Li Allen - Insider Stock Trading - OpenInsider

CIK: 1509318 - Address: Guggenheim Partners, LLC, 100 Wilshire Boulevard, Suite 500, Santa Monica, CA 90401

13 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	11	0	1	2	3	5	17	5
P	%wins				91	91	82	64	73	82	80
S	%ret	1	1	2	0	0	3	7	6	13	7
S	%wins				50	50	0	0	0	0	17

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/31/14 15:32	3/28/14	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	S	-60	20.81	1	-3	-100	0	D	13	1	7	9	4	3	3	1	-1	-1	1	7	5	16
8/19/13 16:19	8/19/13	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	10	19.60	2	0	20	3	D	18	-8	-7	-11	-1	-1	1	-2	0	3	4	2	9	19
7/30/13 17:13	7/30/13	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	6	20.45	1	0	16	2	D	23	-7	-7	-10	-6	-1	-3	-2	-1	-1	1	3	4	16
7/8/13 11:16	7/5/13	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	4	20.70	2	0	11	2	D	22	-5	-7	-8	-10	-6	0	-6	0	3	-2	-1	0	16
6/13/13 15:31	6/13/13	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	9	21.65	2	0	27	2	D	30	4	-1	-1	-6	-6	-3	-2	0	1	-2	-4	-9	7
4/19/13 10:09	4/18/13	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	10	22.82	1	0	41	2	D	46	12	1	-1	2	2	0	0	1	1	2	-5	-10	-1
4/4/13 17:40	4/4/13	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	13	22.82	2	1	109	1	D	43	11	-2	1	2	1	1	1	1	1	3	-3	-8	-2
5/30/12 10:50	5/29/12	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	S	-44	22.30	1	-2	-80	1	D		23	10	2	2	1	0	1	1	1	4	6	7	9
11/2/11 15:56	11/2/11	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	10	20.05	1	1	25	3	D		6	10	2	0	0	0	1	1	3	6	12	15	25
4/13/11 11:27	4/13/11	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	18	18.05	2	1	100	2	D				2	0	0	-1	-1	0	0	5	9	13	29
3/22/11 16:05	3/22/11	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	11	18.14	1	1	147	1	D				0	1	0	0	0	1	0	1	10	14	24
1/4/11 15:40	12/31/10	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	2	17.81	3	0	33	0	D					-9	-4	1	1	1	1	1	3	12	26
1/4/11 15:10	12/29/10	GBAB	Guggenheim Build America Bonds Managed Duration Trust		Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	4	17.71	3	0	204	0	D					-9	-4	1	1	1	1	1	3	12	26

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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