11/20/20 13:13 | 11/16/20 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 103 | 11.79 | 0 | 9 | 138 | 15 | D | | | | | | | | | | | | | | |
11/20/20 13:02 | 11/16/20 | CTR | Clearbridge Mlp & Midstream Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 101 | 13.16 | 0 | 8 | 207 | 11 | D | | | | | | | | | | | | | | |
11/18/20 19:55 | 11/16/20 | CEM | Clearbridge Mlp & Midstream Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 103 | 15.65 | 0 | 7 | 239 | 9 | D | | | | | | | | | | | | | | |
12/12/17 13:46 | 12/11/17 | CBA | Clearbridge American Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 25 | 8.01 | 0 | 3 | 28 | 14 | D | | | | | | | | | | | | | | |
12/12/17 13:38 | 12/11/17 | CTR | Clearbridge Energy Mlp Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 25 | 11.54 | 0 | 2 | 32 | 9 | D | | | | | | | | | | | | | | |
12/12/17 13:29 | 12/11/17 | EMO | Clearbridge Energy Mlp Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 25 | 11.05 | 0 | 2 | 36 | 9 | D | | | | | | | | | | | | | | |
12/12/17 13:14 | 12/11/17 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 25 | 13.71 | 0 | 2 | 40 | 6 | D | | | | | | | | | | | | | | |
9/14/17 14:58 | 9/13/17 | CBA | Clearbridge American Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 15 | 8.34 | 0 | 2 | 26 | 9 | D | | | | | | | | | | | | | | |
9/14/17 14:37 | 9/13/17 | CTR | Clearbridge Energy Mlp Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 15 | 12.22 | 0 | 1 | 27 | 6 | D | | | | | | | | | | | | | | |
9/14/17 14:32 | 9/13/17 | EMO | Clearbridge Energy Mlp Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 15 | 11.92 | 0 | 1 | 25 | 6 | D | | | | | | | | | | | | | | |
9/14/17 14:11 | 9/13/17 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 15 | 14.96 | 0 | 1 | 28 | 5 | D | | | | | | | | | | | | | | |
6/1/17 11:51 | 5/31/17 | CBA | Clearbridge American Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 24 | 9.06 | 0 | 3 | 66 | 7 | D | | | | | | | | | | | | | | |
6/1/17 11:48 | 5/31/17 | CTR | Clearbridge Energy Mlp Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 26 | 12.84 | 0 | 2 | 75 | 5 | D | | | | | | | | | | | | | | |
6/1/17 11:45 | 5/31/17 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 25 | 15.68 | 0 | 2 | 80 | 4 | D | | | | | | | | | | | | | | |
6/1/17 11:43 | 5/31/17 | EMO | Clearbridge Energy Mlp Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 25 | 12.69 | 0 | 2 | 67 | 5 | D | | | | | | | | | | | | | | |
6/28/13 14:48 | 6/26/13 | EMO | Clearbridge Energy Mlp Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 23 | 23.10 | 2 | 1 | 81 | 2 | D | 33 | 34 | 19 | 2 | -2 | 3 | 1 | 6 | 2 | 0 | 2 | -3 | -2 | 14 |
6/28/13 14:45 | 6/26/13 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 27 | 27.01 | 5 | 1 | 100 | 2 | D | 44 | 39 | 24 | 6 | -2 | 4 | 3 | 7 | 1 | -1 | -1 | -4 | 0 | 14 |
6/28/13 14:42 | 6/26/13 | CBA | Clearbridge American Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 60 | 20.01 | 10 | 3 | New | 3 | D | | | | | | | | | 3 | 1 | 0 | -4 | -10 | -2 |
6/26/13 14:35 | 6/24/13 | CTR | Clearbridge Energy Mlp Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 43 | 21.39 | 4 | 2 | New | 2 | D | | | 20 | 1 | -6 | 2 | -2 | -1 | 3 | 7 | 8 | 1 | 2 | 14 |
8/9/11 15:45 | 8/9/11 | EMO | Clearbridge Energy Mlp Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | P | 19 | 17.63 | 2 | 1 | New | 1 | D | | | | | -14 | -14 | -14 | -14 | 4 | 11 | 8 | 13 | 20 | 28 |
8/16/10 17:17 | 8/12/10 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Man. Dir | P | 20 | 20.07 | 5 | 1 | New | 1 | D | | | | | 1 | 2 | 3 | 1 | -1 | -1 | 1 | 6 | 12 | 12 |