3/25/20 12:16 | 3/23/20 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 55 | 13.80 | 0 | 4 | 23 | 22 | D | | | | | | | | | | | | | | |
3/19/20 17:42 | 3/17/20 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P.m | 151 | 15.10 | 0 | 10 | 133 | 18 | D | | | | | | | | | | | | | | |
3/16/20 17:06 | 3/13/20 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P.m | 132 | 17.57 | 0 | 8 | New | 8 | D | | | | | | | | | | | | | | |
10/29/18 16:59 | 10/26/18 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 300 | 20.00 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |
11/21/17 09:46 | 11/14/17 | RMPLX | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 220 | 25.08 | 0 | 9 | New | 9 | D | | | | | | | | | | | | | | |
11/22/16 17:12 | 11/21/16 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | OFFICER | P | 55 | 18.45 | 1 | 3 | 100 | 6 | D | | | | | -9 | -9 | -9 | -4 | 3 | 4 | 2 | 5 | | |
11/18/16 16:22 | 11/16/16 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | OFFICER | P | 57 | 18.90 | 1 | 3 | New | 3 | D | | | | | -7 | -7 | -7 | -3 | -1 | 4 | 4 | 5 | | |
11/7/16 11:35 | 11/2/16 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 56 | 18.70 | 0 | 3 | 10 | 34 | D | | | 6 | 0 | -4 | -3 | -5 | -3 | 2 | 0 | 1 | 8 | 12 | |
5/2/16 16:47 | 4/28/16 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 38 | 19.21 | 0 | 2 | 7 | 31 | D | | | | 3 | 6 | 6 | -2 | 0 | 0 | -1 | -1 | 4 | 10 | |
4/8/16 16:42 | 4/7/16 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 36 | 18.00 | 0 | 2 | 7 | 29 | D | | | | | 6 | -3 | 0 | -3 | 0 | 4 | 8 | 10 | 19 | 26 |
2/19/16 17:01 | 2/18/16 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 33 | 16.45 | 1 | 2 | 8 | 27 | D | | | | | | -10 | 7 | 2 | -1 | -1 | 7 | 15 | 24 | 33 |
12/30/15 16:10 | 12/29/15 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 500 | 20.00 | 0 | 25 | New | 25 | D | | | | | | | | | | | | | | |