Schmucker Brian H - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	6	1	2	4	8	16	30	10
P	%wins				67	67	83	100	100	100	86

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/8/21 15:06	6/4/21	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-72	17.88	0	-4	-100	0	D
4/6/21 12:39	3/31/21	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S.m	-394	17.43	0	-23	-85	4	D
4/6/21 12:37	3/31/21	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S.m	-541	18.65	0	-29	-100	0	D
3/25/20 12:16	3/23/20	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	55	13.80	0	4	23	22	D
3/19/20 17:42	3/17/20	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P.m	151	15.10	0	10	133	18	D
3/16/20 17:06	3/13/20	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P.m	132	17.57	0	8	New	8	D
3/16/20 17:06	3/12/20	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-44	20.28	0	-2	-100	0	D
3/16/20 17:02	3/12/20	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-324	11.17	0	-29	-52	27	D
3/16/20 16:57	3/12/20	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-82	13.70	0	-6	-100	0	D
10/2/19 14:05	9/30/19	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-98	22.30	0	-4	-67	2	D
8/19/19 13:52	8/15/19	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S.m	-189	22.40	0	-8	-56	7	D
5/13/19 13:20	5/9/19	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-92	16.79	0	-6	-9	56	D
5/8/19 14:22	5/7/19	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S.m	-188	17.06	0	-11	-15	61	D
10/29/18 16:59	10/26/18	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	300	20.00	0	15	New	15	D
11/21/17 09:46	11/14/17	RMPLX	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	220	25.08	0	9	New	9	D
11/22/16 17:12	11/21/16	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	OFFICER	P	55	18.45	1	3	100	6	D			-9	-9	-9	-4	3	4	2	5
11/18/16 16:22	11/16/16	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	OFFICER	P	57	18.90	1	3	New	3	D			-7	-7	-7	-3	-1	4	4	5
11/7/16 11:35	11/2/16	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	56	18.70	0	3	10	34	D	6	0	-4	-3	-5	-3	2	0	1	8	12
5/2/16 16:47	4/28/16	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	38	19.21	0	2	7	31	D		3	6	6	-2	0	0	-1	-1	4	10
4/8/16 16:42	4/7/16	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	36	18.00	0	2	7	29	D			6	-3	0	-3	0	4	8	10	19	26
2/19/16 17:01	2/18/16	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	33	16.45	1	2	8	27	D				-10	7	2	-1	-1	7	15	24	33
12/30/15 16:10	12/29/15	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	500	20.00	0	25	New	25	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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