Brombach Theodore J - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
10/12/18 15:27	10/11/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-1	9.88	0	0	428	D
10/11/18 14:23	10/10/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-4	9.88	0	0	428	D
10/9/18 11:16	10/8/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-1	9.80	0	0	429	D
10/5/18 16:02	10/4/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-1	9.83	0	0	429	D
10/4/18 16:18	10/3/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-11	9.85	-1	0	429	D
10/3/18 13:47	10/2/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-6	9.82	-1	0	430	D
10/2/18 11:47	10/1/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-9	9.82	-1	0	431	D
10/1/18 17:18	9/26/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.80	0	0	432	D
9/28/18 13:40	9/27/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-7	9.82	-1	0	432	D
9/26/18 13:52	9/25/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.82	0	0	433	D
9/21/18 12:22	9/20/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-2	9.80	0	0	433	D
9/20/18 14:28	9/19/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.82	0	0	433	D
9/19/18 11:48	9/18/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.83	0	0	434	D
9/18/18 11:52	9/17/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-2	9.82	0	0	434	D
9/17/18 13:04	9/14/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-9	9.87	-1	0	434	D
9/14/18 12:23	9/13/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-29	9.87	-3	-1	435	D
9/13/18 11:58	9/12/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-10	9.87	-1	0	438	D
9/12/18 13:58	9/11/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.87	0	0	439	D
9/11/18 11:49	9/10/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.87	0	0	439	D
9/10/18 14:50	9/7/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.85	0	0	439	D
9/7/18 12:45	9/6/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-10	9.88	-1	0	440	D
9/6/18 11:59	9/5/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.86	0	0	441	D
9/5/18 18:50	9/4/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-26	9.89	-3	-1	441	D
9/4/18 12:49	8/31/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-11	9.95	-1	0	444	D
8/30/18 17:22	8/28/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S.m	-70	9.99	-7	-2	445	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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