CIK: 1592969 - Address: C/O Roth Capital Partners, LLC, 888 San Clemente Drive, Suite 400, Newport Beach, CA 92660
5 results

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5/25/23 17:47
5/23/23
TYGORoth Ch Acquisition IV Co.DETechSemicnSemiconductors & Related DeviChawla SamCAHformer dS.d00.000-20-6213D
12/6/21 21:39
12/3/21
ROCLURoth Ch Acquisition V Co.DEFinancAcqCoBlank ChecksChawla SamCADP.d4610.00051243D
8/11/21 17:11
8/10/21
ROCGURoth Ch Acquisition IV Co.DEFinancAcqCoBlank ChecksChawla SamCADP.d4610.00051633D
10/31/17 20:05
10/30/17
VBIVVbi Vaccines Inc/bcA1HealthDrugPharmaceutical PreparationsChawla SamMADP9,4553.0503,100499,371I
6/16/17 17:57
6/14/17
VBIVVbi Vaccines Inc/bcA1HealthDrugPharmaceutical PreparationsChawla SamMADM.d00.0001306,591D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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