8/28/19 16:11 | 8/26/19 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | P,CEO | P | 25 | 8.25 | 0 | 3 | 4 | 85 | D | | | | | | | | | | | | | | |
8/21/19 16:59 | 8/19/19 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | P,CEO | P | 18 | 8.25 | 0 | 2 | 3 | 82 | D | | | | | | | | | | | | | | |
6/7/19 17:25 | 6/6/19 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | P,CEO | P | 27 | 8.50 | 0 | 3 | 4 | 80 | D | | | | | | | | | | | | | | |
6/4/19 16:18 | 5/31/19 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | P,CEO | P | 17 | 8.58 | 0 | 2 | 3 | 77 | D | | | | | | | | | | | | | | |
3/5/19 18:59 | 3/1/19 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P | 1 | 3.40 | 0 | 0 | 0 | 759 | D | | | | | | | | | | | | | | |
2/28/19 18:09 | 2/26/19 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 25 | 3.45 | 0 | 7 | 1 | 759 | D | | | | | | | | | | | | | | |
2/21/19 18:07 | 2/19/19 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 4 | 3.41 | 0 | 1 | 0 | 744 | D | | | | | | | | | | | | | | |
2/15/19 17:29 | 2/13/19 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 13 | 3.35 | 0 | 4 | 1 | 743 | D | | | | | | | | | | | | | | |
12/11/18 18:51 | 12/7/18 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 27 | 3.63 | 0 | 7 | 1 | 739 | D | | | | | | | | | | | | | | |
12/7/18 18:20 | 12/4/18 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 6 | 3.65 | 0 | 2 | 0 | 731 | D | | | | | | | | | | | | | | |
12/4/18 16:28 | 11/30/18 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | See Rema | P | 25 | 8.40 | 0 | 3 | 4 | 73 | D | | | | | | | | | | | | | | |
12/4/18 16:26 | 11/30/18 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 11 | 3.65 | 0 | 3 | 0 | 730 | D | | | | | | | | | | | | | | |
11/27/18 19:26 | 11/26/18 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | See Rema | P | 20 | 8.25 | 0 | 2 | 4 | 68 | D | | | | | | | | | | | | | | |
11/19/18 19:56 | 11/15/18 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | See Rema | P.m | 497 | 8.08 | 0 | 62 | 999% | 66 | D | | | | | | | | | | | | | | |
11/19/18 19:49 | 11/15/18 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P | 7 | 3.35 | 0 | 2 | 0 | 727 | D | | | | | | | | | | | | | | |
11/15/18 15:48 | 11/13/18 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 91 | 3.48 | 0 | 26 | 4 | 725 | D | | | | | | | | | | | | | | |
5/30/18 16:40 | 5/29/18 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P | 30 | 3.80 | 0 | 8 | 1 | 699 | D | | | | | | | | | | | | | | |
5/25/18 19:08 | 5/24/18 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 293 | 3.80 | 0 | 77 | 13 | 691 | D | | | | | | | | | | | | | | |
11/29/17 16:07 | 11/27/17 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | P,CEO | P | 2 | 10.10 | 0 | 0 | 5 | 4 | D | | | | | | | | | | | | | | |
11/27/17 16:05 | 11/22/17 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P | 157 | 3.80 | 0 | 41 | 7 | 614 | D | | | | | | | | | | | | | | |
11/22/17 16:07 | 11/20/17 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 601 | 3.75 | 0 | 160 | 39 | 573 | D | | | | | | | | | | | | | | |
11/21/17 16:07 | 11/17/17 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Reed Peter A | MA | DO | P,CEO | P | 37 | 9.85 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
11/15/17 16:49 | 11/13/17 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 177 | 3.65 | 0 | 48 | 13 | 412 | D | | | | | | | | | | | | | | |
11/13/17 16:33 | 11/9/17 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CEO | P.m | 255 | 3.64 | 0 | 70 | 18 | 456 | D | | | | | | | | | | | | | | |
5/19/17 21:40 | 12/30/16 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CIO,P | P.a | 212 | 3.29 | 1 | 65 | 20 | 386 | D | -56 | -45 | -22 | -6 | 0 | -7 | 5 | 0 | | | | | | |
1/4/17 06:06 | 12/30/16 | GEC | Great Elm Capital Group, Inc. | DE | Tech | Softw | Prepackaged Software | Reed Peter A | MA | DO | CIO,P | P | 205 | 3.29 | 0 | 62 | 19 | 383 | D | -69 | -65 | -42 | -18 | -7 | 0 | -1 | -1 | -5 | -7 | -11 | -14 | | |