Latest Insider Purchases $100k -

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SEC Form 4

Trade Date

Ticker

Company

Insider

Title

Shares

Insider Trade

Value

Oct 28 2014
ATLSAtlas Energy, L.P.Cooperman Leon G10% Owner38,600Purchase at $39.44$1,522,384
Oct 28 2014
VCVInvesco California Value Municipal Income TrustDammeyer Rodney FDirector25,000Purchase at $12.32$308,000
MOct 27 2014
PRTOProteon Therapeutics IncBirner HubertDirector, 10% Owner300,000Purchase at $10.00$3,000,000
MOct 27 2014
PRTOProteon Therapeutics IncTvm Life Science Ventures VI Gmbh & Co Kg10% Owner300,000Purchase at $10.00$3,000,000
MOct 29 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner35,000Purchase at $8.38$293,474
MMar 14 2014
MVCMvc Capital, Inc.Goldstein PhillipDirector17,340Purchase at $13.18$228,597
Oct 27 2014
GRBKGreen Brick Partners, Inc.Loeb Daniel S10% Owner1,857,704Purchase at $5.00$9,288,520
Oct 27 2014
PRTOProteon Therapeutics IncSkyline Venture Partners Qualified Purchaser Fund IV L P10% Owner200,000Purchase at $10.00$2,000,000
Oct 27 2014
PRTOProteon Therapeutics IncAbingworth LLP10% Owner950,000Purchase at $10.00$9,500,000
Oct 27 2014
PRTOProteon Therapeutics IncFreund John GordonDirector, 10% Owner200,000Purchase at $10.00$2,000,000
Oct 27 2014
PRTOProteon Therapeutics IncPharmstandard International S.A.10% Owner600,000Purchase at $10.00$6,000,000
Oct 27 2014
PRTOProteon Therapeutics IncHaines TimothyDirector, 10% Owner950,000Purchase at $10.00$9,500,000
MOct 27 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner331,600Purchase at $37.60$12,469,378
Oct 27 2014
PRTOProteon Therapeutics IncKobyzev DmitryDirector, 10% Owner600,000Purchase at $10.00$6,000,000
MOct 27 2014
BBCNBbcn Bancorp IncKim Kevin SungPresident, CEO10,000Purchase at $13.20$131,994
MOct 27 2014
JMPJmp Group Inc.Ledbetter Kent26,500Purchase at $6.63$175,737
Oct 27 2014
PRTOProteon Therapeutics IncO'Leary BrendanDirector83,170Purchase at $10.00$831,700
MOct 27 2014
JMPJmp Group Inc.Jolson Joseph A569,504Purchase at $6.47$3,684,791
Oct 27 2014
JMPJmp Group Inc.Mack Carter D25,000Purchase at $6.36$159,000
Oct 27 2014
JMPJmp Group Inc.Orszag Jonathan M27,500Purchase at $6.55$180,040
Oct 27 2014
BASBasic Energy Services IncMoore Thomas JrDirector10,000Purchase at $12.84$128,364
Oct 29 2014
LLLumber Liquidators Holdings, Inc.Lynch Robert MPresident, CEO4,000Purchase at $48.87$195,496
MOct 27 2014
UFIUnifi IncLangone Kenneth GDirector16,000Purchase at $25.16$402,560
Oct 27 2014
DOWDow Chemical Co /de/Polman PaulDirector21,500Purchase at $46.56$1,000,980
MOct 29 2014
KYNKayne Anderson Mlp Investment CoLincoln National Life Insurance Co /in/80Purchase at $6,250.00$500,000
MDec 30 2013
NENNew England Realty Associates Limited PartnershipValeri Carl Anthony5% Owner, Asset Manager2,306Purchase at $45.44$104,789
Oct 28 2014
CRSCarpenter Technology CorpWard Jr Stephen MDirector4,100Purchase at $49.28$202,060
Mar 22 2011
FUBC1St United Bancorp, Inc.Berliner PaulaDirector25,000Purchase at $6.50$162,500
Oct 29 2014
EDIStone Harbor Emerging Markets Total Income FundCraige James EEVP8,565Purchase at $18.08$154,883
Oct 28 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner14,400Purchase at $12.96$186,648
Oct 24 2014
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person120,313Purchase at $10.34$1,244,037
MOct 24 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner12,850Purchase at $548.14$7,043,567
MOct 27 2014
CLUBTown Sports International Holdings IncWalsh PatrickSee Footnote 122,500Purchase at $5.93$133,521
Oct 27 2014
SWHCSmith & Wesson Holding CorpDebney P. JamesPresident, CEO10,000Purchase at $10.02$100,198
Oct 27 2014
SLBSchlumberger Ltd /nv/Marks Michael E3,250Purchase at $92.59$300,917
Oct 27 2014
POLPolyone CorpVan Hulle John VSVP, President of GCAI3,000Purchase at $35.63$106,887
MOct 27 2014
PRTOProteon Therapeutics IncFlynn James EPossible Member of 10% Group, 10% Owner691,713Purchase at $10.00$6,917,130
MOct 23 2014
JONEJones Energy, Inc.Brooks Robert J.EVP, CFO36,578Purchase at $12.47$456,128
MOct 23 2014
JONEJones Energy, Inc.Jones JonnyChairman, CEO, 10% Owner88,495Purchase at $12.41$1,098,569
MOct 23 2014
GNKGenco Shipping & Trading LtdApollo Management Holdings Gp, LLC10% Owner685,553Purchase at $15.60$10,692,077
Oct 24 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner45,000Purchase at $45.21$2,034,450
Aug 19 2014
REXRRexford Industrial Realty, Inc.Ziman Richard SDirector22,222Purchase at $13.50$299,997
Aug 19 2014
REXRRexford Industrial Realty, Inc.Schwimmer HowardCo-CEO, Co-President14,815Purchase at $13.50$200,003
Aug 19 2014
REXRRexford Industrial Realty, Inc.Frankel Michael S.Co-CEO, Co-President18,519Purchase at $13.50$250,007
Oct 27 2014
HLSSHome Loan Servicing Solutions, Ltd.Van Vlack John PatrickPresident10,000Purchase at $17.64$176,400
Oct 23 2014
CREECree IncReplogle John BDirector5,000Purchase at $27.75$138,750
MOct 24 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.40$336,149
MOct 24 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner30,800Purchase at $16.99$523,299
MOct 24 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner19,200Purchase at $16.81$322,843
MOct 22 2014
HMTVHemisphere Media Group, Inc.Pleasant Lake Partners LLC10% Owner34,475Purchase at $10.95$377,555
MFeb 25 2013
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person205,000Purchase at $7.44$1,525,067
MAug 31 2012
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person26,415Purchase at $6.98$184,288
Oct 23 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner60,000Purchase at $45.05$2,703,000
MOct 22 2014
SABASaba Software IncEmancipation Management LLC10% Owner80,560Purchase at $13.29$1,070,581
MMar 28 2008
NHFNexpoint Credit Strategies FundHighland Capital Management LPInvestment Adviser117,588Purchase at $15.60$1,834,245
MMar 26 2014
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person37,840Purchase at $11.50$435,238
MOct 22 2014
BTUIBtu International IncMarxe Austin W & Greenhouse David M10% Owner146,463Purchase at $3.10$454,035
MOct 23 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner78,134Purchase at $17.00$1,328,039
MOct 22 2014
LAWSLawson Products Inc/new/de/Kdi Capital Partners LLC10% Owner7,208Purchase at $21.57$155,464
MOct 22 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner72,274Purchase at $16.97$1,226,699
MOct 22 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner29,557Purchase at $16.75$495,122
MAug 27 2013
RDMPRed Mountain Resources, Inc.Sophia Co Inc.10% Owner841,270Purchase at $2.38$1,999,998
Oct 24 2014
TLLPTesoro Logistics LPTesoro Corp /new/Director, 10% Owner8,700,191Purchase at $57.47$499,999,977
Oct 22 2014
AMSAmerican Shared Hospital ServicesStachowiak Raymond CDirector, 10% Owner100,000Purchase at $2.20$220,000
MOct 23 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner2,100,000Purchase at $0.30$623,425
Oct 20 2014
ENTGEntegris IncGmt Capital Corp10% Owner123,600Purchase at $10.83$1,338,588
MOct 15 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner75,000Purchase at $26.74$2,005,750
Oct 21 2014
ATRAAtara Biotherapeutics, Inc.Gallagher Carol GiltnerDirector18,181Purchase at $11.00$199,991
MOct 21 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner45,196Purchase at $594.77$26,881,321
Oct 21 2014
ATRAAtara Biotherapeutics, Inc.Marcus Joel SDirector150,000Purchase at $11.00$1,650,000
Oct 23 2014
MYCCClubcorp Holdings, Inc.Brooks Douglas HDirector5,300Purchase at $18.98$100,621
MOct 22 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner75,000Purchase at $44.52$3,339,085
MOct 21 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner259,100Purchase at $35.05$9,080,605
MOct 23 2014
LIVELivedeal IncIsaac JonCEO, CFO, President, 10% Owner100,000Purchase at $3.06$305,875
MOct 22 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner64,800Purchase at $8.22$532,953
May 23 2014
ARCPAmerican Realty Capital Properties, Inc.Stanley William GDirector24,000Purchase at $12.35$296,400
MOct 20 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director67,974Purchase at $1.96$132,954
MOct 21 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner80,000Purchase at $44.47$3,557,217
Oct 20 2014
DMDominion Midstream Partners, LPKoonce Paul DEVP50,000Purchase at $21.00$1,050,000
Oct 20 2014
DMDominion Midstream Partners, LPFarrell Thomas F IIChairman, CEO59,900Purchase at $21.00$1,257,900
Oct 20 2014
DMDominion Midstream Partners, LPMcGettrick Mark FEVP, CFO59,900Purchase at $21.00$1,257,900
Oct 20 2014
DMDominion Midstream Partners, LPSnow John W.Director50,000Purchase at $21.00$1,050,000
Oct 20 2014
DMDominion Midstream Partners, LPWollard David ADirector15,800Purchase at $21.00$331,800
Oct 20 2014
DMDominion Midstream Partners, LPRigby Joseph MDirector5,000Purchase at $21.00$105,000
MOct 21 2014
HBANHuntington Bancshares Inc/mdSteinour Stephen DPresident, CEO, Chairman17,540Purchase at $9.35$163,981
MNov 21 2013
HSONHudson Global, Inc.Gillman Charles MFormer member of 10% owner grp220,000Purchase at $3.36$740,200
Oct 21 2014
ESPREsperion Therapeutics, Inc.Alta Partners Viii, L.P.10% Owner500,000Purchase at $20.00$10,000,000
Oct 21 2014
ESPREsperion Therapeutics, Inc.Janney DanielDirector, 10% Owner500,000Purchase at $20.00$10,000,000
MOct 17 2014
MLNKModuslink Global Solutions IncHandy & Harman Ltd.10% Owner184,200Purchase at $3.06$563,284
MOct 20 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner1,724,212Purchase at $0.29$500,892
MOct 20 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner144,500Purchase at $32.74$4,731,655
Oct 21 2014
ESPREsperion Therapeutics, Inc.Omenn Gilbert SDirector5,000Purchase at $20.00$100,000
Oct 17 2014
GNKGenco Shipping & Trading LtdStrategic Value Partners, LLC10% Owner100,000Purchase at $14.50$1,450,000
Oct 20 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner96,557Purchase at $42.99$4,150,985
MOct 10 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer28,500Purchase at $8.46$241,170
Oct 20 2014
ITGInvestment Technology Group, Inc.Geyer William S.Managing Director7,000Purchase at $16.20$113,400
MOct 17 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner559,684Purchase at $16.99$9,507,137
Oct 21 2014
BPFHBoston Private Financial Holdings IncNolan Daniel P.Director8,500Purchase at $11.97$101,745
Oct 20 2014
MATMattel Inc /de/Sinclair Christopher ADirector8,686Purchase at $28.88$250,832
MOct 17 2014
PBHCPathfinder Bancorp, Inc.Sharkey John F. IIIDirector20,000Purchase at $9.97$199,458
Oct 21 2014
ESPREsperion Therapeutics, Inc.Domain Parters VII L P10% Owner500,000Purchase at $20.00$10,000,000
Oct 21 2014
ATRAAtara Biotherapeutics, Inc.Domain Partners Viii, L.P.10% Owner248,159Purchase at $11.00$2,729,749
Oct 17 2014
UFPIUniversal Forest Products IncEngler John M2,500Purchase at $46.60$116,500
MOct 17 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner8,250Purchase at $12.85$105,973
Oct 20 2014
GWBGreat Western Bancorp, Inc.Karels Kenneth JamesSee Remarks50,000Purchase at $18.00$900,000
MOct 16 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner122,127Purchase at $335.35$40,955,057
MSep 26 2014
NNVCNanoviricides, Inc.Boniuk MiltonDirector100,000Purchase at $3.11$310,532
MOct 17 2014
ACGOAgco Corp /deSrinivasan MallikaDirector, 10% Owner180,000Purchase at $43.95$7,911,145
Oct 16 2014
ARDCAres Dynamic Credit Allocation Fund, Inc.Margolies Gregory AVice President of Adviser10,000Purchase at $16.70$167,000
Oct 17 2014
ZFZweig Fund Inc /md/Neel CarltonSVP, Portfolio Manager11,000Purchase at $14.17$155,826
MOct 17 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner30,000Purchase at $8.25$247,425
MOct 15 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner100,000Purchase at $26.76$2,675,750
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner8,700Purchase at $15.98$139,065
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner47,417Purchase at $15.87$752,468
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner43,902Purchase at $15.76$691,784
MOct 15 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner824Purchase at $628.64$517,997
MOct 15 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director74,900Purchase at $1.90$142,439
MOct 16 2014
ACGOAgco Corp /deSrinivasan MallikaDirector, 10% Owner104,379Purchase at $45.08$4,704,992
MOct 15 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner158,368Purchase at $328.16$51,970,265
MOct 15 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner134,145Purchase at $1.77$237,325
MOct 15 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer23,900Purchase at $8.22$196,350
MOct 15 2014
ARIAAriad Pharmaceuticals IncBerger Harvey J M DChairman, CEO25,000Purchase at $5.24$131,045
Oct 15 2014
USDPUsd Partners LPKimmelman Douglas WSEE REMARKS50,000Purchase at $17.00$850,000
Oct 15 2014
USDPUsd Partners LPTucker Paul LeraySEE REMARKS10,000Purchase at $17.00$170,000
Oct 15 2014
USDPUsd Partners LPCurry Michael RaySEE REMARKS8,000Purchase at $17.00$136,000
Oct 15 2014
USDPUsd Partners LPLane Thomas KSEE REMARKS50,000Purchase at $17.00$850,000
Oct 15 2014
USDPUsd Partners LPSanders Bradford TimothySEE REMARKS125,000Purchase at $17.00$2,125,000
Oct 15 2014
USDPUsd Partners LPBorgen DanSEE REMARKS8,000Purchase at $17.00$136,000
Oct 17 2014
KEYKeycorp /new/Mooney Beth EChairman, CEO20,000Purchase at $12.32$246,400
MOct 16 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.33$166,524
Oct 16 2014
BYFCBroadway Financial Corp deDavidson Robert C JrDirector90,909Purchase at $1.10$100,000
Oct 15 2014
AYIAcuity Brands IncHance James H JrDirector8,000Purchase at $122.94$983,520
MOct 15 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner104,795Purchase at $44.12$4,623,211
Oct 10 2014
HYBNew America High Income Fund IncKorman Bernard JDirector21,000Purchase at $9.35$196,350
MOct 15 2014
GAMGeneral American Investors Co IncPriest Jeffrey WPresident, CEO4,300Purchase at $34.64$148,966
Oct 15 2014
DNPDnp Select Income Fund IncGenetski Robert JDirector10,750Purchase at $10.01$107,608
MOct 14 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner119,700Purchase at $2.71$324,290
Oct 13 2014
ENTGEntegris IncGmt Capital Corp10% Owner164,700Purchase at $10.98$1,808,406
Oct 6 2014
ENTGEntegris IncGmt Capital Corp10% Owner148,300Purchase at $11.66$1,729,178
MOct 13 2014
CALACalithera Biosciences, Inc.Adage Capital Partners Gp LLC10% Owner181,700Purchase at $6.96$1,264,578
Oct 15 2014
ARWRArrowhead Research CorpAnzalone Christopher RichardPresident, CEO16,000Purchase at $6.32$101,120
Oct 15 2014
OHAIOha Investment CorpAugust Glenn RDirector21,100Purchase at $6.02$126,929
MOct 13 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner111,950Purchase at $1.78$199,509
MOct 10 2014
IVACIntevac IncDrapkin Matthew ADirector20,480Purchase at $6.88$140,952
Oct 15 2014
ARWRArrowhead Research CorpAnzalone Christopher RichardPresident, CEO16,000Purchase at $6.32$101,120
MOct 14 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner114,269Purchase at $43.78$5,002,727
Oct 15 2014
DVNDevon Energy Corp/deBethancourt John EDirector9,150Purchase at $54.64$499,972
Oct 10 2014
BAMMBooks A Million IncAnderson Harold MSee Remarks Below307,138Purchase at $1.56$479,135
Oct 10 2014
BAMMBooks A Million IncAnderson Terrence CSEE REMARKS BELOW307,138Purchase at $1.56$479,135
Oct 10 2014
BAMMBooks A Million IncAnderson Clyde BExecutive Chairman, 10% Owner1,059,662Purchase at $1.56$1,653,073
Oct 10 2014
BAMMBooks A Million IncAnderson Charles C JrSee Remarks Below307,138Purchase at $1.56$479,135
Oct 14 2014
AXIOAxiom Oil & Gas Corp.Altman Michael HenryCEO959,357Purchase at $0.25$239,839
MOct 14 2014
GAMGeneral American Investors Co IncPriest Jeffrey WPresident, CEO3,700Purchase at $34.82$128,822
MOct 13 2014
OHAIOha Investment CorpAugust Glenn RDirector30,314Purchase at $6.07$183,865
Oct 14 2014
AXIOAxiom Oil & Gas Corp.Knight RobertDirector, 10% Owner3,602,920Purchase at $0.25$900,730
MOct 9 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director70,000Purchase at $1.96$137,183
MNov 19 2008
MEASMeasurement Specialties IncTopfer Morton LDirector50,000Purchase at $5.88$294,020
MJun 20 2007
MEASMeasurement Specialties IncTopfer Morton LDirector60,076Purchase at $21.97$1,319,995
MNov 30 2005
MEASMeasurement Specialties IncTopfer Morton LDirector7,439Purchase at $23.50$174,817
MOct 9 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner22,842Purchase at $644.68$14,725,847
MOct 10 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner120,912Purchase at $17.00$2,055,456
Nov 16 2012
CQPCheniere Energy Partners, L.P.Souki CharifChairman, CEO13,000Purchase at $18.96$246,425
MOct 10 2014
WAGWalgreen CoRosenstein BarryDirector1,250,000Purchase at $61.86$77,329,000
MOct 9 2014
SABASaba Software IncEmancipation Management LLC10% Owner159,100Purchase at $13.36$2,125,194
MOct 10 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner200,000Purchase at $27.33$5,466,750
MOct 9 2014
ETEEnergy Transfer Equity, L.P.Warren Kelcy LDirector, 10% Owner1,200,000Purchase at $51.22$61,468,665
MOct 13 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner50,000Purchase at $25.31$1,265,498
Oct 13 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner100,000Purchase at $42.84$4,284,000
Oct 10 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner112,459Purchase at $42.38$4,766,012
Oct 14 2014
FENFirst Trust Energy Income & Growth FundMurchie JamesOfficer-Investment Sub-Advisor4,000Purchase at $31.36$125,439
Oct 9 2014
LGNDLigand Pharmaceuticals IncKnott David MDirector4,000Purchase at $43.01$172,029
MOct 9 2014
TTNPTitan Pharmaceuticals IncBhonsle SunilPresident216,000Purchase at $0.48$102,728
Oct 10 2014
CFEDConfederate Motors, Inc.Pandy Arun KumarDirector882,794Purchase at $0.16$141,600
MOct 13 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner54,000Purchase at $8.20$442,584
MOct 9 2014
YAlleghany Corp /deMartineau Phillip MDirector400Purchase at $425.18$170,072
MOct 10 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner82,300Purchase at $8.18$673,363
MJun 3 2014
FMSAFmsa Holdings IncDeckard Jenniffer D.President, CEO65,900Purchase at $15.16$999,044
MMay 6 2014
FMSAFmsa Holdings IncSmith Van T.EVP30,566Purchase at $11.15$340,811
MOct 3 2014
FMSAFmsa Holdings IncConway William E.Director15,100Purchase at $15.59$235,365
Apr 18 2014
FMSAFmsa Holdings IncClancey Gerald L.EVP19,754Purchase at $11.15$220,257
Oct 10 2014
OHAIOha Investment CorpAugust Glenn RDirector17,900Purchase at $6.23$111,562
MOct 9 2014
TYGTortoise Energy Infrastructure CorpAthene Holding Ltd10% Owner760,000Purchase at $10.00$7,600,000
Oct 9 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner108,472Purchase at $42.44$4,603,552
MOct 8 2014
PRPHProphase Labs, Inc.Leonard Braden Michael10% Owner284,885Purchase at $1.30$370,343
MOct 8 2014
SDSandridge Energy IncDobson Everett RDirector44,300Purchase at $3.87$171,477
Apr 29 2014
GMECGreat China Mania Holdings, Inc.Kwong Kwan Yin RoyCEO, CFO, 10% Owner9,000,000Purchase at $0.40$3,600,000
Oct 9 2014
TILEInterface IncKennedy Christopher GDirector18,000Purchase at $13.81$248,582
MOct 8 2014
MVCMvc Capital, Inc.Knapp Robert CDirector28,018Purchase at $10.99$307,878
Oct 8 2014
GTIMGood Times Restaurants IncStetson Robert JDirector, 10% Owner300,000Purchase at $4.10$1,230,000
MOct 9 2014
PGLCPershing Gold Corp.Honig Barry CDirector2,500,000Purchase at $0.30$761,000
MOct 10 2014
NRPNatural Resource Partners LPRobertson Corbin J JrChairman , CEO, 10% Owner270,383Purchase at $12.02$3,250,004
MOct 10 2014
NRPNatural Resource Partners LPRobertson Corbin J IIIDirector83,194Purchase at $12.02$999,992
MOct 9 2014
EPEEp Energy CorpSmolik Brent JChairman, President, CEO34,070Purchase at $14.68$500,148
Oct 9 2014
EPEEp Energy CorpWhitehead Dane EEVP, CFO15,000Purchase at $15.08$226,200
Oct 9 2014
CPRTCopart IncPrasad RamaSVP, CTO5,675Purchase at $30.95$175,641
Sep 17 2014
HHSEHannover House, Inc.Parkinson EricC.E.O.6,541,613Purchase at $0.03$196,248
MOct 8 2014
ORBTOrbit International CorpElkhorn Partners Limited Partnership10% Owner59,400Purchase at $2.60$154,564
Oct 8 2014
THOThor Industries IncGraves Andrew EDirector2,000Purchase at $52.05$104,100
MOct 9 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner25,000Purchase at $8.41$210,209
Oct 8 2014
VTLVital Therapies IncSatter Muneer ADirector, 10% Owner74,286Purchase at $17.50$1,300,005
MOct 7 2014
CALACalithera Biosciences, Inc.Delphi Management Partners Viii, L.L.C.10% Owner500,000Purchase at $10.00$5,000,000
MOct 7 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner149,443Purchase at $16.96$2,534,982
MOct 7 2014
IVACIntevac IncDrapkin Matthew ADirector43,274Purchase at $6.83$295,605
MOct 1 2014
WWWWWeb.Com Group, Inc.Okumus Fund Management Ltd.10% Owner407,376Purchase at $18.88$7,692,291
Oct 9 2014
LGNDLigand Pharmaceuticals IncAryeh JasonDirector11,000Purchase at $42.99$472,890
MOct 8 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner127,042Purchase at $42.31$5,375,330
MOct 7 2014
CALACalithera Biosciences, Inc.Pakianathan DeepikaDirector, 10% Owner500,000Purchase at $10.00$5,000,000
MOct 7 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner275,000Purchase at $27.75$7,631,000
Oct 7 2014
CALACalithera Biosciences, Inc.Advanced Technology Ventures VIII LP10% Owner300,000Purchase at $10.00$3,000,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Majewski Thomas P.CEO17,588Purchase at $20.00$351,760
Oct 7 2014
CALACalithera Biosciences, Inc.Morgenthaler Venture Partners IX LP10% Owner350,000Purchase at $10.00$3,500,000
Oct 7 2014
CALACalithera Biosciences, Inc.Christoffersen Ralph EDirector, 10% Owner350,000Purchase at $10.00$3,500,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Weiss Jeffrey L.Director12,500Purchase at $20.00$250,000
Oct 7 2014
CALACalithera Biosciences, Inc.George JeanDirector, 10% Owner300,000Purchase at $10.00$3,000,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Ko Daniel W.Portfolio Manager18,818Purchase at $20.00$376,360
Oct 8 2014
ECCEagle Point Credit Co Inc.Tramontano Paul E.Director10,000Purchase at $20.00$200,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Eagle Point Credit Management LLCInvestment Adviser100,000Purchase at $20.00$2,000,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Spinner Daniel M.Portfolio Manager18,895Purchase at $20.00$377,900
Oct 8 2014
ECCEagle Point Credit Co Inc.Appleby Scott W.Director6,250Purchase at $20.00$125,000
Oct 1 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner25,000Purchase at $8.11$202,665
Oct 7 2014
AACAac Holdings, Inc.Kloeppel David CDirector25,000Purchase at $15.00$375,000
Oct 7 2014
AACAac Holdings, Inc.Freeman Darrell S.Director50,000Purchase at $15.00$750,000
Oct 7 2014
AACAac Holdings, Inc.Bostelman Jerry D.Director84,523Purchase at $15.00$1,267,845
MOct 7 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner2,472Purchase at $673.22$1,664,195
MOct 8 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.39$167,889
Oct 2 2014
ENTGEntegris IncGmt Capital Corp10% Owner47,908Purchase at $11.55$553,337
Oct 8 2014
OHAIOha Investment CorpAugust Glenn RDirector16,600Purchase at $6.32$104,932
MOct 6 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner152,261Purchase at $1.77$269,060
Oct 8 2014
PTLAPortola Pharmaceuticals IncMaxwell (Mauritius) Pte Ltd10% Owner1,600,000Purchase at $26.00$41,600,000
MOct 7 2014
SFXESfx Entertainment, IncSillerman Robert F XCEO, Chairman, 10% Owner575,000Purchase at $4.91$2,821,000
MOct 7 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner88,000Purchase at $43.10$3,792,858
Oct 7 2014
OMNOmnova Solutions IncFox Chester WVP, Treasurer21,500Purchase at $5.55$119,325
Oct 7 2014
JPEPJp Energy Partners LPTrimble Thomas PorterSEE REMARKS12,500Purchase at $20.00$250,000
MOct 7 2014
JPEPJp Energy Partners LPSmith C ScottSEE REMARKS6,500Purchase at $20.00$130,000
Oct 8 2014
DERMDermira, Inc.Barrett M James10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Weller Harry R10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Viswanathan Ravi10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Sandell Scott D10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Mott David M10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Kolluri Krishna Kittu10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Kerins Patrick J10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Drant Ryan D10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Baskett Forest10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Barris Peter J10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.New Enterprise Associates 13 LP10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Hutton Wende SDirector49,276Purchase at $16.00$788,416
Oct 8 2014
DERMDermira, Inc.Canaan VIII LPDirector, 10% Owner49,276Purchase at $16.00$788,416
MOct 8 2014
DERMDermira, Inc.Craves Fred BDirector69,112Purchase at $16.00$1,105,792
MOct 8 2014
DERMDermira, Inc.Bay City Capital LLCDirector, 10% Owner69,112Purchase at $16.00$1,105,792
Oct 7 2014
FCELFuelcell Energy IncRolls John AChairman100,000Purchase at $1.88$188,000
MOct 7 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner55,000Purchase at $8.29$456,054
MOct 6 2014
DVLYDeer Valley CorpPeerless Systems Corp10% Owner12,436,458Purchase at $0.29$3,651,933
Oct 1 2014
ENTGEntegris IncGmt Capital Corp10% Owner82,229Purchase at $11.49$944,811
Sep 30 2014
ENTGEntegris IncGmt Capital Corp10% Owner92,600Purchase at $11.54$1,068,604
MOct 2 2014
OHAIOha Investment CorpAugust Glenn RDirector50,500Purchase at $6.31$318,454
MOct 3 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner29,744Purchase at $16.98$505,073
MOct 3 2014
SDSandridge Energy IncDobson Everett RDirector53,900Purchase at $3.98$214,303
Oct 6 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner7,700Purchase at $29.11$224,147
Oct 6 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner94,027Purchase at $46.96$4,415,508
Oct 3 2014
FLEXFlextronics International Ltd.Glenview Capital Management, LLC10% Owner5,000,000Purchase at $10.17$50,850,000
MAug 14 2014
NMFCNew Mountain Finance CorpKlinsky Steven BDirector117,940Purchase at $15.19$1,791,414
MAug 12 2014
NMFCNew Mountain Finance CorpKlinsky Steven BDirector212,060Purchase at $15.10$3,203,025
Oct 6 2014
ASYSAmtech Systems IncAverick Robert M10% Owner15,000Purchase at $10.35$155,246
Dec 15 2013
VOISMind Solutions Inc.Driscoll Kerry MChairman, President, Secretary, 10% Owner120,000,000Purchase at $0.00$120,000
Oct 6 2014
STRNSutron CorpPvam Perlus Microcap Fund L.P.10% Owner43,303Purchase at $4.95$214,350
Oct 6 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner20,000Purchase at $12.82$256,428
Oct 3 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner165,000Purchase at $46.35$7,647,750
Oct 2 2014
ADESAdvanced Emissions Solutions, Inc.Coliseum Capital Management, LLCDirector375,000Purchase at $20.97$7,863,750
MOct 2 2014
IVACIntevac IncDrapkin Matthew ADirector56,865Purchase at $6.86$390,047
MOct 2 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner63,853Purchase at $1.75$111,789
Oct 3 2014
CNBKACentury Bancorp IncFiller James J10% Owner5,531Purchase at $34.82$192,589
Oct 6 2014
OMNOmnova Solutions IncMcMullen Kevin MChairman, CEO, Pres23,150Purchase at $5.47$126,631
MSep 29 2014
ASTYAsterias Biotherapeutics, Inc.Scarsdale Equities LLCFormer 10% Owner60,000Purchase at $5.93$355,615
Oct 2 2014
HYBNew America High Income Fund IncKorman Bernard JDirector50,000Purchase at $9.37$468,445
MOct 3 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner29,400Purchase at $8.41$247,298
MSep 26 2014
BTNBallantyne Strong, Inc.Fundamental Global Investors, LLC10% Owner116,596Purchase at $4.48$522,814
MOct 1 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner550,000Purchase at $28.31$15,570,000
Oct 2 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner167,874Purchase at $45.53$7,643,303
Oct 2 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner49,200Purchase at $26.37$1,297,404
Oct 2 2014
EPEEp Energy CorpSmolik Brent JChairman, President, CEO30,700Purchase at $16.31$500,717
Oct 1 2014
CALACalithera Biosciences, Inc.Adage Capital Partners Gp LLC10% Owner800,000Purchase at $10.00$8,000,000
Oct 2 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner49,200Purchase at $26.37$1,297,404
MMay 6 2013
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner150,000Purchase at $5.83$875,150
MJan 2 2013
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner501,812Purchase at $5.55$2,784,474
MNov 21 2012
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner1,266,185Purchase at $5.50$6,960,861
MMay 8 2012
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner24,700Purchase at $5.42$133,912
MOct 2 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner35,000Purchase at $8.31$290,945
Aug 20 2014
URBFUrban Barns Foods Inc.Dundee Agricultural Corp10% Owner4,000,000Purchase at $0.05$200,000
MSep 23 2014
PLCSDViveve Medical, Inc.Gbs Venture Partners Pty, Ltd10% Owner1,895,744Purchase at $0.53$1,004,744
Nov 19 2013
NEGYNation Energy IncJayco Investments Inc10% Owner11,175,500Purchase at $0.01$111,755
MSep 30 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner8,896Purchase at $671.98$5,977,925
Dec 21 2009
NEGYNation Energy IncHislop John RVP CFO Secretary, Chairman1,423,500Purchase at $3.00$4,270,500
Oct 1 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner150,000Purchase at $45.44$6,816,000
Aug 31 2014
SKKYSkkynet Cloud Systems, Inc.Thomas Michael RAdvisor320,000Purchase at $1.10$352,000
Oct 1 2014
VALValspar CorpBallbach John MDirector2,500Purchase at $77.41$193,525
MOct 1 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.38$335,246
MSep 29 2014
IKANIkanos Communications, Inc.Tallwood Partners, LLC10% Owner27,439,023Purchase at $0.41$11,249,999
Sep 29 2014
VTAEVitae Pharmaceuticals, IncProspect Management Co II LLC10% Owner671,807Purchase at $8.00$5,374,456
Sep 29 2014
FOLDAmicus Therapeutics IncPeist KennethVP, Legal, IP28,208Purchase at $6.09$171,804
Sep 29 2014
FOLDAmicus Therapeutics IncBaird William D IIICFO25,311Purchase at $6.09$154,111
Sep 30 2014
CNNXCone Midstream Partners LPMinas Angela ASEE REMARKS12,500Purchase at $22.00$275,000
Sep 30 2014
CNNXCone Midstream Partners LPLewis John T.SEE REMARKS7,500Purchase at $22.00$165,000
Sep 30 2014
CNNXCone Midstream Partners LPKhani David M.SEE REMARKS7,500Purchase at $22.00$165,000
Sep 30 2014
CNNXCone Midstream Partners LPJohnson Stephen WSEE REMARKS7,000Purchase at $22.00$154,000
Sep 30 2014
CNNXCone Midstream Partners LPFisher Kenneth M.SEE REMARKS7,500Purchase at $22.00$165,000
Sep 29 2014
RSGRepublic Services, Inc.Flynn William JDirector2,600Purchase at $38.76$100,785
MSep 30 2014
AGCOAgco Corp /deSrinivasan MallikaDirector249,616Purchase at $45.86$11,446,952
MSep 29 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner600,000Purchase at $38.95$23,367,658
Sep 29 2014
VTAEVitae Pharmaceuticals, IncNew Enterprise Associates 10 L P10% Owner813,474Purchase at $8.00$6,507,792
MSep 29 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner568,864Purchase at $1.77$1,007,919
MSep 29 2014
VTAEVitae Pharmaceuticals, IncRoberts Bryan EDirector, 10% Owner772,333Purchase at $8.00$6,178,664
Sep 29 2014
VTAEVitae Pharmaceuticals, IncBarrett PeterDirector37,500Purchase at $8.00$300,000
MSep 29 2014
VTAEVitae Pharmaceuticals, IncVenrock Management III LLC10% Owner772,333Purchase at $8.00$6,178,664
Sep 30 2014
TVPTTravelport Worldwide LtdHacker Douglas ADirector15,625Purchase at $16.00$250,000
Sep 30 2014
TVPTTravelport Worldwide LtdDurham Michael JDirector10,000Purchase at $16.00$160,000
MSep 30 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner3,000,000Purchase at $0.30$915,000
Oct 1 2014
STFCState Auto Financial CorpState Automobile Mutual Insurance Co10% Owner14,180Purchase at $21.26$301,495
Sep 30 2014
SNTASynta Pharmaceuticals CorpKovner BruceDirector, 10% Owner300,000Purchase at $3.08$923,130
MSep 30 2014
WWWWWeb.Com Group, Inc.Okumus Fund Management Ltd.10% Owner228,798Purchase at $19.99$4,574,267
Feb 10 2014
ASPXAuspex Pharmaceuticals, Inc.Thomas, McNerney & Partners Ii, LLCDirector, 10% Owner82,475Purchase at $12.00$989,700
MSep 26 2014
UVSPUnivest Corp of PennsylvaniaScannapieco ThomasDirector16,000Purchase at $18.93$302,948
Jun 2 2014
TLCOTeleconnect Inc.Schipper Hendrik10% Owner434,409Purchase at $0.40$173,764
MSep 30 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner25,000Purchase at $8.56$213,961
MSep 23 2014
PLCSDViveve Medical, Inc.Smith BrigitteDirector, 10% Owner1,140,134Purchase at $0.53$604,271
Sep 30 2014
CVEOCiveo CorpDodson Bradley JSee Remarks24,000Purchase at $12.86$308,640
Sep 30 2014
CVEOCiveo CorpAshar MayankDirector8,000Purchase at $12.81$102,480
MSep 26 2014
HCOMHawaiian Telcom Holdco, Inc.Twin Haven Capital Partners, L.L.C.10% Owner25,258Purchase at $25.94$655,131
MSep 29 2014
AGCOAgco Corp /deSrinivasan MallikaDirector566,164Purchase at $45.93$26,006,263
MSep 29 2014
KINKindred Biosciences, Inc.Nodelman OlegDirector100,000Purchase at $9.56$955,970
Sep 26 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner189,987Purchase at $38.98$7,406,491
Sep 29 2014
CFGCitizens Financial Group Inc/riHankowsky William PDirector15,000Purchase at $21.50$322,500
Sep 29 2014
CFGCitizens Financial Group Inc/riKoch Charles JohnDirector20,000Purchase at $21.50$430,000
Sep 29 2014
CFGCitizens Financial Group Inc/riSubramaniam Shivan S.Director15,000Purchase at $21.50$322,500
Sep 29 2014
CFGCitizens Financial Group Inc/riDi Iorio Anthony MDirector12,500Purchase at $21.50$268,750
Sep 29 2014
CFGCitizens Financial Group Inc/riBowerman David J.Vice Chair, Business Services5,000Purchase at $21.50$107,500
Sep 29 2014
CFGCitizens Financial Group Inc/riVan Saun BruceChairman, CEO45,000Purchase at $21.50$967,500
Sep 29 2014
CFGCitizens Financial Group Inc/riRyan Arthur FDirector45,000Purchase at $21.50$967,500
Sep 29 2014
CFGCitizens Financial Group Inc/riHanna Howard W. IIIDirector9,000Purchase at $21.50$193,500
Sep 29 2014
SONASouthern National Bancorp of Virginia IncDerrico Georgia SChairman31,300Purchase at $9.09$284,517
Sep 30 2014
BRCBrady CorpAllender Patrick WDirector5,000Purchase at $22.20$110,979
Sep 29 2014
BNGOFBingo.Com Ltd.Pendinas Ltd10% Owner1,000,000Purchase at $0.70$700,000
MAug 1 2014
TMPTompkins Financial CorpAlexander John EDirector5,000Purchase at $44.21$221,060
Sep 26 2014
MVCMvc Capital, Inc.Tokarz Michael TChairman40,000Purchase at $10.86$434,400
MSep 29 2014
CONNConns IncLuxor Capital Group, LP10% Owner1,952,128Purchase at $30.66$59,845,540
MSep 26 2014
GGMGuggenheim Credit Allocation FundMinerd B. ScottChief Investment Officer7,538Purchase at $23.43$176,621
Sep 17 2014
HHSEHannover House, Inc.Shefte Don FrederickPresident6,541,613Purchase at $0.03$196,248
Sep 26 2014
EXPEExpedia, Inc.Liberty Interactive Corp10% Owner264,608Purchase at $77.11$20,403,923
Sep 29 2014
RESNResonant IncLone Wolf Holdings, LLC10% Owner180,500Purchase at $5.09$919,106
MSep 25 2014
ELTPElite Pharmaceuticals Inc /nv/Hakim Nasrat ACEO, President700,000Purchase at $0.31$216,341
Sep 26 2014
AGCOAgco Corp /deSrinivasan MallikaDirector307,346Purchase at $45.96$14,125,622
Sep 29 2014
SIAFSino Agro Food, Inc.Ritchey DanielDirector150,000Purchase at $0.91$136,275
Sep 25 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner197,301Purchase at $39.05$7,705,038
MSep 26 2014
UVSPUnivest Corp of PennsylvaniaScannapieco ThomasDirector22,000Purchase at $18.79$413,303
Sep 26 2014
RWWIRand Worldwide IncKamin Peter HDirector, 10% Owner9,000,000Purchase at $1.20$10,800,000
MSep 24 2014
GRXGabelli Healthcare & Wellnessrx TrustAlpert Bruce NExecutive VP of Adviser8,000Purchase at $25.00$200,000
Sep 25 2014
EGBNEagle Bancorp IncPaul Ronald DPresident, CEO10,000Purchase at $31.99$319,900
Sep 25 2014
DNOWNow Inc.Workman Robert RPresident, CEO10,646Purchase at $30.68$326,630
MSep 26 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner24,000Purchase at $8.57$205,592
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner21,448Purchase at $28.62$613,774
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner141,354Purchase at $28.48$4,026,279
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner190,897Purchase at $28.29$5,400,286
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner312,461Purchase at $27.56$8,609,910
MSep 24 2014
CONNConns IncLuxor Capital Group, LP10% Owner407,393Purchase at $27.52$11,212,763
MSep 24 2014
LJPCLa Jolla Pharmaceutical CoTang Kevin CDirector, 10% Owner169,555Purchase at $9.14$1,549,992
MSep 25 2014
FSICFs Investment CorpForman Michael C.CEO27,400Purchase at $10.34$283,413
MSep 25 2014
FSICFs Investment CorpAdelman David J.Director27,400Purchase at $10.34$283,413
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundJois GaneshPortfolio Manager5,000Purchase at $20.00$100,000
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundLoupis KyriPortfolio Manager15,000Purchase at $20.00$300,000
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundMcNamara James A.President (CEO)5,001Purchase at $20.00$100,020
Sep 24 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner5,000Purchase at $39.39$196,950
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundBakhru Ashok NDirector5,500Purchase at $20.00$110,000
MSep 24 2014
AEOAmerican Eagle Outfitters IncSchottenstein Jay LExec Chairman, Interim CEO351,058Purchase at $14.63$5,137,068
Sep 25 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner25,715Purchase at $7.99$205,334
Sep 24 2014
GWGHGwg Holdings, Inc.Sabes Steven FPresident, Secretary, 10% Owner100,000Purchase at $12.50$1,250,000
Sep 24 2014
GWGHGwg Holdings, Inc.Sabes JonCEO, 10% Owner100,000Purchase at $12.50$1,250,000
Sep 24 2014
JLWTJanel World Trade LtdSchulte Dominique10% Owner12,500Purchase at $10.00$125,000
Sep 24 2014
JLWTJanel World Trade LtdOaxaca Group L.L.C.10% Owner12,500Purchase at $10.00$125,000
Sep 23 2014
ONTYOncothyreon Inc.Venkatesan JayEVP, General Manager250,000Purchase at $2.00$500,000
Sep 23 2014
PLCSDViveve Medical, Inc.Janney DanielDirector, 10% Owner1,895,788Purchase at $0.53$1,004,768
MOct 31 2009
NHFNexpoint Credit Strategies FundHighland Capital Management Services, Inc.Affiliate of Invest. Adviser173,548Purchase at $11.53$2,001,234
MSep 23 2014
SIGASiga Technologies IncMacandrews & Forbes Holdings Inc.Director, 10% Owner204,157Purchase at $1.34$272,743
MSep 23 2014
PLCSDViveve Medical, Inc.Colella Mark SamuelDirector, 10% Owner5,215,664Purchase at $0.53$2,764,302
MSep 23 2014
PLCSDViveve Medical, Inc.5Am Partners Ii, LLC10% Owner5,215,664Purchase at $0.53$2,764,302
MSep 23 2014
SFSSmart & Final Stores, Inc.Laddon Michael MSVP, CIO51,500Purchase at $12.00$618,000
MSep 23 2014
SFSSmart & Final Stores, Inc.Whynot Jeffrey DSVP, HR11,500Purchase at $12.00$138,000
MSep 23 2014
SFSSmart & Final Stores, Inc.Hirz David G.President, CEO27,800Purchase at $12.00$333,600
MSep 23 2014
VMEMViolin Memory IncNottenburg Richard NDirector65,000Purchase at $4.35$282,608
MSep 23 2014
VMEMViolin Memory IncWalrod David BDirector60,000Purchase at $4.32$258,900
Sep 23 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner302,200Purchase at $39.14$11,829,589
Sep 24 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner27,315Purchase at $7.99$218,362
MSep 23 2014
ASTYAsterias Biotherapeutics, Inc.Scarsdale Equities LLC10% Owner25,000Purchase at $4.89$122,196
Sep 24 2014
PGLCPershing Gold Corp.Honig Barry C500,000Purchase at $0.31$156,500
MSep 23 2014
YAlleghany Corp /deWong RaymondDirector450Purchase at $424.92$191,214
MSep 24 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner63,000Purchase at $8.23$518,578
MSep 22 2014
HCOMHawaiian Telcom Holdco, Inc.Twin Haven Capital Partners, L.L.C.10% Owner9,742Purchase at $26.89$261,978
Sep 22 2014
TKAITokai Pharmaceuticals IncSatter Muneer A10% Owner150,000Purchase at $15.00$2,250,000
Sep 22 2014
TKAITokai Pharmaceuticals IncApple Tree Partners II - Annex, L.P.Director, 10% Owner237,500Purchase at $15.00$3,562,500
Sep 22 2014
TKAITokai Pharmaceuticals IncHarrison Seth LoringDirector, 10% Owner362,500Purchase at $15.00$5,437,500
Sep 22 2014
TKAITokai Pharmaceuticals IncNovartis Bioventures Ltd10% Owner325,000Purchase at $15.00$4,875,000
Sep 23 2014
NEWMNew Media Investment Group Inc.Reed MichaelCEO30,769Purchase at $16.25$499,996
Sep 23 2014
NEWMNew Media Investment Group Inc.Freiberg Gregory WilliamCFO, CAO30,769Purchase at $16.25$499,996
Sep 22 2014
CUZCousins Properties IncCousins Thomas GChairman Emeritus10,000Purchase at $12.39$123,905
MSep 22 2014
CLRContinental Resources, IncHamm HaroldCEO, Chairman, 10% Owner71,999Purchase at $67.45$4,856,451
Sep 10 2014
JLWTJanel World Trade LtdOaxaca Group L.L.C.10% Owner250,000Purchase at $10.00$2,500,000
Sep 10 2014
JLWTJanel World Trade LtdSchulte Dominique10% Owner250,000Purchase at $10.00$2,500,000
Sep 10 2014
JLWTJanel World Trade LtdOaxaca Group L.L.C.10% Owner250,000Purchase at $10.00$2,500,000
Sep 22 2014
MERCMercer International Inc.Kellogg Peter R10% Owner18,600Purchase at $10.10$187,860
Sep 19 2014
SCIOScio Diamond Technology CorpSmoak Lewis TDirector333,333Purchase at $0.30$100,000
Sep 23 2014
SSIStage Stores IncGlazer Michael LPresident, CEO10,000Purchase at $16.23$162,328
MSep 23 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner70,100Purchase at $8.32$583,084
Sep 2 2014
SQBGSequential Brands Group, Inc.Stewart Leonard JrDirector10,000Purchase at $13.71$137,100
Sep 19 2014
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person123,269Purchase at $11.14$1,373,218
Sep 19 2014
ULTAUlta Salon, Cosmetics & Fragrance, Inc.Childs Jeffrey JChief HR Officer2,700Purchase at $120.17$324,470
MSep 19 2014
INTXIntersections IncOsmium Partners, LLC10% Owner55,396Purchase at $3.89$215,714
MSep 19 2014
RVLTRevolution Lighting Technologies, Inc.Lapenta Robert VChairman, CEO, 10% Owner100,000Purchase at $1.67$167,479
Sep 19 2014
WSOWatsco IncMoss Bob LDirector3,000Purchase at $88.14$264,411
Sep 19 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner2,000,919Purchase at $39.25$78,529,268
MSep 22 2014
PGLCPershing Gold Corp.Honig Barry C650,000Purchase at $0.31$199,730
Sep 22 2014
FTEKFuel Tech, Inc.Bailey Douglas GPresident, CEO, Chairman34,000Purchase at $4.23$143,752
Feb 21 2014
SUMESummer Energy Holdings IncOleary Tom DavisDirector, 10% Owner300,000Purchase at $1.00$300,000
Sep 18 2014
SOFTSoftech IncAnthonyson Robert BVP of Business Development, 10% Owner20,000Purchase at $5.00$100,000
Sep 11 2014
XTRNLas Vegas Railway Express, Inc.Lamphere Gilbert HDirector, 10% Owner3,333,334Purchase at $0.03$100,000
MSep 19 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner53,000Purchase at $11.15$590,742
MSep 19 2014
IFTImperial Holdings, Inc.Goldstein PhillipDirector, 10% Owner25,000Purchase at $6.38$159,400
MSep 18 2014
BHBiglari Holdings Inc.Biglari, SardarChairman, CEO, 10% Owner3,859Purchase at $250.00$964,750
MSep 18 2014
MERCMercer International Inc.Kellogg Peter R10% Owner61,400Purchase at $10.16$623,666
Sep 18 2014
STRNSutron CorpPerlus Microcap Fund L.P.10% Owner56,979Purchase at $5.15$293,579
Sep 22 2014
RHRestoration Hardware Holdings IncFriedman Gary GChairman, CEO, 10% Owner25,974Purchase at $76.82$1,995,323
MSep 18 2014
TEXTerex CorpSachs David ADirector10,000Purchase at $32.85$328,550
MSep 18 2014
AEOAmerican Eagle Outfitters IncSchottenstein Jay LExec Chairman, Interim CEO148,942Purchase at $14.13$2,105,043
Sep 19 2014
FISVFiserv IncErnst Mark ACOO10,000Purchase at $65.50$655,000
Sep 18 2014
POLPolyone CorpNewlin Stephen DExecutive Chairman7,000Purchase at $35.18$246,259
Sep 22 2014
MILLMiller Energy Resources, Inc.Gower Bob GDirector21,696Purchase at $4.65$100,886
Sep 18 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner6,900Purchase at $39.25$270,814
MSep 18 2014
AXDXAccelerate Diagnostics, IncSchuler Jack WDirector, 10% Owner32,411Purchase at $16.67$540,357
MSep 18 2014
NTWKNetsol Technologies IncGhauri NajeebCEO35,000Purchase at $3.25$113,575
Sep 19 2014
MBRGMiddleburg Financial CorpSokol David L10% Owner29,220Purchase at $18.10$528,882
Sep 19 2014
AFBAlliancebernstein National Municipal Income FundPeebles Douglas JSVP15,000Purchase at $13.57$203,550
Sep 22 2014
NEONNeonode, IncEriksson Bjorn ThomasCEO50,000Purchase at $2.28$113,935
Jun 5 2014
GPCGenuine Parts CoLoudermilk Robert C JrDirector4,300Purchase at $86.92$373,756
MSep 19 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner35,000Purchase at $8.41$294,460
Sep 19 2014
ADBEAdobe Systems IncBanse AmyDirector1,740Purchase at $66.45$115,621
Sep 19 2014
BRCBrady CorpGoodkind Conrad GDirector5,000Purchase at $23.40$117,000
Sep 17 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner1,290,200Purchase at $39.26$50,651,833
MSep 17 2014
SJISouth Jersey Industries IncSims Frank LDirector5,000Purchase at $54.78$273,909
Sep 17 2014
COBKColonial Financial Services, Inc.Stella L Joseph IIIEVP, CFO8,289Purchase at $13.40$111,073
MSep 17 2014
GMANGordmans Stores, Inc.Hall Andrew TDir, Pres, CEO, Secretary100,000Purchase at $3.38$337,882
MSep 18 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.49$339,418
MSep 16 2014
CPSSConsumer Portfolio Services IncWasher GregDirector20,000Purchase at $6.98$139,600
Sep 15 2014
SYRGSynergy Resources CorpSeward George LDirector41,189Purchase at $12.60$518,981
Sep 17 2014
ETEEnergy Transfer Equity, L.P.Warren Kelcy L10% Owner33,000Purchase at $60.41$1,993,530
Sep 16 2014
CUZCousins Properties IncCousins Thomas GChairman Emeritus10,000Purchase at $12.47$124,663
Sep 16 2014
REIRing Energy, Inc.Rochford Living Trust Lloyd Timothy Rochford, TrusteeDirector, 10% Owner10,000Purchase at $15.15$151,500
Sep 16 2014
HCOMHawaiian Telcom Holdco, Inc.Twin Haven Capital Partners, L.L.C.10% Owner8,000Purchase at $26.94$215,524
MSep 16 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner31,717Purchase at $349.26$11,077,574
Sep 17 2014
ULTAUlta Salon, Cosmetics & Fragrance, Inc.Eck Dennis KDirector16,000Purchase at $119.69$1,915,094
Sep 17 2014
ULTAUlta Salon, Cosmetics & Fragrance, Inc.Dillon MaryCEO4,000Purchase at $118.87$475,483
Sep 18 2014
MILLMiller Energy Resources, Inc.Boruff Scott MExecutive Chairman, 10% Owner100,000Purchase at $5.03$503,000
Sep 16 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner2,641Purchase at $39.09$103,246
MSep 2 2014
ARIAAriad Pharmaceuticals IncBerger Harvey J M DChairman, CEO25,000Purchase at $6.27$156,636
Sep 18 2014
POLPolyone CorpPatterson Robert MPresident, CEO10,000Purchase at $35.27$352,750
Sep 16 2014
SCMStellus Capital Investment CorpDavis Joshua T.Director12,072Purchase at $13.92$168,028
Sep 15 2014
CREGChina Recycling Energy CorpKu GuohuaCEO, Chairman, 10% Owner13,829,074Purchase at $1.37$18,945,831
Sep 17 2014
AFBAlliancebernstein National Municipal Income FundPeebles Douglas JSVP50,000Purchase at $13.52$676,000
MSep 17 2014
MILLMiller Energy Resources, Inc.Sherman A HaagDirector30,500Purchase at $4.99$152,275
MSep 15 2014
BRCBrady CorpAllender Patrick WDirector15,000Purchase at $23.38$350,730
Sep 17 2014
MILLMiller Energy Resources, Inc.Giesler Carl FredrickCEO40,000Purchase at $4.99$199,732
Sep 17 2014
VNOVornado Realty TrustMinutoli RobertEVP - Retail1,000Purchase at $103.78$103,776
Sep 11 2014
YDKNYadkin Financial CorpJones Steven WChief Banking Officer5,320Purchase at $19.47$103,580
Sep 15 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner161,300Purchase at $39.11$6,309,233
Sep 15 2014
MERCMercer International Inc.Kellogg Peter R10% Owner16,100Purchase at $9.83$158,263
Sep 16 2014
AFBAlliancebernstein National Municipal Income FundPeebles Douglas JSVP35,000Purchase at $13.40$469,000
Sep 15 2014
TRCTejon Ranch CoAlter Robert ADirector4,000Purchase at $28.10$112,404
Sep 16 2014
PSECProspect Capital CorpBarry John FCEO100,000Purchase at $10.17$1,017,000
MSep 16 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner25,000Purchase at $8.49$212,185
MSep 12 2014
AMHAmerican Homes 4 RentSingelyn David P.CEO, 10% Owner5,346Purchase at $24.21$129,430
Sep 16 2014
HALOHalozyme Therapeutics IncRamsay David AVP, CFO25,000Purchase at $8.90$222,500
Sep 16 2014
HALOHalozyme Therapeutics IncTorley HelenPresident, CEO50,000Purchase at $8.92$446,000
MSep 15 2014
NVTLNovatel Wireless IncSouissi Slim SPresident, COO47,626Purchase at $2.52$120,077
Sep 15 2014
TEPTallgrass Energy Partners, LPDehaemers David G JrPresident, CEO7,700Purchase at $43.16$332,332
MSep 12 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner140,632Purchase at $345.15$48,539,728
MSep 16 2014
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncEttinger Robert MPresident4,500Purchase at $22.84$102,803
MSep 12 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner2,174Purchase at $698.15$1,517,775
Sep 5 2014
SQBGSequential Brands Group, Inc.Stewart Leonard JrDirector10,000Purchase at $13.71$137,100
Sep 12 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner88,549Purchase at $39.04$3,456,705
MJul 31 2014
MERCMercer International Inc.Kellogg Peter R10% Owner62,000Purchase at $9.95$617,185
Sep 16 2014
IFTImperial Holdings, Inc.Chadwick James MDirector75,000Purchase at $6.57$492,720
MSep 15 2014
IOIon Geophysical CorpLapeyre James M JrDirector100,000Purchase at $3.17$317,442
MSep 12 2014
HTWRHeartware International, Inc.Adage Capital Partners Gp LLC10% Owner100,000Purchase at $76.94$7,693,993
Sep 15 2014
FFINFirst Financial Bankshares IncTrotter JohnnyDirector9,000Purchase at $29.53$265,770
MSep 12 2014
HALLHallmark Financial Services IncAnand NaveenPresident, CEO15,391Purchase at $9.80$150,867
MSep 15 2014
CDICdi CorpFreidheim Scott JPresident, CEO15,000Purchase at $15.51$232,659
Sep 15 2014
GMANGordmans Stores, Inc.King Thomas ScottDirector50,000Purchase at $3.32$166,000
MSep 15 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.52$170,338
Sep 15 2014
EOXEmerald Oil, Inc.Smith Ryan LewisCFO14,000Purchase at $7.30$102,173
MSep 11 2014
TEPTallgrass Energy Partners, LPCook Roy NolanDirector5,000Purchase at $44.50$222,500
MSep 11 2014
MERCMercer International Inc.Kellogg Peter R10% Owner31,000Purchase at $9.97$309,045
Sep 12 2014
BRXBrixmor Property Group Inc.Carroll Michael ACEO15,000Purchase at $23.32$349,875
Sep 12 2014
LDOSLeidos Holdings, Inc.Krone Roger ACEO15,000Purchase at $35.23$528,450
Sep 11 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner110,548Purchase at $39.10$4,322,460
A Amended filing (a previous filing had an error)
D Derivative transaction exists (usually option exercise)
E Error filing (OpenInsider detected an error in the filing)
M Multiple insider transactions summarized; earliest reported transaction date and weighted average transaction price
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S - SaleSale of securities on an exchange or to another person
S - Sale on exerciseSale of securities on an exchange or to another person (after option exercise)
F - OptEx/tax paymentPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person