3/20/24 18:04 | 3/18/24 | STEM | Stem, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Buzby David S | CA | D | | 3 | P | 475 | 3.00 | 0 | 158 | 14 | 1,327 | D | | | | | | | | | | | | | | |
3/18/24 17:16 | 3/15/24 | STEM | Stem, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Homenock Kim | CA | O | Chief Pe | 1 | P.d | 44 | 1.84 | 0 | 24 | 17 | 162 | D | | | | | | | | | | | | | | |
3/18/24 17:15 | 3/14/24 | STEM | Stem, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Carlson Michael James | CA | O | COO | 1 | P.m | 96 | 1.75 | 0 | 55 | 74 | 129 | D | | | | | | | | | | | | | | |
3/18/24 16:19 | 3/15/24 | GWH | Ess Tech, Inc. | E9 | Electr | ElcEq | Miscellaneous Electrical Mach | Hossfeld Rich | OR | D | | 2 | P | 10 | 0.7895 | 0 | 13 | 9 | 148 | D | | | | | | | | | | | | | | |
3/18/24 16:05 | 3/14/24 | RUN | Sunrun Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Ferber Alan | CA | D | | 1 | P | 97 | 9.73 | 0 | 10 | 21 | 59 | I | | | | | | | | | | | | | | |
3/13/24 14:51 | 3/13/24 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Manna Michael Edward | NY | DO | P,CEO | 6 | P.m | 60 | 4.62 | 0 | 13 | 242 | 18 | D | | | | | | | | | | | | | | |
3/12/24 17:48 | 3/8/24 | EOSE | Eos Energy Enterprises, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Dimitrief Alexander | NJ | D | | 2 | P | 16 | 1.63 | 0 | 10 | 7 | 145 | I | | | | | | | | | | | | | | |
3/4/24 16:26 | 3/4/24 | FLNC | Fluence Energy, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Pasha Ahmed | VA | O | SVP,CFO | 1 | P | 50 | 15.20 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
3/4/24 16:06 | 3/4/24 | FLNC | Fluence Energy, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Nebreda Julian | VA | DO | P,CEO | 1 | P | 99 | 14.77 | 0 | 7 | 14 | 55 | D | | | | | | | | | | | | | | |
2/20/24 16:15 | 2/15/24 | ENR | Energizer Holdings, Inc. | MO | Electr | ElcEq | Miscellaneous Electrical Mach | Moore Patrick J | MO | D | | 1 | P | 153 | 30.50 | 0 | 5 | | 5 | I | | | | | | | | | | | | | | |
12/8/23 16:14 | 12/6/23 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Whitmore Bradford T | IL | DT | | 10 | P.m | 1,464 | 5.17 | 0 | 283 | 5 | 6,201 | D | | | | | | | | | | | | | | |
11/28/23 16:21 | 8/29/23 | SPB | Spectrum Brands Holdings, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | WI | O | EVP,GC,C | 2 | P | 140 | 73.83 | 0 | 2 | 1 | 145 | D | | | | | | | | | | | | | | |
11/28/23 16:19 | 8/29/23 | SPB | Spectrum Brands Holdings, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | 4 | P.m | 4,598 | 70.74 | 0 | 65 | 9 | 764 | D | | | | | | | | | | | | | | |
11/16/23 17:48 | 11/16/23 | GWH | Ess Tech, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Quarls Harry | OR | D | | 3 | P | 149 | 1.25 | 0 | 119 | 59 | 323 | D | | | | | | | | | | | | | | |
11/13/23 16:07 | 11/13/23 | GWH | Ess Tech, Inc. | E9 | Electr | ElcEq | Miscellaneous Electrical Mach | Teamey Kyle | OR | D | | 3 | P | 8 | 1.13 | 0 | 8 | 5 | 172 | D | | | | | | | | | | | | | | |
10/23/23 20:25 | 10/19/23 | BYRN | Byrna Technologies Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | North David | MA | O | CFO | 3 | P | 39 | 3.62 | 0 | 11 | 90 | 23 | D | | | | | | | | | | | | | | |
10/17/23 20:00 | 10/13/23 | BYRN | Byrna Technologies Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Ganz Bryan | MA | DO | P,CEO | 1 | P.dm | 54 | 3.19 | 0 | 17 | 1 | 1,173 | M | | | | | | | | | | | | | | |
9/21/23 12:45 | 9/21/23 | EOSE | Eos Energy Enterprises, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Mastrangelo Joe | NJ | DO | CEO | 2 | P | 144 | 2.13 | 0 | 68 | 13 | 591 | D | | | | | | | | | | | | | | |
9/15/23 08:28 | 9/14/23 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Robert W. Shaw | NY | D | | 1 | P | 21 | 10.29 | 0 | 2 | 3 | 63 | D | | | | | | | | | | | | | | |
9/12/23 11:57 | 9/11/23 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Goddard Janie | NY | D | | 1 | P | 16 | 10.36 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
8/30/23 18:00 | 10/25/22 | DFLI | Dragonfly Energy Holdings Corp. | NV | Electr | ElcEq | Miscellaneous Electrical Mach | Edmonds Karina | NV | D | | 1 | P.m | 2 | 6.69 | 0 | 0 | 1 | 30 | D | | | | | | | | | | | | | | |
8/25/23 11:58 | 8/24/23 | ENVX | Enovix Corp | | Electr | ElcEq | Miscellaneous Electrical Mach | Talluri Rajendra K | CA | DO | P,CEO | 3 | P | 127 | 11.07 | 0 | 11 | 1 | 2,019 | D | | | | | | | | | | | | | | |
8/23/23 16:53 | 8/22/23 | MVST | Microvast Holdings, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Webster Craig | TX | O | CFO | 1 | P | 21 | 1.64 | 0 | 13 | 3 | 403 | D | | | | | | | | | | | | | | |
8/2/23 21:51 | 7/31/23 | ELIQ | Electriq Power Holdings, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Lawrie John M | FL | DT | | 1 | P.d | 15,625 | 10.00 | 0 | 1,563 | 313 | 2,063 | M | | | | | | | | | | | | | | |
7/28/23 17:43 | 7/28/23 | EOSE | Eos Energy Enterprises, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Kroeker Nathan | NJ | O | CFO | 1 | P | 9 | 2.15 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
7/18/23 20:01 | 7/14/23 | BYRN | Byrna Technologies Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Pham Luan | MA | O | Chief Mk | 1 | P.m | 21 | 3.73 | 0 | 6 | 43 | 18 | D | | | | | | | | | | | | | | |
6/16/23 16:43 | 6/14/23 | FLUX | Flux Power Holdings, Inc. | NV | Electr | ElcEq | Miscellaneous Electrical Mach | Dutt Ronald F | CA | DO | CEO,P | 1 | P | 11 | 4.07 | 0 | 3 | 9 | 33 | D | | | | | | | | | | | | | | |
6/14/23 11:50 | 6/13/23 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Saeli Thomas Louis | NY | D | | 2 | P | 43 | 4.49 | 0 | 10 | 14 | 80 | D | | | | | | | | | | | | | | |
5/24/23 19:00 | 5/22/23 | BURU | Nuburu, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Zediker Mark | CO | DOT | CEO | 1 | P | 8 | 0.7900 | 0 | 10 | 0 | 4,323 | D | | | | | | | | | | | | | | |
5/17/23 16:26 | 5/16/23 | GWH | Ess Tech, Inc. | E9 | Electr | ElcEq | Miscellaneous Electrical Mach | Niggli Michael R | OR | D | | 4 | P | 88 | 1.62 | 0 | 54 | 3 | 1,750 | D | | | | | | | | | | | | | | |
3/22/23 16:07 | 3/21/23 | ENVX | Enovix Corp | | Electr | ElcEq | Miscellaneous Electrical Mach | Rodgers Thurman J | CA | DT | | 6 | P | 5,382 | 10.76 | 0 | 500 | 2 | 21,775 | I | | | | | | | | | | | | | | |
3/16/23 16:56 | 3/15/23 | NRGV | Energy Vault Holdings, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Piconi Robert | CA | DOT | CEO | 2 | P | 239 | 2.26 | 0 | 106 | 1 | 15,059 | D | | | | | | | | | | | | | | |
3/14/23 13:01 | 3/10/23 | SLDP | Solid Power, Inc. | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Stephens John Joseph | CO | D | | 1 | P | 626 | 2.92 | 0 | 215 | 212 | 316 | I | | | | | | | | | | | | | | |
3/8/23 16:05 | 3/7/23 | FLUX | Flux Power Holdings, Inc. | NV | Electr | ElcEq | Miscellaneous Electrical Mach | Walters-Hoffert Lisa | CA | D | | 1 | P | 6 | 6.36 | 0 | 1 | 66 | 3 | D | | | | | | | | | | | | | | |
2/17/23 16:05 | 2/16/23 | FLUX | Flux Power Holdings, Inc. | NV | Electr | ElcEq | Miscellaneous Electrical Mach | Bo-Linn Cheemin | CA | D | | 1 | P | 10 | 6.81 | 0 | 1 | 88 | 3 | D | | | | | | | | | | | | | | |
12/13/22 17:22 | 12/9/22 | LASE | Laser Photonics Corp | WY | Electr | ElcEq | Miscellaneous Electrical Mach | Nikitin Dmitriy | FL | T | | 1 | P | 5 | 1.93 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |