Giovanniello Joseph - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	16	0	0	-1	7	12	13	5
P	%wins				56	50	56	50	56	47	53

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/14/20 15:20	2/12/20	LTS	Ladenburg Thalmann Financial Services Inc.	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	H	Former O	S.d	-50	25.11	0	-2	-100	0	D
1/9/20 07:46	1/7/20	LTS	Ladenburg Thalmann Financial Services Inc.	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	M.d	45	0.9000	0	50	12	475	D
10/16/18 09:21	10/15/18	LTS	Ladenburg Thalmann Financial Services Inc.	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	10	2.55	0	4	1	360	D
5/23/18 07:36	5/22/18	LTS	Ladenburg Thalmann Financial Services Inc.	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	M.d	35	2.30	0	15	4	353	D
7/5/16 07:15	6/30/16	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	5	2.24	0	2	1	237	D	-32	-31	-15	-5	-2	-4	-2	0	-3	5	0	-2	4
4/4/16 07:38	3/31/16	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	18	2.38	1	8	3	235	D	-18	-34	20	-11	8	0	4	4	-2	-3	4	-7	-13	-2
1/5/16 07:56	12/31/15	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	1	2.62	1	0	0	188	D	-12	-32	-23	23	-12	-6	-8	-10	0	-8	-15	-8	-14	-4
10/2/15 07:41	9/30/15	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	7	2.00	1	4	2	187	D	18	-50	-47	-38	-19	-14	-5	6	2	12	20	31	18	9
9/22/15 08:00	9/18/15	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	2	2.39	1	1	1	184	D	31	-38	-42	-39	-15	-12	-9	-7	-3	-13	10	27	7	-3
7/2/15 07:59	6/30/15	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	3	3.33	1	1	0	183	D	107	5	-12	-10	3	-7	-8	-5	-1	-5	-13	-39	-18	-32
4/15/15 08:00	4/14/15	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	7	3.73	1	2	1	182	D	138	43	-11	-6	-3	-6	-6	5	-4	-5	-12	-11	-36	-30
4/2/15 07:59	3/31/15	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	13	3.67	1	3	2	180	D	130	25	-9	-2	-1	-2	-3	0	3	-8	-13	-10	-45	-34
1/30/15 16:24	1/29/15	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	M.d	17	0.5800	1	30	20	177	D	219	56	19	-6	2	-1	0	-1	1	4	2	-11	-22	-37
1/5/15 08:00	12/31/14	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	6	3.87	2	2	2	107	D	166	30	11	-10	9	1	-5	-3	1	0	1	-1	-11	-32
10/2/14 07:29	9/30/14	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	4	4.03	2	1	1	105	D	210	134	34	21	15	13	16	1	3	6	0	-6	-5	-50
7/2/14 07:17	6/30/14	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	2	2.99	1	1	1	104	D	118	98	5	7	25	14	10	12	4	14	-6	28	19	5
4/2/14 06:59	3/31/14	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	12	2.87	1	4	4	103	D	66	84	71	-2	22	9	-2	3	1	-9	-12	7	37	25
2/3/14 08:47	1/31/14	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	M.d	30	1.01	1	30	44	99	D	0	95	30	15	-22	-22	-17	-12	1	2	26	10	35	61
1/3/14 06:26	12/31/13	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Giovanniello Joseph	FL	O	SVP	P	2	2.97	2	1	1	69	D	17	105	77	72	17	-5	-5	-8	3	3	-19	1	17	30
10/2/13 08:49	9/30/13	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security & Commodity Brokers,	Giovanniello Joseph	FL	O	SVP	P	5	1.72	0	3	4	68	D	23	33	10	6	-4	6	4	-1	-3	-4	16	75	74	134
7/2/13 09:17	6/28/13	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security & Commodity Brokers,	Giovanniello Joseph	FL	O	SVP	P	3	1.57	0	2	2	65	D	16	11	22	0	4	4	3	2	1	18	12	8	88	98
5/29/13 18:29	5/24/13	LTS	Ladenburg Thalmann Financial Services Inc	FL	Financ	FinTrd	Security & Commodity Brokers,	Giovanniello Joseph	FL	O	SVP	P	50	25.00	0	2	3	64	D	38	15	34	29	9	17	8	1	-1	0	4	13	67	88

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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