27/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-115	32.77	13	-4	-100	0	D	36	37	58	27	13	-1	-4	2	1	3	10	35	63	74
3/1/13 15:08	2/27/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	23	6.51	13	4		0	D	36	37	58	27	13	-1	-4	2	1	3	10	35	63	74
8/30/12 21:31	8/29/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-106	21.10	5	-5	-100	0	D	59	-3	-6	1	3	-3	0	2	2	4	13	25	64	158
8/30/12 21:31	8/29/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	42	8.38	5	5		0	D	59	-3	-6	1	3	-3	0	2	2	4	13	25	64	158
8/22/12 13:54	8/21/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-212	21.22	6	-10	-100	0	D	46	9	-15	5	3	16	-3	0	-1	0	11	27	52	158
8/22/12 13:54	8/21/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	65	6.51	6	10		0	D	46	9	-15	5	3	16	-3	0	-1	0	11	27	52	158
8/21/12 13:26	8/20/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-210	21.01	6	-10	-100	0	D	46	17	-12	6	5	13	-2	3	-1	-2	10	25	54	154
8/21/12 13:26	8/20/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	65	6.51	6	10		0	D	46	17	-12	6	5	13	-2	3	-1	-2	10	25	54	154
5/24/12 17:52	5/24/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-100	20.00	4	-5	-100	0	D	34	-19	0	-18	-9	-7	-1	2	4	4	3	3	32	115
5/24/12 17:52	5/24/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	33	6.51	4	5		0	D	34	-19	0	-18	-9	-7	-1	2	4	4	3	3	32	115
5/22/12 18:30	5/22/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-201	20.08	4	-10	-100	0	D	28	-21	-4	-16	-6	-11	-4	-3	2	6	5	6	33	112
5/22/12 18:30	5/21/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	65	6.51	4	10		0	D	28	-21	-4	-16	-6	-11	-4	-3	2	6	5	6	33	112
5/22/12 12:12	5/21/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	65	6.51	4	10		0	D	28	-21	-4	-16	-6	-11	-4	-3	-1	6	5	6	32	111
5/22/12 12:12	5/21/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-200	20.01	4	-10	-100	0	D	28	-21	-4	-16	-6	-11	-4	-3	-1	6	5	6	32	111
8/17/11 19:41	8/17/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S	-205	20.47	15	-10	-100	0	D		31	-18	-21	-21	-14	5	10	-8	2	8	8	17	1
8/5/11 17:20	8/5/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S	-200	19.97	13	-10	-50	10	D		32	-9	-24	-14	-12	-15	-8	-9	-4	6	14	26	8
1/26/11 15:04	1/25/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	120	6.00	8	20	New	20	D			65	62	31	21	3	-3	1	-1	3	19	5	4
1/20/11 13:33	1/18/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-460	23.00	7	-20	-100	0	D			75	69	35	20	14	4	1	-1	9	19	-1	-1
1/20/11 13:33	1/18/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	120	6.00	7	20		0	D			75	69	35	20	14	4	1	-1	9	19	-1	-1
11/16/10 18:50	11/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-316	15.79	5	-20	-100	0	D			1	2	17	9	8	-6	-2	3	9	60	65	38
11/16/10 18:50	11/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	80	4.00	5	20		0	D			1	2	17	9	8	-6	-2	3	9	60	65	38
11/12/10 18:40	11/11/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	80	2.00	4	40		0	D			6	10	23	13	12	10	1	0	12	53	67	35
11/12/10 18:40	11/11/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S.d	-1,267	16.34	4	-78	-100	0	D			6	10	23	13	12	10	1	0	12	53	67	35
4/15/10 17:00	4/13/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	M.d	43	4.25	4	10	36	38	D						-5	2	-1	-3	-6	-5	-20	-15	67
3/19/10 12:21	3/19/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Berg-Lacy E. Olena	CA	D	S	-180	12.00	33	-15	-33	30	D									3	0	-6	-11	-19	40

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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