Stone James - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	15	1	2	2	6	10	18	7
P	%wins				93	100	80	93	93	100	93

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/15/23 17:24	3/14/23	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	132	11.96	0	11	7	168	D
3/4/20 14:26	3/2/20	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	42	13.02	0	3	2	134	D
3/11/19 15:21	3/8/19	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	21	13.41	0	2	1	125	D
9/7/18 17:36	9/6/18	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	55	13.73	0	4	3	121	D
3/14/18 11:32	3/13/18	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	45	13.53	0	3	3	114	D
12/8/17 10:27	12/7/17	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	170	14.19	0	12	12	110	I
11/7/16 17:27	11/4/16	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P.m	26	13.35	7	2	2	94	D	10	4	12	-1	-4	-2	-2	-1	1	2	6	12	15
5/24/16 10:18	5/20/16	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	25	12.35	2	2	2	91	D	6	-10	-7	5	-1	-1	-1	0	0	2	2	17	19
2/9/16 16:04	2/9/16	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	29	11.51	6	3	3	88	D	-4	-14	-18	-16	-10	4	0	-1	0	3	10	11	25	41
12/14/15 16:45	12/14/15	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	25	12.33	4	2	2	85	D	9	1	-6	-8	-4	-4	-5	-4	7	6	-4	3	5	24
9/30/15 16:43	9/28/15	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	41	13.55	8	3	4	82	D	14	0	-3	-5	-8	-6	-6	-5	2	2	3	-3	-2	13
4/16/14 14:55	4/16/14	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	21	14.24	8	2	2	76	D	30	11	4	-2	-1	-2	-2	0	1	3	-1	7	7	16
12/16/13 11:20	12/13/13	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	51	14.69	5	4	5	73	D	42	14	4	3	6	1	2	0	1	2	3	3	3	8
9/13/13 15:46	9/12/13	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	51	14.44	3	4	5	69	D	44	11	2	0	3	1	1	-1	1	1	-1	4	7	14
8/13/13 16:07	8/12/13	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P.m	125	14.59	4	9	15	65	D	67	13	2	-2	3	1	2	2	0	0	2	1	6	14
12/14/12 17:27	12/14/12	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	94	14.49	5	7	13	55	I		24	9	-1	-3	-1	2	0	1	3	2	6	9	13
11/13/12 06:06	11/12/12	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	36	14.29	3	3	5	49	D		23	10	1	-3	-1	-5	-2	-1	4	2	10	14	12
9/7/12 16:30	9/7/12	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	154	14.67	2	11	30	46	D		30	18	10	3	0	-1	-1	1	4	4	1	9	13
9/5/12 16:52	9/5/12	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	60	14.62	2	4	13	35	D		36	20	11	4	2	2	1	1	2	4	2	12	13
3/12/12 16:36	3/12/12	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	152	13.51	1	11	59	30	D			12	5	1	-2	1	1	4	3	2	6	16	27
11/21/11 14:44	11/18/11	NMFC	New Mountain Finance Corp	Fund	CEF	Closed-End Funds	Stone James	NY	O	Section	P	55	13.13	1	4	29	19	D			6	15	3	-3	0	-1	0	0	3	4	10	27

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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