Commodity Contracts Brokers & Dealers Industry - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	5	26	135	0	1	1	-1	-11	-2	-2
S	%wins				59	45	49	57	80	60	58

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/20/23 13:44	9/19/23	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-3	30.99	0	0	-100	0	D
12/20/22 14:24	12/19/22	CANE	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-5	9.58	0	-1	-100	0	D
12/20/22 14:22	12/19/22	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-6	30.35	0	0	-67	0	D
12/20/22 14:20	12/19/22	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-3	25.82	0	0	-99	0	D
3/1/22 09:21	2/28/22	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-15	24.33	0	-1	-60	0	M
3/1/22 09:18	2/28/22	WEAT	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-2	8.79	0	0	-100	0	I
3/1/22 09:15	2/28/22	SOYB	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-3	27.03	0	0	-100	0	I
3/1/22 09:11	2/28/22	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-59	29.51	0	-2	-87	0	D
12/1/21 12:52	12/1/21	OBTC	Osprey Bitcoin Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Mascera Matthew	CT	O	Dir of O	S	-14	17.42	0	-1	-100	0	D
10/5/20 13:14	9/28/20	RISE	Etf Managers Group Commodity Trust I	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sit Investment Associates Inc	MN	T		S	-2,427	20.02	0	-121	-100	0	M
5/8/20 17:10	5/6/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-25	6.46	0	-4	-4	92	D
5/8/20 17:02	5/6/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-21	6.46	0	-3	-3	126	D
3/20/20 11:41	3/18/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-41	4.92	0	-8	-6	129	D
3/20/20 11:36	3/18/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hine Alastair	NJ	O	COO	S	-21	5.15	0	-4	-11	34	D
3/20/20 11:31	3/18/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-25	4.73	0	-5	-5	96	D
3/18/20 13:27	3/16/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-22	5.31	0	-4	-4	101	D
5/31/19 17:14	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-19	3.96	0	-5	-3	138	D
5/31/19 17:13	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-24	3.97	0	-6	-3	230	D
5/31/19 17:13	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-22	3.96	0	-6	-5	105	D
5/9/19 16:36	5/7/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-16	4.95	0	-3	-2	142	D
5/9/19 16:35	5/7/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-25	4.95	0	-5	-2	236	D
5/9/19 16:34	5/7/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-20	4.95	0	-4	-3	111	D
3/20/19 18:05	3/18/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-24	6.57	0	-4	-2	146	D
3/20/19 18:04	3/18/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-32	6.57	0	-5	-2	241	D
3/20/19 18:03	3/18/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-28	6.57	0	-4	-4	115	D
12/13/18 18:35	12/11/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-288	7.34	0	-39	-25	120	D
12/6/18 20:36	7/31/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.m	-180	7.20	0	-25	-59	17	D
11/16/18 16:49	11/14/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-39	7.77	0	-5	-2	226	D
6/19/18 16:54	6/15/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.dm	-63	8.24	0	-8	-3	231	D
6/1/18 20:40	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S	-79	7.97	0	-10	-1	1,656	D
6/1/18 20:39	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-17	8.23	0	-2	-2	120	D
6/1/18 20:39	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-21	8.23	0	-3	-1	236	D
6/1/18 20:38	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-18	8.23	0	-2	-2	96	D
5/9/18 17:11	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S	-177	8.22	0	-21	-1	1,591	D
5/8/18 18:45	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-26	8.23	0	-3	-3	99	D
5/8/18 18:44	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-40	8.23	0	-5	-2	221	D
5/8/18 18:44	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-32	8.23	0	-4	-5	80	D
4/30/18 17:36	4/26/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-194	8.50	0	-23	-9	226	D
4/18/18 16:10	4/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-40	8.00	0	-5	-2	249	D
3/20/18 17:23	3/6/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.m	-180	7.24	0	-25	-2	1,613	D
3/20/18 17:22	3/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-26	7.19	0	-4	-3	102	D
3/20/18 17:22	3/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-35	7.19	0	-5	-2	254	D
3/20/18 17:21	3/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-30	7.19	0	-4	-5	84	D
3/8/18 11:59	3/6/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-16	7.41	0	-2	-2	105	D
3/8/18 11:58	3/6/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-19	7.41	0	-3	-1	259	D
1/18/18 22:00	1/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.d	-301	8.37	0	-36	-12	261	D
1/2/18 17:30	12/28/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-442	9.00	0	-49	-31	108	D
11/21/17 16:04	11/20/17	SEB	Seaboard Corp /de/	DE	Financ	FinTrd	Commodity Contracts Brokers &	Moss Ralph L	DC	O	SVP	S	-106	4,248.5	0	0	-50	0	D
10/31/17 19:17	10/27/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-35	7.00	0	-5	-18	23	D
8/16/17 18:39	8/14/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-34	6.87	0	-5	-17	25	D
8/8/17 21:19	8/4/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.m	-105	7.00	0	-15	-33	30	D
7/26/17 17:13	7/24/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-33	6.67	0	-5	-10	45	D
7/19/17 18:37	7/18/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.m	-33	6.51	0	-5	-2	261	D
7/19/17 18:03	7/17/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-32	6.39	0	-5	-9	50	D
7/17/17 17:45	7/13/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-33	6.58	0	-5	-8	55	D
6/1/17 16:21	5/30/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-16	5.97	0	-3	-1	266	D
5/9/17 17:49	5/9/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Senvest Management, LLC	NY	T		S	-297	5.94	2	-50	-1	4,757	I	-36	-10	34	-21	-27	-16	-16	-19	1
5/9/17 17:28	5/8/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-30	6.02	2	-5	-2	269	D	-36	-10	34	-21	-27	-16	-16	-19	1
4/5/17 18:23	4/4/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.d	-262	8.52	2	-31	-10	274	D	-4	40	44	30	8	6	7	4	0	-2	-9
3/28/17 17:51	3/24/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.m	-36	8.14	2	-4	-2	274	D	-10	37	34	24	4	8	0	3	-1	2	-12
3/17/17 16:23	3/15/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-123	8.18	2	-15	-5	278	D	-14	30	37	30	10	4	9	3	0	-1	-14
3/8/17 17:13	3/6/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-20	7.79	2	-3	-1	254	D	-18	7	22	20	5	-5	-4	-3	2	2	2
11/22/16 14:00	11/18/16	USCI	United States Commodity Index Funds Trust		Financ	FinTrd	Commodity Contracts Brokers &	Love John P	CA	O	P,CEO	S	-19	41.24	2	0	-100	0	I	-24	3	1	-2	2	-2	-1	1	0	0	-2	-3
8/12/16 17:34	8/11/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Smith Philip Andrew	NY	H	CEO - su	S.m	-212	32.59	2	-7	-4	145	D	69	16	31	25	19	11	14	3	4	7	16	12	14
6/2/16 17:40	5/31/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-11	6.89	1	-2	-3	60	D	-5	-24	-15	-4	0	-1	0	2	-2	0	-7	-4	-4
6/2/16 17:40	5/31/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-15	6.89	1	-2	-2	114	D	-5	-24	-15	-4	0	-1	0	2	-2	0	-7	-4	-4
6/2/16 17:40	5/31/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-18	6.89	1	-3	-1	257	D	-5	-24	-15	-4	0	-1	0	2	-2	0	-7	-4	-4
6/2/16 16:09	5/31/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Dunaway William J	MO	O	CFO	S.d	-213	27.92	2	-8	-19	33	D	53	-20	-21	6	0	7	5	3	-2	0	-2	32	48
5/11/16 20:09	5/11/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Harrod Patricia Marie	MO	H	Chief Ri	S	-24	26.42	2	-1	-28	2	D	42	-26	-21	2	-2	-4	-2	1	-1	-1	4	22	34
4/22/16 16:19	4/20/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-140	7.00	1	-20	-8	221	D	-32	-28	-5	4	-4	8	7	3	-2	-2	0	0	-18
3/25/16 18:43	3/23/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-19	6.28	2	-3	-1	241	D	-42	-33	-20	-13	-7	-16	-12	-4	0	3	8	6	3	35
3/24/16 21:39	3/23/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-19	6.28	2	-3	-5	62	D	-44	-34	-21	-14	-6	-17	-11	-12	0	5	11	3	3	37
3/24/16 21:39	3/23/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-22	6.28	2	-3	-5	72	D	-44	-34	-21	-14	-6	-17	-11	-12	0	5	11	3	3	37
3/21/16 16:34	3/17/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schroeder Aaron	MO	O	Chief Ac	S.d	-45	27.17	3	-2	-17	8	D	46	-6	7	-16	4	9	2	5	-2	-2	0	-2	36	35
3/9/16 17:16	3/7/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-14	7.42	1	-2	-3	65	D	-25	-26	-7	-10	8	3	0	-2	-3	-4	-15	-10	-14	13
3/9/16 17:16	3/7/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-13	7.42	1	-2	-2	75	D	-25	-26	-7	-10	8	3	0	-2	-3	-4	-15	-10	-14	13
3/9/16 17:15	3/7/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-12	7.42	1	-2	-1	244	D	-25	-26	-7	-10	8	3	0	-2	-3	-4	-15	-10	-14	13
3/4/16 18:37	3/2/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.m	-21	7.32	1	-3	-4	77	D	-23	-21	-7	-8	13	11	6	4	0	-3	-12	-8	-13	10
3/4/16 18:26	3/2/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S.m	-19	7.31	1	-3	-4	67	D	-23	-21	-7	-8	13	11	6	4	0	-3	-12	-8	-13	10
3/4/16 18:25	3/2/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.m	-20	7.31	1	-3	-1	246	D	-23	-21	-7	-8	13	11	6	4	0	-3	-12	-8	-13	10
1/6/16 16:15	1/4/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-190	7.59	1	-25	-9	248	D	-11	-16	-14	-1	-5	6	-2	-7	-3	-3	-11	-12	-12	-6
12/14/15 09:26	12/10/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-229	36.11	4	-6	-13	41	D	60	80	-10	27	3	-2	-8	-8	0	-5	-14	-20	-20	33
12/9/15 08:44	12/7/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-94	36.11	3	-3	-6	41	D	74	101	-3	40	14	5	-1	4	-5	-5	-12	-25	-24	17
12/7/15 21:44	10/15/15	EBML	Ebullion, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Chan Lai Keung	NY	DT		S.m	-682	0.0155	0	-44,000	-100	0	D
12/3/15 17:30	12/2/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-97	36.01	3	-3	-6	41	D	74	108	-1	40	17	3	6	-1	1	-1	-5	-20	-20	21
12/1/15 16:32	11/27/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-74	36.04	3	-2	-5	41	D	71	102	1	34	17	8	4	3	-1	-1	-6	-26	-22	16
11/10/15 16:25	11/6/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Smith Philip Andrew	NY	H	CEO - su	S	-170	34.06	7	-5	-3	139	D	63	89	-7	17	33	6	3	3	2	1	1	-26	-23	4
11/9/15 16:25	11/6/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-660	33.00	7	-20	-33	41	D	66	94	-6	18	39	12	3	6	3	2	8	-20	-18	7
10/27/15 17:00	10/23/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Krehbiel Bruce	FL	D		S.dm	-412	31.75	7	-13	-43	17	D	51	85	-5	8	21	23	6	4	5	4	10	-12	-12	19
10/14/15 17:13	10/13/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-600	30.00	3	-20	-33	41	D	43	69	-5	-11	14	18	17	3	2	6	18	-3	-7	30
9/23/15 18:05	9/21/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.m	-480	7.99	2	-60	-5	1,120	D	-25	22	-17	-22	1	-2	3	2	-2	-6	-7	-6	-20	-17
9/16/15 17:25	9/16/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-208	25.99	3	-8	-6	122	M	31	45	-11	-28	-7	3	1	2	0	-3	12	26	2	42
8/28/15 18:02	8/27/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-118	26.04	4	-5	-3	126	D	34	34	-5	-26	-20	-5	-9	0	3	1	-5	37	-1	39
8/25/15 17:49	8/24/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-131	26.15	4	-5	-4	130	D	30	35	-2	-26	-22	-8	-10	-5	2	3	-3	31	2	40
8/18/15 17:14	8/14/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Smith Philip Andrew	NY	H	CEO - su	S	-145	29.01	4	-5	-3	144	D	48	46	17	-21	-17	-3	6	2	-4	-9	-9	18	-9	21
7/6/15 18:47	7/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-24	9.55	3	-3	-1	273	D	61	30	8	1	1	-5	-6	0	-8	-15	-26	-23	-15	-32
7/6/15 18:45	7/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-24	9.56	3	-3	-7	35	D	61	30	8	1	1	-5	-6	0	-8	-15	-26	-23	-15	-32
7/2/15 10:52	6/29/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.dm	-577	9.62	3	-60	-5	1,180	D	59	27	9	-1	-2	-6	-6	-6	0	-10	-27	-24	-14	-32
6/15/15 18:22	6/11/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-25	10.00	2	-3	-1	276	D	82	33	20	0	-1	6	5	3	0	1	-21	-22	-23	-34
6/3/15 17:50	6/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.m	-117	9.33	2	-13	-25	38	D	85	26	8	-2	-2	-4	-2	-1	-3	2	0	-14	-13	-27
6/3/15 17:28	6/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-23	9.29	2	-3	-1	278	D	85	26	8	-2	-2	-4	-2	-1	-3	2	0	-14	-13	-27
5/13/15 17:22	5/11/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Oconnor Sean Michael	FL	DO	CEO	S	-1,050	35.00	6	-30	-3	1,116	D	114	85	102	72	19	8	11	7	1	6	5	-20	-6	-25
5/13/15 17:22	5/11/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Branch Scott J	FL	DO	P	S	-1,050	35.00	6	-30	-3	1,086	D	114	85	102	72	19	8	11	7	1	6	5	-20	-6	-25
5/11/15 16:58	5/8/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Parthemore Eric	FL	D		S.d	-337	34.00	5	-10	-39	15	D	91	79	93	71	18	8	3	9	-3	-3	-1	-27	-12	-30
5/5/15 17:52	5/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-127	10.18	2	-13	-24	40	D	140	2	48	24	7	5	5	4	1	5	1	-22	-19	-24
5/5/15 17:51	5/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.d	-170	10.00	2	-17	-6	260	D	140	2	48	24	7	5	5	4	1	5	1	-22	-19	-24
4/24/15 12:20	4/22/15	CPER	United States Commodity Index Funds Trust		Financ	FinTrd	Commodity Contracts Brokers &	Mah Howard	CA	DO	Secretar	S	-9	18.16	0	-1	-100	0	D	-14	-11	-10	6	4	0	2	-1	0	6	3	-12	-14	-18
4/24/15 11:53	4/22/15	USAG	United States Commodity Index Funds Trust		Financ	FinTrd	Commodity Contracts Brokers &	Mah Howard	CA	DO	Secretar	S	-6	20.13	0	0	-100	0	D	-14	-23	-12	-4	0	0	0	0	2	-1	-1	3	-2	-5
4/15/15 17:36	4/13/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-554	9.84	2	-56	-53	50	D	91	3	61	9	2	2	3	3	-1	-2	-1	-19	-21	-32
4/7/15 16:42	4/6/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Branch Scott J	FL	DO	P	S.m	-900	30.00	5	-30	-3	1,116	D	78	57	74	47	14	1	3	0	1	2	3	16	-18	-13
4/3/15 18:01	4/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-241	9.64	3	-25	-32	52	D	125	-11	52	7	10	-5	-1	-3	0	4	8	1	-22	-30
3/25/15 17:42	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S.d	-309	9.61	3	-32	-39	50	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/25/15 17:41	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.m	-49	9.60	3	-5	-6	83	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/25/15 17:41	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.m	-40	9.60	3	-4	-2	222	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/16/15 21:05	3/13/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-222	10.09	3	-22	-9	226	D	155	-1	42	20	25	11	4	0	1	-4	-3	0	-23	-29
3/16/15 16:17	3/12/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Branch Scott J	FL	DO	P	S	-302	30.20	6	-10	-1	1,146	D	71	61	65	68	55	14	7	1	0	3	5	24	-13	-10
3/16/15 16:17	3/12/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schroeder Aaron	MO	O	Group Co	S.d	-42	30.27	6	-1	-20	6	D	71	61	65	68	55	14	7	1	0	3	5	24	-13	-10
3/11/15 16:33	3/11/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-113	29.55	5	-4	-3	137	D	67	57	57	66	52	18	8	1	1	-1	3	21	-15	-9
3/10/15 18:57	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-103	9.98	3	-10	-10	88	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/10/15 16:44	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Emerson Jason	NJ	O	CFO	S	-25	9.89	3	-3	-9	27	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/10/15 16:42	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.d	-327	10.00	3	-33	-12	248	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/9/15 19:32	3/5/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-49	9.72	3	-5	-8	57	D	137	2	60	15	19	15	7	3	0	0	-5	-7	-21	-25
3/6/15 16:35	3/5/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Oconnor Sean Michael	FL	DO	CEO	S	-580	29.00	5	-20	-2	1,146	D	65	58	54	71	51	27	10	3	0	3	1	23	-14	-7
3/5/15 16:25	3/3/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.dm	-962	27.49	4	-35	-46	41	D	58	50	44	62	43	34	6	2	1	2	2	25	-12	-10
3/3/15 17:58	3/2/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-24	9.34	3	-3	-3	97	D	126	-6	51	5	11	9	8	1	1	5	2	-4	-15	-23
3/3/15 17:55	2/27/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.m	-258	9.37	3	-28	-26	77	D	126	-6	51	5	11	9	8	1	1	5	2	-4	-15	-23
3/3/15 17:54	3/2/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S.d	-142	9.34	3	-15	-20	62	D	126	-6	51	5	11	9	8	1	1	5	2	-4	-15	-23
3/3/15 17:52	3/2/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-22	9.34	3	-2	-1	249	D	126	-6	51	5	11	9	8	1	1	5	2	-4	-15	-23
2/25/15 16:58	2/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S.d	-406	9.03	2	-45	-40	69	D	121	2	49	3	3	10	10	7	-2	3	3	2	-22	-22
2/20/15 16:24	2/18/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Oconnor Sean Michael	FL	DO	CEO	S.m	-500	25.00	2	-20	-2	1,166	D	34	40	30	48	23	29	27	8	3	9	21	43	8	4
2/20/15 16:24	2/18/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Nguyen Xuong	IL	H	CEO - su	S.m	-101	25.00	2	-4	-35	7	D	34	40	30	48	23	29	27	8	3	9	21	43	8	4
2/17/15 08:51	2/13/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Oconnor Sean Michael	FL	DO	CEO	S	-460	23.00	2	-20	-2	1,186	D	29	31	23	30	16	21	17	14	4	11	26	50	25	10
2/13/15 16:39	2/11/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.d	-69	8.56	4	-8	-3	252	D	110	-12	43	-4	-6	1	0	-2	0	1	18	16	-8	-21
2/4/15 18:22	2/2/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-186	8.25	4	-23	-18	103	D	109	-1	36	0	0	-6	1	0	4	2	15	12	-16	-19
1/21/15 16:33	1/20/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-189	8.40	4	-23	-15	125	D	112	-6	28	14	2	-6	-9	-7	-1	5	8	19	-8	-13
1/20/15 17:23	1/15/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S.d	-330	8.31	4	-40	-37	69	D	115	-3	30	13	1	-3	-7	-6	-3	2	4	16	-11	-17
1/14/15 18:08	1/12/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.d	-73	9.14	3	-8	-3	252	D	132	4	42	44	2	1	-1	-1	-8	-10	-5	10	-15	-23
1/7/15 17:25	1/5/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.dm	-381	9.06	3	-42	-14	252	D	121	4	23	40	0	5	1	-1	1	-1	-3	7	-4	-16
12/29/14 09:28	12/23/14	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	S	-48	10.74	0	-5	-100	0	D
12/29/14 09:24	12/23/14	CRUD	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	S	-13	26.78	0	-1	-100	0	D
12/29/14 08:27	12/23/14	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Miller Carl	VT	H	member	S	-2	10.74	0	0	-100	0	D
12/29/14 08:22	12/23/14	NAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Riker Dale	VT	OT	CEO	S	-43	10.74	0	-4	-100	0	D
12/22/14 17:17	12/18/14	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Oconnor Sean Michael	FL	DO	CEO	S.m	-601	20.04	1	-30	-2	1,206	D	11	9	1	14	15	17	13	6	0	2	-3	47	80	59
12/17/14 17:08	12/15/14	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Smith Philip Andrew	NY	H	CEO - su	S.m	-252	18.44	1	-14	-4	313	D	8	-7	-3	5	6	5	7	4	0	1	-4	50	88	69
12/15/14 11:49	12/11/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.d	-68	8.44	2	-8	-5	163	D	96	10	1	18	-3	-8	-5	-2	3	3	9	25	23	-12
12/10/14 19:59	12/8/14	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Martin William C	NJ	DT		S	-7,689	2.41	0	-3,190	-80	784	M
12/9/14 16:01	12/8/14	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Grushkin Ailon Z.	NY	DO	P	S	-283	2.41	0	-117	-94	7	M
12/9/14 16:01	12/8/14	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Biele Richard A.	NY	O	COO	S	-107	2.41	0	-44	-85	8	M
12/9/14 16:01	12/8/14	SMGI	Smg Indium Resources Ltd.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Benjamin Alan C.	NY	O	CEO	S	-148	2.41	0	-62	-80	15	M
11/13/14 15:16	11/11/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.d	-71	8.91	2	-8	-5	163	D	125	-14	17	49	41	30	1	0	-1	0	-8	-3	10	-8
11/12/14 16:02	11/11/14	SEB	Seaboard Corp /de/	DE	Financ	FinTrd	Commodity Contracts Brokers &	Holden Zachery J	KS	O	Assistan	S	-35	3,491.9	2	0	-100	0	D	54	27	32	18	32	22	12	-1	0	-3	13	14	-2	-11
10/16/14 16:58	10/14/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-56	7.00	1	-8	-5	163	D	67	-35	-24	17	20	15	18	22	-3	-7	18	10	28	2
10/3/14 16:34	10/1/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.m	-402	6.43	1	-63	-10	546	D	37	-46	-40	-16	4	-12	-4	-1	-3	-5	31	41	49	16
9/12/14 16:24	9/10/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.dm	-170	7.08	1	-24	-23	81	D	67	-24	-31	-7	14	17	14	11	-2	-1	-14	18	42	9
8/1/14 16:02	7/29/14	SEB	Seaboard Corp /de/	DE	Financ	FinTrd	Commodity Contracts Brokers &	Shifman Edward I. Jr.	MA	D		S	-14	2,890.0	1	0	-100	0	D	28	1	10	19	-2	-3	-2	-2	0	-1	2	5	34	22
7/3/14 16:57	7/1/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S	-482	7.78	3	-62	-9	608	D	71	24	2	-31	-2	-2	-15	-3	-1	-11	-16	-15	20	30
6/13/14 15:47	6/11/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S.d	-61	7.67	2	-8	-9	81	D	66	37	-13	-26	-22	-1	3	1	0	12	-15	-7	11	33
6/6/14 17:11	6/2/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.ad	-42	7.63	3	-6	-80	1	D	68	47	-15	-24	-28	-2	-5	-1	1	2	-1	-17	16	27
6/4/14 16:43	6/2/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-52	7.63	3	-7	-83	1	D	69	46	-16	-25	-29	-5	-4	-5	0	1	0	-16	19	29
5/14/14 18:24	5/12/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S.d	-62	7.70	3	-8	-9	81	D	70	61	-22	-22	-29	-25	-24	-18	-1	-1	0	-18	15	28
5/5/14 16:47	5/1/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-83	10.01	2	-8	-74	3	D	117	136	-6	18	-12	6	-2	4	-2	-23	-26	-38	-31	2
4/21/14 17:02	4/17/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-651	10.00	5	-65	-40	99	D	113	94	-17	11	-2	-9	-2	6	3	-4	-23	-36	-27	-4
4/18/14 17:16	4/16/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S.d	-380	10.01	5	-38	-32	81	D	113	94	-17	11	-2	-9	-2	6	3	-4	-23	-36	-27	-4
4/3/14 17:19	4/1/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-91	11.09	6	-8	-66	4	D	132	153	-10	47	15	5	-6	0	-4	-3	-3	-29	-39	-9
4/2/14 18:41	3/31/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S	-937	11.08	6	-85	-11	670	D	134	158	-11	56	18	4	-6	4	-2	-8	-9	-29	-41	-9
3/25/14 20:08	3/21/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.m	-165	12.01	6	-14	-2	755	D	129	172	6	58	18	16	11	3	-6	-5	-7	-21	-40	-13
3/25/14 20:08	3/24/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-160	11.66	6	-14	-15	81	D	129	172	6	58	18	16	11	3	-6	-5	-7	-21	-40	-13
3/25/14 20:07	3/24/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-60	11.59	6	-5	-4	114	D	129	172	6	58	18	16	11	3	-6	-5	-7	-21	-40	-13
3/25/14 20:07	3/24/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S	-48	11.58	6	-4	-4	111	D	129	172	6	58	18	16	11	3	-6	-5	-7	-21	-40	-13
3/10/14 16:24	3/6/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	H	Former 1	S	-7,638	9.98	3	-765	-19	3,285	D	113	151	5	11	20	6	12	1	2	2	-6	-31	-42	-4
3/7/14 18:40	3/6/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-5	10.17	3	-1	0	120	D	110	133	12	11	14	2	9	0	6	3	2	-26	-38	0
3/5/14 13:01	3/3/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-21	10.17	3	-2	-2	96	D	109	137	38	12	13	0	5	0	-2	9	9	-25	-37	-2
3/5/14 12:59	3/3/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S	-24	10.14	3	-2	-2	97	D	109	137	38	12	13	0	5	0	-2	9	9	-25	-37	-2
3/5/14 12:56	3/3/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-81	9.88	3	-8	-59	6	D	109	137	38	12	13	0	5	0	-2	9	9	-25	-37	-2
3/5/14 12:47	3/3/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-64	9.88	3	-7	-8	75	D	109	137	38	12	13	0	5	0	-2	9	9	-25	-37	-2
3/4/14 17:49	2/28/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		S.m	-1,725	10.09	2	-171	-4	4,050	D	67	136	36	11	11	1	5	11	-2	6	10	-24	-37	-2
3/3/14 17:58	2/27/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S	-1,504	10.03	2	-150	-18	702	D	69	140	39	11	14	10	9	12	1	1	8	-21	-35	-4
2/26/14 18:43	2/24/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.m	-582	9.31	2	-63	-7	852	D	55	113	23	4	3	0	-7	-4	12	12	18	-12	-29	5
2/7/14 17:45	1/27/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		S.am	-2,528	8.79	3	-288	-6	4,221	D	57	115	68	-13	26	3	4	6	7	6	16	5	-30	-4
2/5/14 19:49	2/3/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S.d	-22	8.71	3	-3	-2	99	D	55	119	69	-14	24	2	8	4	1	10	9	11	-31	-5
2/5/14 18:08	2/3/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-72	8.74	3	-8	-54	7	D	55	119	69	-14	24	2	8	4	1	10	9	11	-31	-5
1/30/14 18:32	1/28/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		S	-2,188	8.75	4	-250	-6	4,259	D	48	111	58	-21	18	-2	-3	3	1	5	17	15	-25	-1
1/22/14 20:36	1/21/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		S	-4,550	9.10	3	-500	-10	4,509	D	56	127	46	-22	-1	25	1	1	-3	-2	6	18	-23	-9
1/6/14 16:55	1/2/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S.d	-19	7.44	4	-3	-2	99	D	43	116	46	-24	-16	16	17	24	1	5	4	18	-14	7
1/6/14 16:52	1/2/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-62	7.47	4	-8	-49	9	D	43	116	46	-24	-16	16	17	24	1	5	4	18	-14	7
12/17/13 17:11	12/16/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinberg Jonathan L	NY	DO	CEO	S.d	-1,722	15.31	27	-113	-2	5,110	D	172	162	26	30	12	8	2	4	7	8	10	-18	-28	-14
12/9/13 16:38	12/9/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinberg Jonathan L	NY	DO	CEO	S.d	-1,711	15.21	24	-113	-2	5,035	D	138	150	23	31	9	12	1	2	1	-1	13	-2	-24	7
12/4/13 16:18	12/2/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-75	9.12	4	-8	-45	10	D	47	109	74	1	-25	-15	2	-1	2	-2	-3	9	-17	-3
12/4/13 16:16	12/2/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	CMO	S.d	-23	9.14	4	-3	-2	99	D	47	109	74	1	-25	-15	2	-1	2	-2	-3	9	-17	-3
12/3/13 17:51	12/2/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinberg Jonathan L	NY	DO	CEO	S.dm	-1,721	15.30	24	-113	-2	4,960	D	142	145	23	34	11	7	15	0	1	3	14	7	-23	5
11/25/13 17:26	11/25/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinberg Jonathan L	NY	DO	CEO	S.d	-1,654	14.70	22	-113	-2	4,885	D	136	134	8	20	17	3	5	9	5	4	23	2	-28	8
11/25/13 17:03	11/22/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Salerno Frank	NY	D		S	-143	14.28	22	-10	-11	83	D	136	134	8	20	17	3	5	9	5	4	23	2	-28	8
11/25/13 17:02	11/22/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinhardt Michael H	NY	DT		S	-540	13.50	22	-40	0	18,980	D	136	134	8	20	17	3	5	9	5	4	23	2	-28	8
11/21/13 18:00	11/19/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinhardt Michael H	NY	D		S.m	-6,587	13.36	21	-493	-3	19,020	D	97	114	1	8	12	-6	-7	-4	8	13	30	13	-20	16
11/18/13 17:33	11/18/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinberg Jonathan L	NY	DO	CEO	S.d	-1,527	13.57	22	-113	-2	4,810	D	81	126	0	15	21	-4	-3	0	0	8	21	12	-25	16
11/18/13 17:33	11/18/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinhardt Michael H	NY	DT		S.d	-3,941	13.49	22	-292	-1	19,513	D	81	126	0	15	21	-4	-3	0	0	8	21	12	-25	16
11/14/13 17:02	11/12/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		S.m	-205	10.79	2	-19	0	5,009	D	73	173	106	41	-8	-9	-1	5	-1	0	-25	-9	-25	-14
11/13/13 15:23	11/11/13	WETF	Wisdomtree Investments, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Steinberg Jonathan L	NY	DO	CEO	S.dm	-1,548	13.76	23	-113	-2	4,735	D	73	121	3	9	12	3	-2	-1	0	-3	10	12	-31	18
11/5/13 17:04	11/1/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Master Global Assets Ltd	D8	T		S	-82	10.63	4	-8	0	5,028	D	70	158	133	98	-10	-8	-8	-3	-1	-4	-14	-14	-6	-17
11/5/13 16:39	11/1/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.d	-88	10.61	4	-8	-37	14	D	70	158	133	98	-10	-8	-8	-3	-1	-4	-14	-14	-6	-17

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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