Spence John Yogi - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/10/24 16:37	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P.m	49	7.13	7	1	576	I
12/13/23 13:02	12/12/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	6	7.05	1	0	564	I
12/6/23 17:03	12/5/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	41	6.89	6	1	568	I
11/16/23 12:05	11/13/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	2	7.08	0	0	562	I
12/23/22 12:12	12/22/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	3	6.33	1	0	542	D
11/15/22 13:18	11/11/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	20	6.67	3	1	541	I
11/14/22 20:20	11/10/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	13	6.64	2	0	538	I
11/9/22 20:51	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.am	39	6.51	6	1	536	I
11/9/22 20:27	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.m	39	6.51	6	1	536	I
11/9/22 18:22	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.am	26	6.39	4	1	530	I
11/4/22 15:52	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.m	26	6.39	4	1	529	I
9/23/22 13:39	9/23/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	19	6.23	3	1	525	D
9/2/22 16:57	9/2/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	14	6.99	2	0	521	M
8/22/22 13:43	8/19/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	21	7.16	3	1	519	M
12/20/21 18:08	12/20/21	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	34	8.53	4	1	501	D
7/21/21 16:30	7/21/21	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	85	8.50	10	1	952	M
3/16/20 16:45	3/16/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	17	5.69	3	1	453	D
3/13/20 12:28	3/12/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P.a	11	5.93	2	0	450	D
3/12/20 16:08	3/12/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P	11	5.91	2	0	450	D
3/6/20 14:21	3/6/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P	37	7.38	5	1	449	D
12/21/18 17:34	12/21/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P	18	7.37	3	1	435	D
3/20/18 18:23	3/20/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P	3	9.58	0	0	456	D
2/8/18 16:59	2/7/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P	3	9.75	0	0	456	D
1/2/18 18:24	12/22/17	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P.m	11	9.44	1	0	455	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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