Pomeroy Robert D. Jr. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	20	0	1	2	2	4	7	2
P	%wins				70	70	75	75	65	63	70

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/12/22 09:30	12/9/22	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO,CB	P	60	13.03	0	5	3	182	M
6/22/22 11:42	6/21/22	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	45	11.30	0	4	2	170	D
5/9/22 15:40	5/6/22	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	63	12.69	0	5	3	163	M
12/7/21 09:49	12/6/21	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	50	16.11	0	3	2	153	M
5/6/21 13:23	5/6/21	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	51	16.34	0	3	2	144	M
3/9/21 15:44	3/5/21	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P.a	66	13.25	0	5	4	139	D
3/8/21 10:02	3/5/21	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	66	13.25	0	5	5	103	D
6/4/20 17:11	6/4/20	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	117	11.70	0	10	9	125	D
3/18/20 17:53	3/18/20	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	24	5.98	0	4	4	111	D
3/16/20 11:33	3/13/20	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	51	10.68	0	5	5	107	M
8/7/19 14:47	8/7/19	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	68	12.14	0	6	6	97	M
5/13/19 16:10	5/13/19	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	59	11.70	0	5	6	89	M
11/28/17 15:07	11/28/17	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	9	11.07	0	1	1	73	M
11/8/16 14:45	11/7/16	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	44	10.50	1	4	7	63	M	-7	9	-3	-21	-22	-22	-21	0	3	4	9	14	15
3/17/16 09:52	3/16/16	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	23	11.50	1	2	4	56	D	12	-8	23	7	20	15	0	-1	1	-2	2	5	20	1
12/21/15 15:27	12/21/15	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	20	11.16	1	2	4	52	D	-1	-10	-6	18	7	-6	-1	2	-1	9	-13	5	13	7
11/9/15 16:38	11/9/15	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	54	10.86	0	5	11	49	D	-5	-15	-18	0	19	8	11	7	3	5	8	-10	12	9
8/10/15 10:31	8/7/15	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	44	10.96	1	4	10	43	D	-5	-11	-18	-20	-14	-8	5	3	2	2	-5	2	-5	42
6/9/15 16:02	6/9/15	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	27	13.54	1	2	6	38	D	19	10	1	-2	-4	-4	-5	-5	0	-1	-9	-22	-6	1
4/1/15 10:49	3/31/15	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	21	13.92	1	2	5	36	M	20	22	4	1	-1	0	0	1	1	1	3	-6	-31	-5
12/9/14 13:39	12/8/14	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P.m	10	13.71	0	1	2	33	M	18	7	4	-2	0	-3	-2	-2	0	-1	4	5	4	-5
3/17/14 15:38	3/17/14	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	19	12.86	1	2	2	65	D	-2	-4	1	-7	-10	-12	-9	-9	1	0	2	12	17	23
11/13/13 15:58	11/13/13	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	56	14.07	1	4	7	64	D	14	6	1	2	7	4	4	1	1	0	2	7	2	13
8/19/13 12:19	8/16/13	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	14	13.60	1	1	2	60	D	7	-8	-7	-3	-3	-4	-2	-3	-1	1	0	5	13	15
12/6/12 09:48	12/5/12	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	7	13.98	2	1	1	58	D	20	2	-6	-14	-11	2	-1	0	0	3	11	9	3	9
9/6/12 16:15	9/6/12	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	10	16.65	1	1	1	57	D		20	10	4	4	1	2	-1	-2	-3	-1	-12	-4	-10
6/15/12 09:21	6/14/12	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	4	15.51	1	0	0	57	M		16	5	2	-5	-2	0	0	-1	2	6	5	-4	-2
6/4/12 13:21	6/1/12	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	8	15.42	1	1	1	57	D		8	4	-1	-6	-6	-7	-5	0	5	9	12	-3	-1
5/11/12 12:51	5/10/12	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	8	16.84	1	1	1	56	D		15	17	4	1	0	-2	-1	0	1	-3	1	-5	-2
12/6/11 10:57	12/2/11	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	5	15.25	1	0	1	52	I		21	7	7	8	4	2	3	0	0	2	3	8	-2
11/21/11 15:37	11/21/11	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	16	15.65	1	1	2	52	D		19	6	5	12	7	6	3	-1	-3	1	4	9	0
8/18/11 14:14	8/18/11	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	16	15.56	1	1	2	50	D			3	2	1	5	16	1	-4	0	0	1	9	16
8/16/11 16:20	8/16/11	HRZN	Horizon Technology Finance Corp	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	6	15.94	1	0	1	49	D			2	3	1	0	6	7	0	-1	2	-3	9	16

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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