SEC Form 4 |
Date |
Sym |
Company |
Insider |
Title |
Shares |
Transaction |
Value |
|---|---|---|---|---|---|---|---|---|
May 21 2013 | CYCC | Cyclacel Pharmaceuticals, Inc. | Rombotis Spiro George | President, C.E.O. | 100,000 | Purchase at $3.00 | $300,000 | |
MMay 22 2013 | SREV | Servicesource International, Inc. | Reynolds Barry D. | Director | 202,741 | Purchase at $6.96 | $1,411,077 | |
MMay 22 2013 | FES | Forbes Energy Services Ltd. | Steel Excel Inc. | 10% Owner | 175,791 | Purchase at $3.59 | $630,380 | |
May 23 2013 | FIX | Comfort Systems USA Inc | Myers Franklin | Director | 7,500 | Purchase at $13.60 | $101,963 | |
MMay 22 2013 | AMBI | Ambit Biosciences Corp | Bonita David P | Director, 10% Owner | 33,800 | Purchase at $6.91 | $233,506 | |
MMay 22 2013 | AMBI | Ambit Biosciences Corp | Orbimed Advisors LLC | 10% Owner | 33,800 | Purchase at $6.91 | $233,506 | |
May 22 2013 | United Development Funding IV | Finkle Steven Joseph | Director | 10,000 | Purchase at $18.00 | $180,000 | ||
May 22 2013 | SMTX | Smtc Corp | Waterfield John Randall | Director | 71,280 | Purchase at $2.00 | $142,489 | |
May 22 2013 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 123,216 | Purchase at $8.12 | $999,996 | |
MMay 23 2013 | GHDX | Genomic Health Inc | Baker Felix | Director, 10% Owner | 79,417 | Purchase at $36.93 | $2,932,708 | |
MMay 22 2013 | FITB | Fifth Third Bancorp | Schiff John J Jr | Director | 40,000 | Purchase at $18.35 | $733,821 | |
May 22 2013 | MO | Altria Group, Inc. | Devitre Dinyar S | Director | 26,700 | Purchase at $37.04 | $988,965 | |
May 22 2013 | VSAT | Viasat Inc | Dirks Bruce Leroy | CFO | 2,000 | Purchase at $72.43 | $144,860 | |
May 24 2013 | TWO | Two Harbors Investment Corp. | Bender James J | Director | 10,000 | Purchase at $11.46 | $114,600 | |
MMay 23 2013 | POPE | Pope Resources Ltd Partnership | Dahl James H | 10% Owner | 1,600 | Purchase at $63.99 | $102,389 | |
MMay 23 2013 | OPK | Opko Health, Inc. | Frost Phillip Md Et Al | CEO, Chairman, 10% Owner | 37,000 | Purchase at $6.97 | $257,882 | |
MMay 22 2013 | EOX | Emerald Oil, Inc. | Edelman & Guill Energy L.P. | 10% Owner | 2,785,600 | Purchase at $5.87 | $16,351,472 | |
May 21 2013 | CALX | Calix, Inc | Denuccio Kevin A | Director | 15,000 | Purchase at $9.43 | $141,450 | |
MMay 22 2013 | SPB | Spectrum Brands Holdings, Inc. | Harbinger Group Inc. | *See Remarks, 10% Owner | 62,800 | Purchase at $58.59 | $3,679,558 | |
May 22 2013 | XNPT | Xenoport Inc | Mario Ernest | Director | 20,000 | Purchase at $5.49 | $109,800 | |
May 21 2013 | MPLX | Mplx LP | Wilson C. Richard | Director | 3,000 | Purchase at $38.45 | $115,365 | |
MMay 15 2013 | MAIN | Main Street Capital Corp | Foster Vincent D | CEO, President | 3,512 | Purchase at $28.69 | $100,732 | |
MMay 21 2013 | EVRY | Everyware Global, Inc. | Clinton Group Inc | 10% Owner | 1,655,000 | Purchase at $10.00 | $16,551,250 | |
MMay 23 2013 | PMT | Pennymac Mortgage Investment Trust | Kurland Stanford L | Chairman, CEO | 4,400 | Purchase at $22.79 | $100,271 | |
MMay 23 2013 | PMT | Pennymac Mortgage Investment Trust | Kurland Stanford L | Chairman, CEO | 39,600 | Purchase at $22.60 | $895,035 | |
May 23 2013 | HLSS | Home Loan Servicing Solutions, Ltd. | Van Vlack John Patrick | President | 4,505 | Purchase at $23.11 | $104,111 | |
MMay 22 2013 | OPK | Opko Health, Inc. | Frost Phillip Md Et Al | CEO, Chairman, 10% Owner | 42,300 | Purchase at $6.88 | $290,910 | |
MMay 21 2013 | SREV | Servicesource International, Inc. | Reynolds Barry D. | Director | 115,000 | Purchase at $6.81 | $783,150 | |
May 20 2013 | VRTB | Vestin Realty Mortgage Ii, Inc | Shustek Michael V | President, CEO | 97,191 | Purchase at $1.50 | $145,787 | |
MMay 20 2013 | AMBI | Ambit Biosciences Corp | Bonita David P | Director, 10% Owner | 680,471 | Purchase at $7.97 | $5,421,873 | |
MMay 20 2013 | AMBI | Ambit Biosciences Corp | Orbimed Advisors LLC | 10% Owner | 680,471 | Purchase at $7.97 | $5,421,873 | |
May 22 2013 | PFLT | Pennantpark Floating Rate Capital Ltd. | Efrat Aviv | CFO | 8,000 | Purchase at $14.45 | $115,566 | |
MMay 20 2013 | SMTX | Smtc Corp | Waterfield John Randall | Director | 82,700 | Purchase at $2.00 | $165,481 | |
May 21 2013 | CYCC | Cyclacel Pharmaceuticals, Inc. | Rombotis Spiro George | President, C.E.O. | 100,000 | Purchase at $3.00 | $300,000 | |
MApr 19 2013 | RMGN | Scg Financial Acquisition Corp. | Wilson Donald R. Jr. | 10% Owner | 600,000 | Purchase at $8.33 | $5,000,000 | |
MMay 20 2013 | CHK | Chesapeake Energy Corp | Raspino Louis | Director | 25,000 | Purchase at $21.02 | $525,466 | |
May 20 2013 | TAM | Taminco Corp | Schlanger Marvin O | Director | 7,000 | Purchase at $17.65 | $123,550 | |
MMay 22 2013 | MDT | Medtronic Inc | Anderson Richard H | 4,800 | Purchase at $52.32 | $251,134 | ||
Mar 15 2013 | ARI | Ari Network Services Inc /wi | Sifen Michael D. | 10% Owner | 200,000 | Purchase at $1.50 | $300,000 | |
MMay 20 2013 | WD | Walker & Dunlop, Inc. | Florance Andrew C | Director | 12,500 | Purchase at $19.00 | $237,493 | |
May 20 2013 | COSH | Cooper-Standard Holdings Inc. | Silver Point Capital L.P. | 10% Owner | 7,000 | Purchase at $45.48 | $318,388 | |
May 20 2013 | CSII | Cardiovascular Systems Inc | Nelson Glen D | Director | 10,250 | Purchase at $18.47 | $189,359 | |
MMay 22 2013 | TORM | Tor Minerals International Inc | Karasch Olaf | President, CEO | 11,708 | Purchase at $11.05 | $129,373 | |
May 17 2013 | PFSI | Pennymac Financial Services, Inc. | Nanji Farhad | Director | 12,460 | Purchase at $20.20 | $251,692 | |
MMay 21 2013 | OPK | Opko Health, Inc. | Frost Phillip Md Et Al | CEO, Chairman, 10% Owner | 73,500 | Purchase at $6.99 | $514,081 | |
May 21 2013 | AMBI | Ambit Biosciences Corp | Elms Steve | Director | 423,635 | Purchase at $8.00 | $3,389,080 | |
May 21 2013 | AMBI | Ambit Biosciences Corp | Marchington Allan P | Director | 431,527 | Purchase at $8.00 | $3,452,216 | |
May 21 2013 | AMBI | Ambit Biosciences Corp | Fleming Standish | Director | 263,301 | Purchase at $8.00 | $2,106,408 | |
MMay 21 2013 | PCYG | Park City Group Inc | Allen Robert W | 24,065 | Purchase at $4.77 | $114,736 | ||
May 21 2013 | CUBI | Customers Bancorp, Inc. | Sidhu Jay S | Chairman, CEO | 14,925 | Purchase at $16.75 | $249,994 | |
May 21 2013 | CUBI | Customers Bancorp, Inc. | Taylor Warren | President, Director CommunityB | 14,925 | Purchase at $16.75 | $249,994 | |
May 21 2013 | CUBI | Customers Bancorp, Inc. | Way T Lawrence | Director | 24,628 | Purchase at $16.75 | $412,519 | |
May 21 2013 | SBY | Silver Bay Realty Trust Corp. | Kessler Irvin R | Director | 54,623 | Purchase at $18.04 | $985,399 | |
MMay 17 2013 | SPB | Spectrum Brands Holdings, Inc. | Harbinger Group Inc. | *See Remarks, 10% Owner | 101,199 | Purchase at $59.01 | $5,972,019 | |
MApr 20 2013 | MNDL | Mandalay Digital Group, Inc. | Trinad Capital Master Fund Ltd. | Director, 10% Owner | 1,428,572 | Purchase at $0.70 | $1,000,000 | |
May 20 2013 | CHK | Chesapeake Energy Corp | Dunham Archie W | Director | 450,000 | Purchase at $20.89 | $9,401,895 | |
MMay 17 2013 | GFF | Griffon Corp | Mehmel Robert F | President, COO | 30,000 | Purchase at $11.69 | $350,707 | |
May 20 2013 | VOCS | Vocus, Inc. | Burns Kevin J | Director | 25,000 | Purchase at $8.50 | $212,500 | |
MMay 17 2013 | LIOX | Lionbridge Technologies Inc /de/ | Glenhill Advisors LLC | 10% Owner | 125,396 | Purchase at $2.77 | $347,366 | |
MMay 20 2013 | MFA | Mfa Financial, Inc. | Ottinger Matthew | SVP | 6,583 | Purchase at $25.56 | $168,256 | |
MMay 20 2013 | FUND | Royce Focus Trust Inc | George W Whitney | VP, 10% Owner | 125,000 | Purchase at $7.21 | $900,787 | |
May 14 2013 | AIRM | Air Methods Corp | Kikumoto C David | Director | 5,000 | Purchase at $34.41 | $172,048 | |
MMay 17 2013 | SWKH | Swk Holdings Corp | Pope James Brett | CEO | 165,000 | Purchase at $0.79 | $131,065 | |
MMay 16 2013 | SMTX | Smtc Corp | Waterfield John Randall | Director | 119,955 | Purchase at $1.91 | $229,503 | |
May 20 2013 | APA | Apache Corp | Farris G Steven | Chairman, CEO | 10,000 | Purchase at $83.69 | $836,908 | |
MMay 16 2013 | PSTI | Pluristem Therapeutics Inc | Ben-Yoram Israel | Director | 63,902 | Purchase at $3.04 | $194,206 | |
MMay 20 2013 | OPK | Opko Health, Inc. | Frost Phillip Md Et Al | CEO, Chairman, 10% Owner | 54,400 | Purchase at $7.07 | $384,811 | |
May 17 2013 | TEP | Tallgrass Energy Partners, LP | Ball Jeffrey A | Director | 20,000 | Purchase at $21.50 | $430,000 | |
May 17 2013 | TEP | Tallgrass Energy Partners, LP | Raymond John T | Director | 100,000 | Purchase at $21.50 | $2,150,000 | |
May 17 2013 | TEP | Tallgrass Energy Partners, LP | Brauchle Gary J | See Remarks | 7,000 | Purchase at $21.50 | $150,500 | |
May 17 2013 | TEP | Tallgrass Energy Partners, LP | Dehaemers David G Jr | See Remarks | 150,000 | Purchase at $21.50 | $3,225,000 | |
May 17 2013 | LPSN | Liveperson Inc | Schultz Erica | EVP, Global Sales, Markets | 15,000 | Purchase at $8.95 | $134,250 | |
MMay 16 2013 | SMTX | Smtc Corp | Waterfield John Randall | Director | 115,455 | Purchase at $1.99 | $229,546 | |
May 20 2013 | CVRR | Cvr Refining, LP | Icahn Carl C | Director, 10% Owner | 2,000,000 | Purchase at $30.75 | $61,500,000 | |
MMay 16 2013 | EPR | Epr Properties | Earnest Morgan G II | SVP, CIO | 3,000 | Purchase at $59.24 | $177,717 | |
May 16 2013 | HES | Hess Corp | Schrader William G. | Director | 2,000 | Purchase at $68.52 | $137,040 | |
May 17 2013 | ANV | Allied Nevada Gold Corp. | Buchan Robert Mackay | Director | 200,000 | Purchase at $10.75 | $2,150,000 | |
MMay 16 2013 | MAG | Magnetek, Inc. | Marxe Austin W & Greenhouse David M | 10% Owner | 7,545 | Purchase at $13.63 | $102,871 | |
MMay 16 2013 | United Development Funding IV | Greenlaw Hollis M | CEO, Chairman | 11,389 | Purchase at $18.00 | $205,000 | ||
May 20 2013 | AIG | American International Group Inc | Jurgensen William G | Director | 10,000 | Purchase at $45.20 | $452,000 | |
May 16 2013 | NAUH | National American University Holdings, Inc. | Warnock David L | See Remarks | 200,000 | Purchase at $3.15 | $630,000 | |
May 17 2013 | OFIX | Orthofix International N V | Mason Brad | President, CEO | 5,000 | Purchase at $26.45 | $132,258 | |
MMay 14 2013 | TSC | Tristate Capital Holdings, Inc. | Schenck A. William III | VICE CHAIRMAN | 9,100 | Purchase at $11.50 | $104,650 | |
MMay 20 2013 | FUND | Royce Focus Trust Inc | George W Whitney | VP, 10% Owner | 125,000 | Purchase at $7.17 | $896,862 | |
May 17 2013 | BGH | Babson Capital Global Short Duration High Yield Fund | Finke Thomas F | Chairman & CEO of Adviser | 10,000 | Purchase at $25.15 | $251,500 | |
MMay 16 2013 | LGL | Lgl Group Inc | Gabelli Mario J | 10% Owner | 20,600 | Purchase at $5.10 | $105,029 | |
May 16 2013 | LMNX | Luminex Corp | Goad Fred C Jr | Director | 8,000 | Purchase at $18.18 | $145,439 | |
May 16 2013 | LMNX | Luminex Corp | Loewenbaum G Walter II | Director | 7,500 | Purchase at $17.89 | $134,175 | |
May 17 2013 | MOSY | Mosys, Inc. | Perham Leonard Charles | President, CEO | 250,000 | Purchase at $4.00 | $1,000,000 | |
MMay 17 2013 | OPK | Opko Health, Inc. | Frost Phillip Md Et Al | CEO, Chairman, 10% Owner | 27,200 | Purchase at $7.12 | $193,636 | |
MMay 15 2013 | NBCB | First Nbc Bank Holding Co | Jones L. Blake | Director | 6,000 | Purchase at $24.00 | $144,000 | |
May 16 2013 | INWK | Innerworkings Inc | Greenberg Jack M | Director | 10,000 | Purchase at $10.83 | $108,251 | |
Mar 26 2013 | VICC | Vision Industries Corp | Novium Opportunity Umbrella Sicav Plc - Quality Investment Fund | 10% Owner | 2,005,000 | Purchase at $0.12 | $240,600 | |
MMay 16 2013 | CRR | Carbo Ceramics Inc | Cornelius Sigmund L | Director | 1,500 | Purchase at $69.65 | $104,475 | |
May 16 2013 | LPSN | Liveperson Inc | Wesemann William | Director | 20,000 | Purchase at $8.67 | $173,400 | |
May 16 2013 | LPSN | Liveperson Inc | Locascio Robert P | CEO | 35,640 | Purchase at $8.56 | $305,078 | |
MMay 15 2013 | GFF | Griffon Corp | Mehmel Robert F | President, COO | 20,000 | Purchase at $11.08 | $221,602 | |
MMay 15 2013 | ACAD | Acadia Pharmaceuticals Inc | Baker Felix | Director, 10% Owner | 1,993,000 | Purchase at $12.50 | $24,912,500 | |
May 17 2013 | PBI | Pitney Bowes Inc /de/ | Shearer Mark | EVP, Pres SMB Mail Sol | 10,000 | Purchase at $14.67 | $146,700 | |
MMay 15 2013 | LIOX | Lionbridge Technologies Inc /de/ | Glenhill Advisors LLC | 10% Owner | 342,350 | Purchase at $2.57 | $881,205 |