Spence John Yogi - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
2/21/25 19:23	2/21/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	VP	P	13	6.38	2	0	584	D
2/19/25 19:57	2/19/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	VP	P	19	6.41	3	1	582	D
1/7/25 10:35	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.a	27	25.82	1	26	5	D
1/3/25 18:08	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	27	25.82	1	13	9	D
12/20/24 14:52	12/19/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	13	6.50	2	0	584	D
12/19/24 19:28	12/19/24	MCN	Xai Madison Equity Premium Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	17	6.62	3	New	3	D
10/21/24 21:36	9/18/24	AIRJ	Montana Technologies Corp.	DE	Machn	Mchn	Air-Cond & Warm Air Heatg Equ	Spence John Yogi	IL	T		P.dm	150	8.50	18	2	968	M
5/10/24 16:37	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P.m	49	7.13	7	1	576	I
12/13/23 13:02	12/12/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	6	7.05	1	0	564	I
12/6/23 17:03	12/5/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	41	6.89	6	1	568	I
11/16/23 12:05	11/13/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	2	7.08	0	0	562	I
12/23/22 12:12	12/22/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	3	6.33	1	0	542	D
11/15/22 13:18	11/11/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	20	6.67	3	1	541	I
11/14/22 20:20	11/10/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	13	6.64	2	0	538	I
11/9/22 20:51	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.am	39	6.51	6	1	536	I
11/9/22 20:27	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.m	39	6.51	6	1	536	I
11/9/22 18:22	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.am	26	6.39	4	1	530	I
11/4/22 15:52	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.m	26	6.39	4	1	529	I
9/23/22 13:39	9/23/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	19	6.23	3	1	525	D
9/2/22 16:57	9/2/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	14	6.99	2	0	521	M
8/22/22 13:43	8/19/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	21	7.16	3	1	519	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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