Commodity Contracts Brokers & Dealers Industry - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	10	30	91	1	0	3	9	23	19	9
P	%wins				79	65	61	59	59	49	62

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/28/20 16:05	2/27/20	SEB	Seaboard Corp /de/	DE	Financ	FinTrd	Commodity Contracts Brokers &	Baena Douglas W	KS	D		P	53	3,525.0	0	0	15	0	D
11/21/19 14:19	11/21/19	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	P	2	18.78	0	0	5	2	D
4/25/19 12:58	4/25/19	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	P	2	19.00	0	0	5	2	D
11/23/18 16:14	11/21/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	73	7.32	0	10	6	167	D
11/19/18 10:47	11/19/18	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	DE	OT	CEO	P	5	16.10	0	0	75	1	D
8/10/18 16:56	8/8/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	37	7.22	0	5	3	196	D
8/2/18 16:05	7/31/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P.m	309	6.89	0	45	44	146	D
7/31/18 16:50	7/27/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P.m	238	7.33	0	32	47	101	D
7/17/18 20:10	7/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	41	7.50	0	5	9	69	D
7/10/18 15:37	7/10/18	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	DE	OT	P	P	2	20.50	0	0	5	2	D
6/29/18 16:54	6/27/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P.m	58	7.50	0	8	14	63	D
6/27/18 17:49	6/25/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	16	7.50	0	2	4	55	D
6/25/18 18:25	6/21/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	12	7.50	0	2	3	53	D
6/1/18 20:38	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	79	7.97	0	10	24	52	D
3/29/18 15:54	3/29/18	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	DE	OT	P	P	2	22.80	0	0	6	2	D
3/27/18 16:06	3/26/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	204	6.73	0	30	1	5,583	D
3/13/18 16:05	3/9/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	486	6.98	0	70	1	5,553	D
12/29/17 16:45	12/29/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	22.42	0	0	6	2	D
9/29/17 15:33	9/29/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	22.90	0	0	6	2	D
9/11/17 16:10	9/7/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	442	6.20	0	71	1	5,483	D
9/7/17 16:09	9/5/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	573	6.23	0	92	2	5,412	D
8/23/17 16:59	8/21/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	229	6.25	0	37	1	5,320	D
7/3/17 14:44	6/30/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	24.80	0	0	7	2	D
3/31/17 15:34	3/31/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	24.71	0	0	7	2	D	-12	-7	-9	2	-10	-5	-1	0	0	0	-3
12/30/16 15:34	12/30/16	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P.a	3	25.68	0	0	8	1	D	-17	-7	-15	-10	-8	-5	-5	0	6	9	10	2
12/19/16 16:36	12/16/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	69	6.91	2	10	11	102	D	-17	-4	9	9	38	11	12	7	-1	-4	4	15
12/12/16 11:15	12/8/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	17	13.13	0	1	0	1,180	I	7	-10	-10	-3	-1	3	0	0	6	6
12/8/16 09:42	12/6/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	17	13.13	0	1	0	1,179	I	7	-9	-10	-5	-2	3	1	-2	0	5
12/6/16 10:35	12/2/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	143	13.20	0	11	1	1,177	I	7	-8	-7	-4	0	4	3	2	-1	4
12/2/16 10:56	11/30/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	107	13.08	0	8	1	1,166	I	6	-10	-8	-5	-3	1	1	0	3	1
11/30/16 11:49	11/28/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	156	12.95	0	12	1	1,158	I	6	-11	-9	-7	-4	0	1	0	1	2
11/28/16 10:33	11/23/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	100	13.05	0	8	1	1,146	I	5	-12	-10	-9	-5	-2	-1	-1	3	5
11/23/16 11:53	11/21/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	70	13.03	0	5	0	1,138	I	5	-11	-9	-8	-3	0	1	1	0	1	8
11/21/16 11:26	11/17/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	22	12.90	0	2	0	1,133	I	4	-13	-11	-9	-4	-3	-2	0	1	3	9
11/16/16 10:20	11/14/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	121	12.88	0	9	1	1,131	I	4	-12	-11	-9	-3	-5	-1	-1	0	1	8
11/14/16 09:30	11/9/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	318	13.06	0	24	2	1,122	I	5	-12	-11	-8	-2	-4	-1	-1	0	0	8
11/10/16 19:06	11/9/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	54	5.41	1	10	13	88	D	-36	-32	-21	-17	-12	-1	18	7	6	12	12	48	1
11/9/16 14:20	11/7/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	73	13.03	0	6	1	1,098	I	4	-11	-10	-7	-1	-4	-3	0	1	-1	2
11/7/16 14:27	11/3/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	101	13.04	0	8	1	1,092	I	4	-11	-10	-7	0	-3	-4	-1	0	-1	1
11/3/16 11:37	11/1/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	103	13.02	0	8	1	1,084	I	4	-11	-10	-7	-2	-4	-3	-3	0	1	4
11/1/16 14:07	10/28/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	103	13.33	0	8	1	1,076	I	7	-9	-8	-6	0	-2	-2	-2	0	-1	-1
10/3/16 09:50	9/30/16	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	26.73	0	0	8	1	D	-8	-2	1	-4	-2	0	-2	-2	0	0	-1	-4	-8
4/1/16 13:04	3/31/16	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	26.50	0	0	9	1	D	-30	-6	2	1	8	6	6	-2	0	0	7	7	2	-7
3/22/16 17:00	3/18/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Quick Peter	NJ	D		P	421	7.02	1	60	75	140	M	-40	-31	-15	-12	-3	-11	-9	-2	-2	-2	9	2	3	30
2/12/16 17:10	2/12/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	H	Executiv	P.a	151	25.18	4	6	17	41	D	40	20	-11	-27	-26	-8	-9	-5	2	3	5	3	29	48
2/12/16 16:17	2/12/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	H	Executiv	P	151	25.18	4	6	17	41	D	40	20	-11	-27	-26	-8	-9	-5	2	3	5	3	29	48
12/31/15 15:34	12/31/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	26.47	0	0	10	1	D	-27	-10	-14	0	-1	0	1	1	1	-2	-3	1	9	-7
9/16/15 17:25	9/16/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	P	104	25.99	3	4	3	122	M	31	45	-11	-28	-7	3	1	2	0	-3	12	26	2	42
8/12/15 16:27	8/10/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	O	EVP - su	P.m	164	28.13	4	6	31	25	D	47	47	37	-20	-16	-12	-4	5	3	2	-8	18	-9	17
4/7/15 12:27	3/31/15	SGF	Seneca Global Fund, L.P.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	43	102.32	0	0		0	D	-5	0	-2	0	1	3	3	2	0	-1	3	-3	-22	-18
3/23/15 13:09	3/23/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	29.00	0	0	11	1	D	-38	-29	-10	-1	-5	-6	1	-3	2	1	0	-2	-10	-12
3/9/15 09:21	3/6/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	29.00	0	0	8	1	D	-37	-26	-17	9	-4	-5	36	-5	1	-6	4	-2	-11	-13
3/5/15 08:11	3/4/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	1	29.00	0	0	4	1	D	-35	-24	-15	-9	-2	-5	39	-2	-1	-4	-4	-5	-13	-15
3/3/15 15:00	2/2/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	0	29.00	0	0	0	1	D	-33	-20	-12	-7	-4	-2	0	43	0	-4	-7	-9	-14	-18
2/27/15 10:57	2/26/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	29.50	0	0	14	1	D	-33	-18	-12	-7	-4	4	0	43	0	-4	-5	-9	-14	-17
2/17/15 21:34	2/13/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	O	CEO - su	P	165	23.31	2	7	61	19	D	29	31	23	30	16	21	17	14	3	8	22	47	21	6
2/13/15 10:11	2/12/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	4	30.00	0	0	20	1	D	-36	-14	-14	-8	-10	-1	3	-4	2	2	-2	-4	-12	-18
2/2/15 09:42	1/30/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	30.00	0	0	21	1	D	-39	-14	-14	-6	4	6	-1	0	0	0	1	-5	-10	-15
2/2/15 09:39	1/28/15	WEAT	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	11.00	1	0	New	0	D	-49	-18	-14	-9	-20	-10	-5	-3	-2	4	-1	-8	-9	-16
1/27/15 09:38	1/26/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	30.00	0	0	20	0	D	-37	-14	-10	0	0	0	-5	-1	0	0	-29	-5	-9	-14
1/5/15 16:45	12/31/14	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	O	CEO - su	P	9	20.54	1	0	6	9	D	11	11	0	18	19	11	0	-1	0	-2	-2	46	73	59
12/31/14 15:58	12/31/14	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	33.05	0	0	33	0	D	-40	-18	-20	-4	-10	-5	1	-3	13	-4	3	-3	4	-10
12/17/14 14:24	12/16/14	CANE	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	1	12.00	0	0	25	1	D	-31	-14	-20	-9	-7	-8	-3	-2	-1	2	2	-15	-23	-19
10/29/14 15:25	10/28/14	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	6	30.00	0	0	175	0	D	-42	-21	-25	-14	-5	3	3	0	7	12	8	-4	-5	-9
10/17/14 13:23	10/13/14	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	0	29.91	0	0	9	0	D	-44	-24	-22	-17	-17	-4	0	0	0	3	12	9	-1	-7
8/25/14 16:28	8/25/14	CANE	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	13.90	0	0	100	0	D	-27	-1	-8	-6	-4	-2	-2	3	0	1	-10	-7	-18	-42
8/1/14 15:35	7/18/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rima Senvest Management, L.L.C.	NY	T		P.m	15	6.74	1	2	0	460	I	47	19	-27	-36	-27	-6	-8	-1	0	1	-1	15	30	12
8/1/14 15:31	5/12/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rima Senvest Management, L.L.C.	NY	T		P.m	185	7.48	1	25	6	457	I	47	19	-27	-36	-27	-6	-8	-1	0	1	-1	15	30	12
7/2/14 11:41	7/2/14	CANE	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	14.90	0	0	New	0	D	-21	1	7	1	-2	3	-3	-2	0	-3	-5	-12	-21	-37
1/27/14 15:20	1/27/14	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	34.50	0	0	New	0	D		-27	-12	-8	-7	1	1	1	-1	0	5	11	-5	-14
12/26/13 18:33	12/23/13	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Adams William IV	IL	O	VP	P	282	15.24	1	19	New	19	I	-6	-16	-6	-6	0	1	2	1	0	0	3	8	14	-5
12/23/13 17:31	12/23/13	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Short Harry W	IL	H	Independ	P	24	15.19	1	2	New	2	D	-4	-17	-6	-8	-1	1	1	2	0	0	4	8	13	-6
12/16/13 16:51	12/12/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	39	7.89	5	5	9	59	D	31	98	34	-28	-26	-11	-14	-13	3	0	19	53	17	17
11/26/13 17:06	11/26/13	SEB	Seaboard Corp /de/	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bresky Steven J	KS	DOT	P	P	28	2,758.0	1	0	0	896	D	44	22	0	2	-2	-1	0	1	2	-2	1	-8	-2	29
8/20/13 09:40	8/19/13	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Benjamin Alan C.	NY	DO	CEO	P	1	2.65	0	0	0	52	D
8/19/13 15:33	8/16/13	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Benjamin Alan C.	NY	DO	CEO	P	1	2.65	0	0	1	51	D
5/14/13 14:39	5/10/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	68	4.98	1	14	34	54	D	-18	6	18	20	14	-7	12	1	5	5	16	50	107	61
4/26/13 17:39	4/24/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		P.m	2,825	5.58	1	507	11	5,200	D	-11	10	19	32	25	25	2	3	-1	-10	6	22	128	94
4/15/13 14:44	2/4/13	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Talara Capital Management, LLC	NY	T		P.m	533	2.41	0	221	46	705	I
4/1/13 20:45	3/28/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		P.m	193	4.41	1	44	1	4,693	D	-40	-10	-6	15	0	5	1	-1	-1	-2	13	43	205	153
3/28/13 20:52	3/26/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		P	97	4.52	1	21	0	4,650	D	-41	-12	-7	10	1	6	4	0	0	-2	14	46	229	148
3/26/13 20:54	3/22/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		P.m	169	4.36	1	39	1	4,628	D	-41	-13	-3	10	8	3	4	2	-3	-2	24	38	141	158
3/25/13 17:34	3/20/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		P.a	146	4.39	1	33	1	4,589	D	-41	-16	-4	9	-3	1	6	0	0	-1	21	39	153	169
3/20/13 17:49	3/18/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		P.m	191	4.33	1	44	1	4,579	D	-39	-12	-1	5	-1	-1	4	1	-1	2	19	38	140	163
3/19/13 15:10	10/30/12	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hepworth Douglas J	IL	H	Director	P	50	25.00	2	2	New	2	D				-14	-10	-6	-2	-1	-2	1	-10	-8	-9	-10
3/14/13 19:40	3/12/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		P.m	4,223	4.13	1	1,022	29	4,535	D	-44	-16	-7	-6	0	-6	-5	-2	-6	2	26	36	131	154
10/30/12 17:30	10/26/12	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Moravy L. Joe	IL	H	Independ	P	37	24.85	33	2	New	2	D									0	0	0	-5	-17	-29
10/30/12 17:30	10/26/12	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hunt Jon C.	IL	H	Independ	P	99	24.85	33	4	New	4	D									0	0	0	-5	-17	-29
10/18/12 17:55	10/16/12	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hepworth Douglas J	IL	H	Director	P	43	21.65	1	2	New	2	D	-1	1	4	0	0	-2	0	-1	-1	-5	-5	1	-11	-19
10/1/12 17:44	9/27/12	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Talara Capital Management, LLC	NY	T		P	3	2.75	0	1	0	705	I
8/24/12 16:14	8/24/12	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Benjamin Alan C.	NY	DO	CEO	P.d	0	0.00	0	8	20	51	D
8/21/12 17:26	8/17/12	USMI	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hyland John T.	CA	O	Chief In	P.m	7	24.34	0	0	100	1	D
8/21/12 17:24	8/17/12	CPER	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hyland John T.	CA	O	Chief In	P.m	7	23.89	0	0	300	0	D			-13	-3	-1	-2	-2	0	0	1	10	1	2	-6
8/3/12 09:24	8/2/12	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Benjamin Alan C.	NY	DO	CEO	P	25	2.50	0	10	31	43	D
7/3/12 14:31	7/1/12	FPF	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	50	6,085.2	0	0	104	0	D
6/21/12 17:12	6/19/12	USMI	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hyland John T.	CA	O	Chief In	P.m	7	24.94	0	0	New	0	D
6/20/12 16:10	6/19/12	USMI	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Mah Howard	CA	DO	Secretar	P	8	25.20	0	0	New	0	D
6/8/12 16:06	6/6/12	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Benjamin Alan C.	NY	DO	CEO	P.d	0	0.00	0	2	5	33	D
5/3/12 16:44	4/30/12	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Talara Capital Management, LLC	NY	T		P	155	3.00	0	52	8	704	I
4/16/12 16:14	4/13/12	USAG	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Mah Howard	CA	DO	Secretar	P	7	24.78	0	0	New	0	D
4/16/12 16:11	4/13/12	USAG	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hyland John T.	CA	O	Chief In	P.m	8	25.46	0	0	New	0	D
3/29/12 14:06	3/28/12	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Riker Dale	VT	O	CEO	P	10	49.64	0	0	New	0	I									-1	1	-2	3	6	-11
2/6/12 14:00	2/3/12	CRUD	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P,CEO	P	4	44.99	0	0	10	1	D
1/31/12 15:57	1/30/12	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Riker Dale	VT	O	CEO	P.m	51	12.77	0	4		1	I
1/17/12 17:20	1/13/12	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Miller Carl	VT	O	Member	P	4	39.05	3	0	New	0	D		-2	-14	-8	0	-3	-8	-7	-2	1	3	-4	27	15
12/5/11 14:25	12/1/11	SGF	Seneca Global Fund, L.P.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	10	111.47	0	0	27	0	D	5	-16	-17	-10	-2	-3	3	4	2	-2	-3	12	0	21
12/5/11 14:18	12/1/11	FPF	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	20	6,051.2	0	0	71	0	D
11/28/11 14:52	11/25/11	SOYB	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P,CIO	P	2	20.50	0	0	New	0	D					-12	-9	-6	-3	2	2	7	12	10	19
11/21/11 15:22	11/15/11	CPER	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hyland John T.	CA	O	Chief In	P	3	25.18	0	0	New	0	D								-3	-2	-1	-1	12	0	0
11/21/11 14:45	11/17/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Riker Dale	VT	O	CEO	P	10	15.75	0	1	650	1	D
11/21/11 14:43	11/17/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P	24	15.74	0	2	50	5	D
11/17/11 14:14	11/16/11	CPER	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Mah Howard	CA	DO	Secretar	P	13	25.05	0	1	New	1	D									0	-7	-5	5	-3	-3
9/27/11 16:40	9/26/11	CRUD	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Riker Dale	VT	O	Secretar	P	10	38.50	0	0	New	0	I
9/26/11 17:13	9/22/11	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schneider William J	IL	H	Trustee	P	50	22.57	1	2	29	10	I			-17	-9	-10	-12	-11	-11	2	-7	2	-11	13	11
9/26/11 17:09	7/12/11	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schneider William J	IL	H	Trustee	P.a	50	26.15	1	2	33	8	I			-17	-9	-10	-12	-11	-11	2	-7	2	-11	13	11
9/2/11 14:01	9/1/11	SGFI	Seneca Global Fund, L.P.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	20	121.76	0	0	97	0	D
9/2/11 13:56	9/1/11	FPF	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	10	6,416.1	0	0	51	0	D
9/2/11 12:06	9/1/11	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P	5	48.56	7	0	33	0	D		63	11	5	7	3	-1	-4	2	0	-18	-19	-15	5
7/13/11 15:47	7/12/11	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schneider William J	IL	H	Trustee	P	50	26.15	2	2	33	8	I			7	-6	-2	3	0	-3	1	2	-12	-16	-14	-13
6/3/11 15:30	6/1/11	SGFLP	Seneca Global Fund, L.P.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulley Michael D	MD	DO	SVP Rese	P	25	118.07	0	0	New	0	D
5/19/11 16:54	5/19/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P	22	22.00	0	1	50	3	D
4/6/11 16:19	4/4/11	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schneider William J	IL	H	Trustee	P	50	28.32	4	2	45	6	D			18	12	2	8	3	4	0	-4	-10	-7	-28	-14
3/4/11 16:50	3/3/11	USCI	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hyland John T.	CA	O	Chief In	P	29	71.52	11	0	40	1	D			42	21	12	3	4	1	0	-4	-2	-7	-8	-12
3/2/11 16:08	3/2/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P	22	22.41	0	1	100	2	D
3/2/11 15:44	2/23/11	CRUD	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P	51	50.50	0	1	New	1	D
3/2/11 14:35	3/1/11	FPF	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	15	10,000	0	0	New	0	D
2/17/11 15:19	2/9/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P.am	24	24.32	0	1		0	D
2/14/11 15:30	2/9/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P	12	23.67	0	1	New	1	D
2/14/11 15:12	6/16/10	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	O	P	P.m	8	26.05	4	0	New	0	D			51	19	12	7	5	4	-2	0	-12	-3	8	-7
2/11/11 21:11	2/1/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Riker Dale	VT	O	Secretar	P	2	24.74	0	0	New	0	I
2/11/11 21:03	2/9/11	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Miller Carl	VT	O	Member	P.m	5	23.70	0	0		0	D
1/11/11 15:04	1/10/11	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schneider William J	IL	H	Trustee	P	50	25.99	2	2	97	4	D				3	3	1	-1	-1	1	2	7	14	7	-8
12/22/10 19:25	12/20/10	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Carlough Daryl	NJ	O	Chief Ac	P	18	9.00	10	2	New	2	D								-2	0	3	16	-6	-23	-17
12/22/10 18:54	12/20/10	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyons Henry C	NJ	O	Chief Fi	P	0	9.00	10	0	New	0	I								-2	0	3	16	-6	-23	-17
12/9/10 14:41	12/1/10	FPF	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Steben Kenneth E	MD	DOT	P of Gen	P	55	6,322.8	0	0	28	0	D
12/9/10 12:19	12/1/10	FPF	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Hull Brian F	MD	H	VP Compl	P	14	6,322.8	0	0		0	D
10/20/10 17:09	10/18/10	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Toth Terence J	IL	H	Trustee	P	20	25.22	2	1	New	1	D						0	0	-2	0	1	-2	5	16	-1
9/30/10 11:36	9/28/10	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schneider William J	IL	H	Trustee	P	50	25.00	8	2	New	2	D									0	0	1	3	11	-6
9/17/10 16:09	9/16/10	USCI	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Gerber Nicholas Daniel	CA	DO	CB,P,CEO	P	71	53.03	1	1	New	1	I						7	2	1	0	0	5	14	27	20
8/27/10 10:28	8/26/10	DAG	Powershares Db Agriculture Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hanson Stephen P	NY	T		P	1,638	8.19	2	200	29	900	D	-62	-15	-15	18	9	1	-3	-2	3	7	29	38	86	90
8/12/10 15:04	8/10/10	USCI	United States Commodity Index Funds Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hyland John T.	CA	O	Chief In	P	50	50.03	0	1	New	1	D									2	2	6	25	40	25
6/11/10 10:07	6/1/10	F	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Grady John Henry	PA	DO	COO	P	9,615	250,000	33	0		0	D	86	84	29	-12	-16	5	0	3	0	1	-3	3	47	21
9/3/09 12:22	9/1/08	A	Aspect Global Diversified Fund LP	DE	Financ	FinTrd	Commodity Contracts Brokers &	Aspect Capital Ltd	X0	T		P.a	5,001	100.00	33	50	New	50										3	10	4	17	31	16
9/3/09 10:09	5/1/04	F	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Hull Brian F	MD	H	VP of th	P.a	2	4,117.6	33	0	26	0	D	-12	54	288	11	1	-11	-5	-9	6	6	-3	28	85	67
8/27/09 11:11	3/1/07	F	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Bulley Michael D	MD	DO	SVP,Rese	P.a	1	4,477.8	33	0	New	0	D	-2	75	284	37	24	-6	3	-2	1	-8	-4	16	54	47
8/27/09 10:28	1/1/08	F	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Menard Neil David	MD	O	Dir of S	P.ea	5	4,785.8	33	0	31	0										2	-8	-4	16	54	47
8/3/09 17:10	7/30/09	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Svoboda Rolland	MO	D		P.d	5	4.84	0	1	56	3	D
7/31/09 15:17	7/29/09	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Soman Jeff	MO	O	EVP of F	P.d	24	4.87	0	5	29	22	D
7/24/09 11:22	7/22/09	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Reinders Dave	MO	D		P.d	14	4.59	0	3	285	4	D
7/22/09 10:18	7/20/09	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	DO	P,CEO	P.d	51	4.23	0	12	68	30	D
7/15/09 14:35	7/13/09	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bowles Eric A	MO	O	P-FCSton	P.dm	7	3.96	0	2	17	12	D
2/10/09 12:19	2/2/09	A	Aspect Global Diversified Fund LP	DE	Financ	FinTrd	Commodity Contracts Brokers &	Menard Neil David	MD	O	Dir of S	P.e	10	126.58	33	0		0										-4	-7	-29	-1	25	54
7/17/08 15:45	7/17/08	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Derscheid Doug	MO	D		P.d	67	16.64	0	4	99	8	D
7/17/08 15:18	7/17/08	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	DO	P,CEO	P.ad	203	16.95	0	12	New	12	D
7/17/08 11:31	7/17/08	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	DO	P,CEO	P.d	203	16.94	0	12	New	12	D
7/14/08 15:32	7/10/08	FCSX	Fcstone Group, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Andresen David	MO	D		P.d	62	15.43	0	4	381	5	D
2/21/08 16:38	1/1/08	FPF	Futures Portfolio Fund L.P.	MD	Financ	FinTrd	Commodity Contracts Brokers &	Menard Neil David	MD	O	Dir of S	P	22	5,000.0	0	0		0	D
2/7/06 13:47	2/6/06	SYCI	Syndication Net Com Inc	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hill Dale	TX	T		P	11	0.0080	0	1,395	9	16,321
2/7/06 11:53	2/6/06	SYCI	Syndication Net Com Inc	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hill Dale	TX	T		P	5	0.0080	0	605	4	14,926

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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