Schwertner Ray D. - Insider Stock Trading - OpenInsider

CIK: 1487817 - Address: C/o Capital Southwest Corporation, 5400 Lbj Freeway, Suite 1300, Dallas, TX 75230

9 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	9	1	2	3	10	8	16	7
S	%wins				56	44	22	22	33	0	30

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/24/14 15:16	6/23/14	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-71	35.31	3	-2	-31	4	D	42	3	4	-1	0	-2	-2	-1	1	2	4	12	16	45
12/19/13 17:51	12/19/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S.d	-72	34.79	1	-2	-36	4	D	123	32	2	0	7	2	7	4	2	3	3	5	3	19
6/10/13 15:50	6/6/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-18	142.50	3	0	-56	0	D	85	57	30	15	20	2	2	-1	0	-1	5	-1	-2	4
6/6/13 11:37	6/4/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-11	142.50	3	0	-25	0	D	87	65	32	17	22	5	4	2	-1	-2	4	-2	-3	2
5/22/13 15:15	5/20/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-27	137.10	3	0	-40	0	D	79	63	33	25	14	18	6	1	1	1	2	4	-2	4
5/8/13 13:37	5/6/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S.m	-81	123.07	3	-1	-57	1	D	64	61	17	17	6	9	7	7	0	8	14	15	7	14
3/25/13 10:08	3/21/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-24	119.20	2	0	-15	1	D	59	55	5	11	12	-2	-1	-1	-2	-1	-2	16	21	21
3/7/13 16:26	3/6/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-25	124.00	3	0	-15	1	D	54	61	18	13	19	13	9	-1	0	-1	-4	17	14	16
3/1/13 09:35	2/28/13	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-35	116.00	2	0	-23	1	D	44	50	11	8	10	9	3	2	8	7	4	23	20	23

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

Return to top

Contact