CIK: 1496743 - Address: C/o Flat Rock Opportunity Fund, 1350 6Th Avenue, 18Th Floor, New York, NY 10019
6 results

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P%ret3141-1-2-1-1-12-3
P%wins75502550502546

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9/27/18 11:59
9/26/18
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsPetrocelli Richard ANYOCFO,COOP2020.4801813D
7/3/18 14:40
7/2/18
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsPetrocelli Richard ANYOCFO,COOP25020.00013New13D
12/15/14 16:51
12/11/14
FSFRFifth Street Senior Floating Rate Corp.FundCEFClosed-End FundsPetrocelli Richard ACTOCFOP2010.04321004D-19-26-12-7-7-6-3-23495-17
12/4/14 10:31
12/3/14
FSCFifth Street Finance Corp.FundCEFClosed-End FundsPetrocelli Richard ACTOCFOP178.52921317D-32-3-11-2-3-3-41-3-4-14-15-18
8/25/14 15:46
8/25/14
FSFRFifth Street Senior Floating Rate Corp.FundCEFClosed-End FundsPetrocelli Richard ACTOCFOP1212.441311002D-7-9-14-12-6-7010-4-10-6-22
8/3/10 20:37
7/30/10
SARSaratoga Investment Corp.FundCEFClosed-End FundsPetrocelli Richard ANYDOHCFO,SecrP5001.520329New329D-77-1913-1114101023-4-2101110

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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