Friday, Jul 25 2014 09:39:45 EDT. 5-min refresh

Latest Insider Purchases $100k

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Oct 9 2012
TIKTel Instrument Electronics CorpOhara Jeffrey CPresident, CEO55,556Purchase at $3.60$200,002
MJul 11 2014
HITTHittite Microwave CorpBarclays Plc10% Owner1,785Purchase at $77.91$139,070
MJul 10 2014
HITTHittite Microwave CorpBarclays Plc10% Owner2,659Purchase at $77.92$207,189
MJul 10 2014
HITTHittite Microwave CorpBarclays Plc10% Owner1,471Purchase at $77.91$114,607
MJul 9 2014
HITTHittite Microwave CorpBarclays Plc10% Owner10,053Purchase at $77.96$783,781
MJul 9 2014
HITTHittite Microwave CorpBarclays Plc10% Owner1,826Purchase at $77.91$142,265
MJul 9 2014
HITTHittite Microwave CorpBarclays Plc10% Owner2,100Purchase at $77.93$163,655
MJul 8 2014
HITTHittite Microwave CorpBarclays Plc10% Owner2,433Purchase at $77.91$189,543
MJul 8 2014
HITTHittite Microwave CorpBarclays Plc10% Owner3,900Purchase at $77.95$303,990
MJul 8 2014
HITTHittite Microwave CorpBarclays Plc10% Owner1,500Purchase at $77.91$116,866
MJul 7 2014
HITTHittite Microwave CorpBarclays Plc10% Owner2,229Purchase at $77.91$173,670
MJul 3 2014
HITTHittite Microwave CorpBarclays Plc10% Owner2,823Purchase at $78.06$220,361
MJul 22 2014
BTXBiotime IncBroadwood Partners LPDirector, 10% Owner370,000Purchase at $2.65$980,500
MJul 22 2014
SFNCSimmons First National CorpCosse Steven ADirector4,000Purchase at $38.94$155,749
Jul 22 2014
SFNCSimmons First National CorpMakris George JrChairman, CEO5,000Purchase at $38.88$194,400
MJul 22 2014
ROKARoka Bioscience, Inc.Silverstein JonathanDirector, 10% Owner383,333Purchase at $12.00$4,599,996
MJul 22 2014
ROKARoka Bioscience, Inc.Orbimed Advisors LLC10% Owner383,333Purchase at $12.00$4,599,996
Jul 23 2014
PDIPimco Dynamic Income FundGross William HSee Remarks70,600Purchase at $32.60$2,301,878
Jul 23 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks29,500Purchase at $23.44$691,595
MJul 18 2014
FCRMFranklin Credit Management CorpAxon Thomas JChairman, President, 10% Owner200,000Purchase at $2.00$400,000
Jul 23 2014
SNASnap-On IncGillis Ruth Ann MDirector1,000Purchase at $123.53$123,533
MJul 22 2014
BHBKBlue Hills Bancorp, Inc.Manning Peter JDirector18,250Purchase at $12.42$226,640
MJul 22 2014
BOIBrookfield Mortgage Opportunity Income Fund Inc.Brookfield Investment Management Inc.Investment Adviser23,450Purchase at $17.52$410,897
Jul 24 2014
TRVTravelers Companies, Inc.Ruegger Philip T IIIDirector2,200Purchase at $92.09$202,598
MJul 22 2014
HHYBrookfield High Income Fund Inc.Brookfield Investment Management Inc.Investment Adviser11,800Purchase at $10.46$123,415
MJul 23 2014
BPFHBoston Private Financial Holdings IncNolan Daniel P.Director15,000Purchase at $12.66$189,963
Jul 22 2014
GSPEGulfslope Energy, Inc.Morris Paul LDirector416,667Purchase at $0.24$100,000
Jul 22 2014
GSPEGulfslope Energy, Inc.Bain Ronald ACOO750,000Purchase at $0.24$180,000
Jul 22 2014
MNDLMandalay Digital Group, Inc.Deutschman Robert MDirector70,000Purchase at $3.75$262,500
Jul 23 2014
XUIIXumanii International Holdings CorpRadly Adam E181,600,227Purchase at $0.00$108,960
Jul 22 2014
BHBKBlue Hills Bancorp, Inc.Parent William MCEO, President9,000Purchase at $12.32$110,923
MJul 22 2014
BHBKBlue Hills Bancorp, Inc.Perry Ronald KDirector22,786Purchase at $12.38$282,015
MJul 22 2014
SAEXSaexploration Holdings, Inc.Pecora John P10% Owner56,720Purchase at $8.27$468,948
Jul 23 2014
FASTFastenal CoPolipnick Gary A.EVP2,500Purchase at $44.55$111,375
MJul 22 2014
BHBKBlue Hills Bancorp, Inc.Sommerfield Thomas RChief Risk Officer28,713Purchase at $12.32$353,869
MJul 21 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner7,500Purchase at $21.76$163,221
MJul 21 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner7,500Purchase at $21.76$163,221
MJul 21 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner7,500Purchase at $21.76$163,221
MJul 21 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group7,500Purchase at $21.76$163,221
MJul 22 2014
CDNACaredx, Inc.Maag PeterSee Remarks25,000Purchase at $10.00$250,000
MJul 22 2014
CDNACaredx, Inc.Byers Brook HDirector, 10% Owner53,296Purchase at $10.00$532,960
Jul 22 2014
CDNACaredx, Inc.Goldberg MichaelDirector25,000Purchase at $10.00$250,000
Jul 22 2014
CDNACaredx, Inc.Kleiner Perkins Caufield & Byers X A LP10% Owner52,770Purchase at $10.00$527,700
Jul 22 2014
BIOLBiolase, IncClark Paul NDirector520,833Purchase at $1.92$999,999
Jul 23 2014
SAGESage Therapeutics, Inc.Iguchi KimiSee Remarks6,000Purchase at $18.00$108,000
Jul 23 2014
SAGESage Therapeutics, Inc.Paul Steven MDirector10,000Purchase at $18.00$180,000
Jul 23 2014
SAGESage Therapeutics, Inc.Anderson ThomasSee Remarks6,000Purchase at $18.00$108,000
Jul 23 2014
SAGESage Therapeutics, Inc.Jonas Jeffrey MSee Remarks6,000Purchase at $18.00$108,000
MMar 21 2014
DWOGDeep Well Oil & Gas IncYouyou MalikDirector, 10% Owner523,950Purchase at $0.29$152,917
MJul 23 2014
TERPTerraform Power, Inc.Lapidus KevinSee Remarks13,000Purchase at $25.00$325,000
Jul 23 2014
TERPTerraform Power, Inc.Truong Martin H.Director7,500Purchase at $25.00$187,500
Jul 23 2014
TERPTerraform Power, Inc.Tesoriere Steven VincentDirector1,800,000Purchase at $25.00$45,000,000
Jul 23 2014
TERPTerraform Power, Inc.Wuebbels BrianDirector5,000Purchase at $25.00$125,000
Jul 23 2014
TERPTerraform Power, Inc.Lerdal Mark DDirector10,000Purchase at $25.00$250,000
MJul 23 2014
TERPTerraform Power, Inc.Domenech CarlosSee Remarks40,000Purchase at $25.00$1,000,000
Jul 21 2014
WAFDWashington Federal IncTabbutt MarkDirector20,300Purchase at $21.42$434,783
MJul 22 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner26,100Purchase at $19.84$517,724
Jan 27 2010
BSHFBioshaft Water Technology, Inc.Yassine Imad KamelCOO, CFO, Secretary, Treasurer, 10% Owner2,000,000Purchase at $10.00$20,000,000
Jul 21 2014
PZZIPizza Inn Holdings, Inc /mo/Mullany Timothy ECFO16,700Purchase at $6.13$102,371
MJul 23 2014
GEGeneral Electric CoBeattie William GDirector10,000Purchase at $26.01$260,098
MJul 16 2014
PGNXProgenics Pharmaceuticals IncBroadfin Healthcare Master Fund Ltd10% Owner1,625,436Purchase at $4.60$7,476,168
Jul 22 2014
KEYKeycorp /new/Manos Kristen LDirector9,000Purchase at $13.58$122,220
MJul 22 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner30,000Purchase at $8.66$259,885
MJul 18 2014
BIOLBiolase, IncFeinberg Larry N10% Owner2,270,836Purchase at $1.92$4,360,005
MDec 4 2008
CHDXChindex International IncJpmorgan Chase & Co10% Owner15,619Purchase at $10.39$162,356
MFeb 12 2008
CHDXChindex International IncJpmorgan Chase & Co10% Owner12,074Purchase at $40.73$491,806
MFeb 12 2008
CHDXChindex International IncJpmorgan Chase & Co10% Owner4,971Purchase at $40.84$203,034
MFeb 12 2008
CHDXChindex International IncJpmorgan Chase & Co10% Owner3,000Purchase at $40.91$122,719
MJul 18 2014
NATRNatures Sunshine Products IncWynnefield Partners Small Cap Value LP10% Owner20,851Purchase at $15.97$332,950
Jul 18 2014
CFXColfax CorpPerfall A ClaytonDirector7,447Purchase at $67.33$501,397
Jul 22 2014
ROKARoka Bioscience, Inc.Barris Peter J10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Barrett M JamesDirector, 10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Baskett Forest10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Drant Ryan D10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Kerins Patrick J10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Sandell Scott D10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Kolluri Krishna Kittu10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Mott David M10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Viswanathan Ravi10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.Weller Harry R10% Owner383,333Purchase at $12.00$4,599,996
Jul 22 2014
ROKARoka Bioscience, Inc.New Enterprise Associates 13 LP10% Owner383,333Purchase at $12.00$4,599,996
Jul 21 2014
IRTIndependence Realty Trust, IncRait Financial Trust10% Owner300,000Purchase at $9.50$2,850,000
MJul 21 2014
BHBKBlue Hills Bancorp, Inc.Parent William MCEO, President68,580Purchase at $10.00$685,800
Jul 21 2014
BHBKBlue Hills Bancorp, Inc.Driscoll RobertSVP, Residential Lending13,122Purchase at $10.00$131,220
MJul 18 2014
MXFMexico Fund IncShapiro Marc JDirector20,000Purchase at $28.06$561,290
MJul 21 2014
BHBKBlue Hills Bancorp, Inc.O'Connell Karen BDirector15,113Purchase at $10.00$151,130
Jul 21 2014
BHBKBlue Hills Bancorp, Inc.Sommerfield Thomas RChief Risk Officer45,062Purchase at $10.00$450,620
Jul 21 2014
BHBKBlue Hills Bancorp, Inc.Messmore LaurenSVP Strategy, Corp. Secretary50,000Purchase at $10.00$500,000
MJul 21 2014
BHBKBlue Hills Bancorp, Inc.Thimann Arthur ScottEVP, Retail, Business Banking20,523Purchase at $10.00$205,230
MJul 21 2014
BHBKBlue Hills Bancorp, Inc.O'Leary Thomas EEVP, Commercial Banking44,860Purchase at $10.00$448,600
Jul 21 2014
BHBKBlue Hills Bancorp, Inc.Kivlehan JimCFO39,725Purchase at $10.00$397,250
MJul 21 2014
BHBKBlue Hills Bancorp, Inc.Powers David ADirector29,613Purchase at $10.00$296,130
MJul 21 2014
BHBKBlue Hills Bancorp, Inc.Clancy George EDirector10,109Purchase at $10.00$101,090
MJul 21 2014
BHBKBlue Hills Bancorp, Inc.Houston David J Jr.Director53,645Purchase at $10.00$536,450
MOct 24 2013
ATLCAtlanticus Holdings CorpJpmorgan Chase & Co10% Owner79,566Purchase at $3.21$255,434
Jul 18 2014
PDIPimco Dynamic Income FundGross William HSee Remarks20,852Purchase at $32.64$680,684
Jul 18 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks92,469Purchase at $23.52$2,174,797
MJul 18 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner23,500Purchase at $19.77$464,648
Jul 21 2014
AAAlcoa IncMorris Michael GDirector30,120Purchase at $16.54$498,215
Apr 15 2014
CFEDConfederate Motors, Inc.Chambers Matthew HCEO, 10% Owner1,680,000Purchase at $0.12$210,000
Jul 21 2014
IRMDIradimed CorpHawkins James BDirector80,000Purchase at $6.25$500,000
Jul 18 2014
GNKGenco Shipping & Trading LtdApollo Management Holdings Gp, LLC10% Owner350,000Purchase at $22.00$7,700,000
MJul 17 2014
NNVCNanoviricides, Inc.Boniuk MiltonDirector57,144Purchase at $3.50$200,004
Jul 17 2014
MICMacquarie Infrastructure Co LLCHooke JamesCEO2,830Purchase at $66.50$188,195
MJul 16 2014
GNKGenco Shipping & Trading LtdStrategic Value Partners, LLC10% Owner369,898Purchase at $21.19$7,839,527
Jul 17 2014
PDIPimco Dynamic Income FundGross William HSee Remarks50,833Purchase at $32.67$1,660,506
Jul 17 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks100,122Purchase at $23.48$2,350,614
MJul 16 2014
AMHAmerican Homes 4 RentGoldberg DavidEVP5,000Purchase at $24.80$124,000
MJul 15 2014
SBCPSunshine Bancorp, Inc.Verner EdwardDirector14,107Purchase at $12.19$172,013
Jun 18 2014
FELPForesight Energy LPCline ChristopherDirector, 10% Owner125,000Purchase at $20.00$2,500,000
Jul 16 2014
SYRGSynergy Resources CorpSeward George LDirector20,000Purchase at $12.05$241,000
Jul 16 2014
AXDXAccelerate Diagnostics, IncSchuler Jack WDirector, 10% Owner20,000Purchase at $19.89$397,800
MJul 17 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.63$345,349
MJul 15 2014
BZICBeamz Interactive IncMollo Charles RCEO, 10% Owner7,500,000Purchase at $0.05$375,000
MJul 15 2014
NATRNatures Sunshine Products IncWynnefield Partners Small Cap Value LP10% Owner22,173Purchase at $16.19$359,034
MJul 15 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner129,100Purchase at $314.92$40,656,176
MJul 16 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner38,200Purchase at $19.91$760,701
Jul 16 2014
FIFrank'S International N.V.Mosing D. KeithSee Remarks, 10% Owner17,556Purchase at $22.96$403,037
Jul 17 2014
QTETQuartet Merger Corp.Rosenfeld EricChairman, CEO50,000Purchase at $10.00$500,000
Jul 16 2014
BCARBank of the Carolinas CorpJordan George EEVP, COO1,000,000Purchase at $0.10$100,000
Jul 16 2014
BCARBank of the Carolinas CorpTalbert Stephen RPresident, CEO1,000,000Purchase at $0.10$100,000
Jul 16 2014
BCARBank of the Carolinas CorpMcClamrock Grady L JrDirector1,000,000Purchase at $0.10$100,000
Jul 16 2014
BCARBank of the Carolinas CorpGooge John WDirector1,000,000Purchase at $0.10$100,000
Apr 15 2014
CFEDConfederate Motors, Inc.Rsc Affiliated Businesses, LLCCEO, 10% Owner1,680,000Purchase at $0.12$210,000
MAug 16 2010
MOCCommand Security CorpTrinad Capital Master Fund Ltd.10% Owner56,465Purchase at $2.12$119,694
MJul 16 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.76$175,234
MJul 14 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner5,938Purchase at $21.71$128,894
MJul 14 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner5,938Purchase at $21.71$128,894
MJul 14 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner5,938Purchase at $21.71$128,894
MJul 14 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group5,938Purchase at $21.71$128,894
MJul 14 2014
AXDXAccelerate Diagnostics, IncFeinberg Larry N10% Owner20,000Purchase at $21.54$430,800
MJul 14 2014
FIFrank'S International N.V.Mosing D. KeithSee Remarks, 10% Owner95,333Purchase at $22.92$2,184,837
Jul 15 2014
LTSLadenburg Thalmann Financial Services IncFrost Phillip Md Et AlDirector, 10% Owner50,000Purchase at $3.64$181,900
MJul 15 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner26,000Purchase at $8.73$227,021
Jul 14 2014
PDIPimco Dynamic Income FundGross William HSee Remarks75,577Purchase at $32.68$2,469,683
Jul 14 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks99,550Purchase at $23.58$2,347,051
MJul 11 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner300,000Purchase at $316.80$95,038,633
MJul 14 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner34,400Purchase at $19.85$682,809
MMar 13 2014
TPVGTriplepoint Venture Growth Bdc Corp.Philadelphia Financial Management of San Francisco, LLC47,622Purchase at $15.80$752,626
MJul 14 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.91$178,137
MJul 10 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner104,400Purchase at $24.86$2,595,453
MJul 10 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner104,400Purchase at $24.86$2,595,453
MJul 10 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner104,400Purchase at $24.86$2,595,453
MJul 10 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group104,400Purchase at $24.86$2,595,453
MJul 10 2014
NATRNatures Sunshine Products IncWynnefield Partners Small Cap Value LP10% Owner7,500Purchase at $16.27$122,033
MJul 10 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner175,000Purchase at $311.08$54,439,073
Jun 9 2014
ESAQEastgate Acquisitions CorpTgt Investment Management Inc.10% Owner427,200Purchase at $0.25$106,800
Jul 10 2014
VGMInvesco Trust For Investment Grade MunicipalsDammeyer Rodney FDirector19,490Purchase at $12.77$248,887
Jul 10 2014
VKQInvesco Municipal TrustDammeyer Rodney FDirector20,330Purchase at $12.23$248,636
Jun 9 2014
ESAQEastgate Acquisitions CorpLukian BrianCFO427,200Purchase at $0.25$106,800
Jun 9 2014
ESAQEastgate Acquisitions CorpGluskin Anna ECEO480,000Purchase at $0.25$120,000
Jul 11 2014
ARCPAmerican Realty Capital Properties, Inc.Stanley William GDirector10,000Purchase at $12.66$126,588
Jul 1 2014
RBPAARoyal Bancshares of Pennsylvania IncTylus F KevinPRESIDENT & CEO166,135Purchase at $1.20$199,362
MJun 30 2014
TPHTri Pointe Homes, Inc.Black Diamond Arbitrage Offshore Ltd.10% Owner1,148,849Purchase at $15.51$17,820,365
Jul 10 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks147,601Purchase at $23.61$3,485,420
MJul 9 2014
IVACIntevac IncDrapkin Matthew ADirector82,358Purchase at $7.00$576,506
MJul 8 2014
PHHPhh CorpCitadel Gp LLC10% Owner513,780Purchase at $23.85$12,254,111
Jul 9 2014
PHHPhh CorpCitadel Gp LLC10% Owner20,817Purchase at $23.06$480,040
Jul 1 2014
RBPAARoyal Bancshares of Pennsylvania IncHartman William RDirector103,834Purchase at $1.20$124,601
MJul 10 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner35,303Purchase at $19.65$693,794
Jul 9 2014
SIRSelect Income ReitPortnoy Barry MDirector, 10% Owner275,000Purchase at $31.51$8,665,250
Jul 9 2014
SIRSelect Income ReitPortnoy AdamDirector, 10% Owner225,000Purchase at $31.51$7,089,750
Jul 1 2014
RBPAARoyal Bancshares of Pennsylvania IncBradley Edward FDirector124,601Purchase at $1.20$149,521
Jul 11 2014
PGLCPershing Gold Corp.Honig Barry C397,333Purchase at $0.33$131,120
MJul 10 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.79$175,890
MJul 9 2014
LTSLadenburg Thalmann Financial Services IncGilinski SaulDirector30,000Purchase at $3.85$115,450
MJun 30 2014
TPHTri Pointe Homes, Inc.Carlson Capital L P10% Owner1,148,849Purchase at $15.51$17,820,365
MJul 8 2014
PHHPhh CorpCitadel Gp LLC10% Owner513,780Purchase at $23.85$12,254,111
Jun 12 2014
ITKGIntegral Technologies IncInce William ADirector382,151Purchase at $0.27$103,563
MJul 8 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner348,000Purchase at $309.76$107,798,055
MJul 8 2014
CLUBTown Sports International Holdings IncHg Vora Capital Management, LLC70,000Purchase at $6.51$455,994
Jul 8 2014
COChina Cord Blood CorpMcCarthy Kent C13 (d) group owning > 10%, 10% Owner50,000Purchase at $4.73$236,650
MJul 9 2014
TSITcw Strategic Income Fund IncTarica AndrewDirector20,000Purchase at $5.54$110,800
Jun 30 2014
RAIORadioio, Inc.McAdoo ZacharyChairman, President, CEO, CFO, 10% Owner269,231Purchase at $0.65$175,000
MJul 8 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner5,300Purchase at $21.31$112,920
MJul 8 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner5,300Purchase at $21.31$112,920
MJul 8 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner5,300Purchase at $21.31$112,920
MJul 8 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group5,300Purchase at $21.31$112,920
Jul 1 2014
NERVMinerva Neurosciences, Inc.Race GeoffEVP, CFO33,333Purchase at $6.00$199,998
MJul 7 2014
NERVMinerva Neurosciences, Inc.De Rubertis FrancescoDirector, 10% Owner1,620,833Purchase at $6.00$9,724,998
MJul 7 2014
NERVMinerva Neurosciences, Inc.Index Venture Associates III Ltd10% Owner1,620,833Purchase at $6.00$9,724,998
MJul 7 2014
NERVMinerva Neurosciences, Inc.Ollier MicheleDirector, 10% Owner1,620,833Purchase at $6.00$9,724,998
Jul 7 2014
NERVMinerva Neurosciences, Inc.Pellegrini LorenzoDirector, 10% Owner737,500Purchase at $6.00$4,425,000
Jul 7 2014
NERVMinerva Neurosciences, Inc.Care Capital III LLC10% Owner737,500Purchase at $6.00$4,425,000
Jul 1 2014
NERVMinerva Neurosciences, Inc.Vivaldi Coelho RogerioPresident, CEO41,667Purchase at $6.00$250,002
MJul 8 2014
GBIMGlobeimmune IncMitchell Daniel JDirector85,000Purchase at $10.00$850,000
Jul 8 2014
GBIMGlobeimmune IncTorres S. EdwardDirector85,000Purchase at $10.00$850,000
Jul 8 2014
GBIMGlobeimmune IncMorgenthaler Partners VII LP10% Owner130,000Purchase at $10.00$1,300,000
Jul 7 2014
MERCMercer International Inc.Kellogg Peter R10% Owner31,700Purchase at $11.23$355,991
Jul 8 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks101,444Purchase at $23.67$2,400,733
MJul 8 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner35,600Purchase at $19.87$707,215
Jul 8 2014
PMLPimco Municipal Income Fund IIGross William HSee Remarks64,144Purchase at $11.79$756,142
MJul 7 2014
LTSLadenburg Thalmann Financial Services IncGilinski SaulDirector40,000Purchase at $3.53$141,300
MJul 8 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner30,000Purchase at $8.58$257,503
Jul 8 2014
GBIMGlobeimmune IncHealthcare Ventures VII LP10% Owner190,000Purchase at $10.00$1,900,000
MJul 3 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner356,700Purchase at $312.37$111,422,741
MMay 22 2014
CACBCascade BancorpLee Daniel JEVP-Chief Credit Officer30,352Purchase at $4.35$131,922
MJul 7 2014
DYDycom Industries IncCoe Charles BDirector15,000Purchase at $31.05$465,762
Jul 8 2014
GBIMGlobeimmune IncCelgene International Inc10% Owner200,000Purchase at $10.00$2,000,000
Jul 7 2014
LTSLadenburg Thalmann Financial Services IncFrost Phillip Md Et AlDirector, 10% Owner100,000Purchase at $3.50$349,530
MJul 7 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner27,000Purchase at $8.79$237,436
Jul 2 2014
FURXFuriex Pharmaceuticals, Inc.Forest Laboratories, LLC10% Owner11,169,066Purchase at $95.00$1,061,061,270
MJul 3 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner5,105Purchase at $21.89$111,770
MJul 3 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner5,105Purchase at $21.25$108,470
MJul 3 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner5,105Purchase at $21.25$108,470
MJul 3 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group5,105Purchase at $21.25$108,470
MFeb 18 2014
ARCWArc Group Worldwide, Inc.Deinard TheodoreFormer Interim CEO, CFO, & Dir7,054Purchase at $28.28$199,509
Jul 2 2014
MIKMichaels Companies, Inc.Sonsteby Charles MSee Remarks10,000Purchase at $17.00$170,000
Jul 2 2014
MIKMichaels Companies, Inc.Rubin CarlCEO10,000Purchase at $17.00$170,000
Jun 30 2014
POSCPositron CorpConn Corey NCFO69,444,444Purchase at $0.00$250,000
Jun 30 2014
POSCPositron CorpRooney Patrick GCEO, 10% Owner277,777,777Purchase at $0.00$1,000,000
MJul 2 2014
MERCMercer International Inc.Kellogg Peter R10% Owner31,300Purchase at $11.01$344,725
Jun 26 2014
TCPITcp International Holdings Ltd.Strickler George EDirector88,000Purchase at $11.00$968,000
MJul 3 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner33,000Purchase at $19.78$652,629
MJul 2 2014
LTSLadenburg Thalmann Financial Services IncGilinski SaulDirector80,085Purchase at $3.43$274,626
MJul 3 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner45,800Purchase at $8.90$407,774
MJun 30 2014
TXITexas Industries IncMorgan Stanley10% Owner1,579Purchase at $92.91$146,704
May 16 2014
RVENReven Housing Reit, Inc.King Apex Group Holdings IV Ltd10% Owner29,500,000Purchase at $0.20$5,900,000
MJun 30 2014
REIRing Energy, Inc.Fowler David A.President6,000Purchase at $16.69$100,155
MJul 2 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner212,400Purchase at $307.25$65,259,552
MJul 1 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner212,400Purchase at $300.19$63,761,421
MJun 25 2014
MAINMain Street Capital CorpFoster Vincent DCEO, President4,405Purchase at $31.59$139,164
Aug 10 2010
MERCMercer International Inc.Kellogg Peter R10% Owner171,500Purchase at $5.20$891,800
May 3 2012
MERCMercer International Inc.Kellogg Peter R10% Owner50,000Purchase at $6.61$330,500
Sep 26 2012
MERCMercer International Inc.Kellogg Peter R10% Owner30,881Purchase at $7.16$221,108
Jul 3 2012
MERCMercer International Inc.Kellogg Peter R10% Owner30,881Purchase at $5.95$183,742
MDec 20 2012
MERCMercer International Inc.Kellogg Peter R10% Owner43,119Purchase at $7.41$319,681
Jul 1 2014
GNRCGenerac Holdings Inc.Fmr LLCSee Remark 1, 10% Owner27,168Purchase at $47.04$1,277,983
MJun 30 2014
AMNLApplied Minerals, Inc.Ibs Capital LLC10% Owner540,000Purchase at $0.83$448,200
Jul 1 2014
BKSBarnes & Noble IncCowen Scott SDirector4,500Purchase at $22.26$100,170
Jul 2 2014
LTSLadenburg Thalmann Financial Services IncFrost Phillip Md Et AlDirector, 10% Owner100,000Purchase at $3.46$346,060
MJul 2 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner13,000Purchase at $8.78$114,120
MJun 30 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner9,900Purchase at $21.67$214,551
MJun 30 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner9,900Purchase at $21.67$214,551
MJun 30 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner9,900Purchase at $21.67$214,551
MJun 30 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group9,900Purchase at $21.67$214,551
MJun 30 2014
GBLXGrowblox Sciences, Inc.Lazarus Investment Partners Lllp10% Owner269,632Purchase at $1.19$322,062
Jun 30 2014
IMPRImprivata IncOrfao David JDirector, 10% Owner10,000Purchase at $15.00$150,000
Jun 30 2014
ISTRInvestar Holding CorpHidalgo William HDirector10,000Purchase at $14.00$140,000
Jun 30 2014
ISTRInvestar Holding CorpHufft Christopher LChief Accounting Officer12,000Purchase at $14.00$168,000
Jun 30 2014
ISTRInvestar Holding CorpNelson Andrew CDirector10,000Purchase at $14.00$140,000
Jun 30 2014
ISTRInvestar Holding CorpBrignac John Emmett JrDirector7,143Purchase at $14.00$100,002
Jun 30 2014
ISTRInvestar Holding CorpBesselman Thomas C SrDirector10,000Purchase at $14.00$140,000
Jun 30 2014
ISTRInvestar Holding CorpWalker Frank L.Director25,720Purchase at $14.00$360,080
Jun 30 2014
ISTRInvestar Holding CorpBoyce Robert M SrDirector20,000Purchase at $14.00$280,000
MJun 30 2014
MERCMercer International Inc.Kellogg Peter R10% Owner147,000Purchase at $10.48$1,540,450
MJul 1 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner26,324Purchase at $19.46$512,148
Jul 1 2014
RIVRRiver Valley BancorpKoehler Fred WDirector20,000Purchase at $20.50$410,000
Jul 1 2014
AXDXAccelerate Diagnostics, IncSchuler Jack WDirector, 10% Owner8,698Purchase at $25.70$223,539
Jan 2 2014
IRNSIronstone Group IncHambrecht Elizabeth BoyerCFO57,143Purchase at $1.75$100,000
Jul 1 2014
STFCState Auto Financial CorpState Automobile Mutual Insurance Co10% Owner14,180Purchase at $23.08$327,260
Jun 30 2014
BNETBion Environmental Technologies IncSmith Mark APresident, 10% Owner250,000Purchase at $0.75$187,500
Jun 30 2014
PSXPhillips 66Loomis William R JrDirector3,105Purchase at $80.60$250,254
Jul 1 2014
LTSLadenburg Thalmann Financial Services IncFrost Phillip Md Et AlDirector, 10% Owner100,000Purchase at $3.26$326,000
MJul 1 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner15,000Purchase at $8.90$133,535
Feb 28 2014
CANVCannavest Corp.Mona Michael IIIVP of Operations1,000,000Purchase at $1.00$1,000,000
MJun 27 2014
ECTEEcho Therapeutics, Inc.Nordlicht Mark10% Owner65,739Purchase at $2.20$144,626
MJun 27 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner262,400Purchase at $281.17$73,779,572
MJun 27 2014
FESForbes Energy Services Ltd.Steel Excel Inc.10% Owner114,002Purchase at $4.50$513,002
Jun 27 2014
CLUBTown Sports International Holdings IncHg Vora Capital Management, LLC28,000Purchase at $6.60$184,666
MJun 27 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner356,417Purchase at $37.85$13,489,610
MJun 20 2013
THSTTruett-Hurst, Inc.1987-1988 Richard C Blum Irrevocable Children'S Trust10% Owner175,000Purchase at $5.56$973,677
Jul 1 2014
NEPNextera Energy Partners, LPSieving Charles EGeneral Counsel of GP23,358Purchase at $25.00$583,950
Jul 1 2014
NEPNextera Energy Partners, LPPimentel Armando JrPresident of GP10,000Purchase at $25.00$250,000
Jun 30 2014
AXDXAccelerate Diagnostics, IncFeinberg Larry N10% Owner20,000Purchase at $25.72$514,400
Jul 1 2014
NEPNextera Energy Partners, LPFroggatt Chris NController, CAO of GP5,837Purchase at $25.00$145,925
Jul 1 2014
NEPNextera Energy Partners, LPDewhurst Moray PCFO of GP25,000Purchase at $25.00$625,000
Jul 1 2014
NEPNextera Energy Partners, LPCutler Paul ITreasurer, Asst. Sec of GP24,525Purchase at $25.00$613,125
MJun 27 2014
NEPNextera Energy Partners, LPRobo James LChairman, CEO of GP143,576Purchase at $28.68$4,117,900
Jun 30 2014
AXDXAccelerate Diagnostics, IncSchuler Jack WDirector, 10% Owner10,000Purchase at $26.09$260,900
MJun 30 2014
FOLDAmicus Therapeutics IncPerceptive Advisors LLC10% Owner4,000,000Purchase at $3.50$14,000,000
MJun 30 2014
LTSLadenburg Thalmann Financial Services IncGilinski SaulDirector60,000Purchase at $3.15$188,700
MJun 30 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner15,000Purchase at $8.94$134,144
MJun 26 2014
APPAmerican Apparel, IncStandard General L.P.10% Owner25,891,407Purchase at $0.77$19,867,747
Jun 26 2014
ISCOInternational Stem Cell CorpSemechkin AndreyCEO, 10% Owner4,800,000Purchase at $0.10$480,000
Dec 31 2013
DDOODCerebain Biotech Corp.Clemons EricPresident80,677Purchase at $1.50$121,016
Jun 27 2014
APPAmerican Apparel, IncCharney DovCEO (Suspended), 10% Owner27,351,407Purchase at $0.71$19,556,256
MJun 27 2014
EEPEnbridge Energy Partners LPLoiacono John AVP, Commercial Activities2,800Purchase at $36.60$102,468
Jun 27 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner9,600Purchase at $18.66$179,095
Jun 26 2014
VOILVirtus Oil & Gas Corp.Ireland RupertPresident, CEO, Sec, Treas, 10% Owner28,000,000Purchase at $0.07$1,999,200
MJun 3 2014
ICHInvestors Capital Holdings LtdCrosson James D.Director16,094Purchase at $6.94$111,625
Jun 27 2014
KTECKey Technology IncSchreyer Leslie J10% Owner12,357Purchase at $12.00$148,246
MJun 20 2014
IMHImpac Mortgage Holdings IncRhp Trust, Dated May 31, 201110% Owner43,753Purchase at $5.07$221,996
MJun 20 2014
IMHImpac Mortgage Holdings IncPickup Richard H/10% Owner43,753Purchase at $5.07$221,996
Jun 30 2014
IMPRImprivata IncOrfao David JDirector, 10% Owner10,000Purchase at $13.95$139,500
Jun 25 2014
PULBPulaski Financial CorpFelman Leon ADirector180,668Purchase at $11.07$1,999,995
Jun 26 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner209,702Purchase at $37.66$7,897,881
MJun 26 2014
MERCMercer International Inc.Kellogg Peter R10% Owner222,427Purchase at $9.68$2,151,983
Jun 23 2014
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person114,260Purchase at $11.59$1,324,273
Jun 27 2014
RHRestoration Hardware Holdings IncMitic Kathleen C.Director2,800Purchase at $93.00$260,400
MJun 27 2014
HEROHercules Offshore, Inc.Webster Steven ADirector150,000Purchase at $4.02$602,470
Jun 27 2014
PZNPzena Investment Management, Inc.Johnston Charles DDirector10,000Purchase at $10.99$109,900
Jun 30 2014
ROKOCaprock Oil, Inc.Pioneer Group, LLC10% Owner250,000Purchase at $1.00$250,000
MJun 27 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.96$179,229
MJun 25 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner7,203Purchase at $22.53$162,257
MJun 25 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner7,203Purchase at $22.53$162,257
MJun 25 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner7,203Purchase at $22.53$162,257
MJun 25 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group7,203Purchase at $22.53$162,257
MJun 19 2014
MVCMvc Capital, Inc.Knapp Robert CDirector176,600Purchase at $12.54$2,214,015
May 30 2014
COTECoates International Ltd deCoates George J.12,749,162Purchase at $0.03$369,726
Jun 25 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner302,601Purchase at $37.57$11,369,295
MJun 26 2014
ARKRArk Restaurants CorpStainman ArthurDirector8,500Purchase at $13.43$114,140
Jun 26 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner19,662Purchase at $8.44$165,943
Jun 25 2014
HRTXHeron Therapeutics, Inc. /de/Tang Kevin CDirector, 10% Owner510,638Purchase at $11.75$5,999,997
MJun 25 2014
VCVInvesco California Value Municipal Income TrustDammeyer Rodney FDirector30,000Purchase at $12.44$373,280
Jun 25 2014
ECREclipse Resources CorpWinkler Joseph CDirector7,500Purchase at $27.00$202,500
Jun 26 2014
TLYSTilly'S, Inc.Griesemer DanielPresident, CEO25,000Purchase at $7.79$194,835
MJun 24 2014
MERCMercer International Inc.Kellogg Peter R10% Owner36,600Purchase at $9.46$346,100
MJun 24 2014
CLUBTown Sports International Holdings IncHg Vora Capital Management, LLC353,614Purchase at $6.21$2,196,343
Jun 25 2014
HRTXHeron Therapeutics, Inc. /de/Quart Barry DCEO10,000Purchase at $11.75$117,500
MJun 23 2013
PRPHProphase Labs, Inc.Karkus Ted WilliamCEO, Chairman, 10% Owner500,000Purchase at $1.56$780,191
MJun 25 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner19,200Purchase at $18.45$354,276
Jun 25 2014
ADBEAdobe Systems IncValueact Holdings, L.P.See Remarks100,000Purchase at $72.43$7,243,000
Jun 25 2014
PMLPimco Municipal Income Fund IIGross William HSee Remarks19,044Purchase at $11.99$228,376
Jun 25 2014
PDIPimco Dynamic Income FundGross William HSee Remarks40,436Purchase at $33.53$1,355,936
Jun 25 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks169,708Purchase at $23.85$4,047,383
Jun 26 2014
OASOasis Petroleum Inc.Collins Ted JrDirector2,000Purchase at $53.39$106,780
Jun 24 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner668,998Purchase at $37.35$24,985,403
Jun 25 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner16,700Purchase at $8.44$141,010
Jun 25 2014
PULBPulaski Financial CorpHogan Michael RDirector45,167Purchase at $11.07$499,999
Jun 25 2014
PULBPulaski Financial CorpFelman Leon ADirector180,668Purchase at $11.07$1,999,995
Jun 25 2014
PULBPulaski Financial CorpBradshaw Stanley JDirector305,642Purchase at $11.07$3,383,457
Jun 24 2014
ARDXArdelyx, Inc.New Enterprise Associates 12, Limited Partnership10% Owner510,442Purchase at $14.00$7,146,188
MJun 25 2014
TWMCTrans World Entertainment CorpMiller Lloyd I III10% Owner68,440Purchase at $3.23$220,820
MJun 24 2014
ARDXArdelyx, Inc.Cmea Ventures VII LP10% Owner316,826Purchase at $14.00$4,435,564
Jun 25 2014
ARCPAmerican Realty Capital Properties, Inc.Stanley William GDirector18,000Purchase at $12.39$222,970
MJun 12 2014
DCBFDcb Financial CorpLossing Roger AlanSVP Wealth Management15,000Purchase at $6.95$104,250
MApr 1 2014
CSBKClifton Bancorp Inc.Adzima StephenDirector24,500Purchase at $10.00$245,000
MJun 25 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner65,000Purchase at $8.65$562,443
Jun 23 2014
ZSPHZs Pharma, Inc.Devon Park Bioventures LP10% Owner160,000Purchase at $18.00$2,880,000
Jun 23 2014
ZSPHZs Pharma, Inc.Ostro MarcDirector, 10% Owner160,000Purchase at $18.00$2,880,000
MJun 3 2014
ANCXAccess National CorpKody Thomas MDirector36,420Purchase at $14.50$528,090
Jun 23 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner350,000Purchase at $37.36$13,074,495
Jun 23 2014
NUINNutrastar International Inc.Fearon Richard E. Jr.Director, 10% Owner300,000Purchase at $1.40$420,000
Jun 24 2014
TROWPrice T Rowe Group IncBartlett Mark S.Director4,500Purchase at $83.32$374,940
Jun 23 2014
ZSPHZs Pharma, Inc.Alta Partners Viii, L.P.10% Owner200,000Purchase at $18.00$3,600,000
Jun 23 2014
ZSPHZs Pharma, Inc.Nohra Guy PDirector200,000Purchase at $18.00$3,600,000
Jun 23 2014
HEROHercules Offshore, Inc.Webster Steven ADirector50,000Purchase at $4.06$203,000
Jun 23 2014
SAEXSaexploration Holdings, Inc.Pecora John P10% Owner20,000Purchase at $8.40$168,000
MJun 24 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.85$353,857
Jun 20 2014
COChina Cord Blood CorpMcCarthy Kent C13 (d) group owning > 10%, 10% Owner60,000Purchase at $4.92$295,410
MJun 20 2014
MERCMercer International Inc.Kellogg Peter R10% Owner74,000Purchase at $9.42$697,040
MJun 23 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner19,200Purchase at $18.52$355,673
Jun 20 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner300,000Purchase at $37.50$11,250,120
Jun 23 2014
ZSPHZs Pharma, Inc.Novo A/sSEE REMARKS, 10% Owner275,000Purchase at $18.00$4,950,000
Jun 23 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner15,826Purchase at $8.44$133,514
Jun 20 2014
VOILVirtus Oil & Gas Corp.Ireland RupertPresident, CEO, Sec, Treas, 10% Owner28,000,000Purchase at $0.07$1,999,200
Jun 24 2014
HEROHercules Offshore, Inc.Rynd John TCEO, President36,000Purchase at $4.01$144,360
Jun 20 2014
PSXPhillips 66Loomis William R JrDirector3,485Purchase at $86.04$299,841
Jun 23 2014
MACKMerrimack Pharmaceuticals IncPorter Michael EDirector32,390Purchase at $6.84$221,548
Jun 23 2014
MACKMerrimack Pharmaceuticals IncCrocker Gary LDirector36,000Purchase at $6.84$246,240
Jun 23 2014
AGIOAgios Pharmaceuticals IncMaraganore JohnDirector2,300Purchase at $43.98$101,154
MJun 23 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner15,000Purchase at $9.05$135,797
MJun 23 2014
QPACQuinpario Acquisition Corp.Ivey A. CraigVP, Operations25,000Purchase at $10.16$254,088
MJun 23 2014
QPACQuinpario Acquisition Corp.Quinn Jeffry NPresident, CEO, Chairman, 10% Owner147,560Purchase at $10.27$1,516,065
Jun 23 2014
QPACQuinpario Acquisition Corp.Srivisal JohnVP, CFO38,900Purchase at $10.27$399,600
MJun 23 2014
QPACQuinpario Acquisition Corp.Berra III Paul J.VP General Counsel, Secretary35,000Purchase at $10.19$356,813
Jun 19 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner183,577Purchase at $37.24$6,835,875
Jun 20 2014
SAFTSafety Insurance Group IncLindeberg Frederic HDirector2,000Purchase at $51.30$102,600
MJun 19 2014
ARKRArk Restaurants CorpLewin Bruce RDirector8,500Purchase at $13.43$114,140
Jun 19 2014
FULLFull Circle Capital CorpFelton Gregg JPresident, Co-CEO116,352Purchase at $7.40$861,005
MJun 20 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner45,000Purchase at $9.17$412,737
MJun 18 2014
ASPNAspen Aerogels IncGeorge Kaiser Family Foundation10% Owner3,134,965Purchase at $8.67$27,177,883
MJun 18 2014
ASPNAspen Aerogels IncHuff Craig ADirector, 10% Owner2,831,045Purchase at $7.60$21,525,934
May 19 2014
GAMRGreat American Group, Inc.Riley Bryant RChairman, CEO, 10% Owner200,000Purchase at $5.00$1,000,000
MJun 19 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner4,800Purchase at $22.37$107,388
MJun 19 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner4,800Purchase at $22.37$107,388
MJun 19 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner4,800Purchase at $22.37$107,388
MJun 19 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group4,800Purchase at $22.37$107,388
Jun 18 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner250,000Purchase at $37.07$9,267,000
Jun 20 2014
FCRMFranklin Credit Management CorpAxon Thomas JChairman, President, 10% Owner100,000Purchase at $2.00$200,000
MJun 19 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner16,943Purchase at $18.54$314,114
MJun 18 2014
MERCMercer International Inc.Kellogg Peter R10% Owner73,000Purchase at $9.33$681,230
Jun 18 2014
ASPNAspen Aerogels IncYoung Donald RPresident, CEO9,091Purchase at $11.00$100,001
Jun 18 2014
FELPForesight Energy LPBeyer Michael JohnPresident, CEO50,000Purchase at $20.00$1,000,000
Jun 18 2014
FELPForesight Energy LPMartinez Oscar AndresSVP, CFO6,000Purchase at $20.00$120,000
Jun 18 2014
FELPForesight Energy LPCline ChristopherDirector, 10% Owner125,000Purchase at $20.00$2,500,000
Jun 18 2014
FELPForesight Energy LPButtar Rashda MiriamSen VP, Gen Counsel, Corp Sec5,000Purchase at $20.00$100,000
Jun 18 2014
GFNGeneral Finance CorpKluckman Jeffrey AEVP4,000Purchase at $25.00$100,000
MDec 31 2012
AMNCAmincor, Inc.Ingrassia Joseph FVice-President, 10% Owner633,973Purchase at $0.20$124,999
MDec 31 2012
AMNCAmincor, Inc.Rice John R IIIPresident, 10% Owner633,973Purchase at $0.20$124,999
Jun 19 2014
ENBLEnable Midstream Partners, LPBourdon Lynn L IIIPresident, CEO10,000Purchase at $23.60$235,980
Jun 19 2014
NASBNasb Financial IncHancock Linda SDirector65,000Purchase at $23.10$1,501,500
Jun 19 2014
NASBNasb Financial IncHancock David HChairman, 10% Owner65,000Purchase at $23.10$1,501,500
MJun 19 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner50,000Purchase at $9.25$462,492
MJun 17 2014
BRFHBarfresh Food Group Inc.Lazarus Investment Partners Lllp10% Owner347,800Purchase at $0.53$184,853
Jun 18 2014
PDIPimco Dynamic Income FundGross William HSee Remarks10,000Purchase at $33.52$335,189
Jun 17 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner216,800Purchase at $36.93$8,007,053
MJun 17 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner21,699Purchase at $12.78$277,278
Jun 19 2014
SCBTFirst Financial Holdings, Inc.Demere Robert H JrDirector3,000Purchase at $59.50$178,500
MJun 18 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $9.35$187,064
MJun 16 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner7,200Purchase at $22.29$160,501
MJun 16 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner7,200Purchase at $22.29$160,501
MJun 16 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner7,200Purchase at $22.29$160,501
MJun 16 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group7,200Purchase at $22.29$160,501
MJun 16 2014
BTXBiotime IncBroadwood Partners LPDirector, 10% Owner1,000,000Purchase at $2.50$2,500,000
MJun 17 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner13,570Purchase at $17.84$242,142
Jun 16 2014
BRSBristow Group IncBriscoe John HSVP, CFO4,000Purchase at $76.95$307,800
MJun 16 2014
MERCMercer International Inc.Kellogg Peter R10% Owner88,000Purchase at $8.92$784,880
MJun 12 2014
MERCMercer International Inc.Kellogg Peter R10% Owner75,000Purchase at $8.47$635,100
Jun 16 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner500,693Purchase at $36.69$18,369,675
MJun 17 2014
HCNHealth Care Reit Inc /de/Naughton Timothy JDirector2,400Purchase at $62.34$149,608
MJun 13 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Montpelier Re Holdings Ltd10% Owner10,810Purchase at $17.89$193,355
Jun 17 2014
CPTACapitala Finance Corp.Broyhill Markham HuntDirector27,000Purchase at $18.55$500,858
Jun 16 2014
MSONMisonix IncVizirgianakis Stavros G.Director69,509Purchase at $5.70$396,201
MJun 16 2014
INSYInsys Therapeutics, Inc.Kapoor John NDirector, 10% Owner5,000Purchase at $26.13$130,626
Jun 13 2014
FSICFs Investment CorpGravina ThomasDirector15,000Purchase at $10.31$154,650
Jun 13 2014
FSICFs Investment CorpHarrow JeffreyDirector10,000Purchase at $10.29$102,900
Jun 13 2014
BRSBristow Group IncBriscoe John HSVP, CFO3,000Purchase at $77.01$231,030
Jun 13 2014
VCVisteon CorpScricco Francis MDirector3,200Purchase at $92.49$295,968
MJun 13 2014
ENHEndurance Specialty Holdings LtdCharman JohnChmn, CEO13,929Purchase at $26.24$365,432
MJun 13 2014
DAVEFamous Daves of America IncPleasant Lake Partners LLC10% Owner10,000Purchase at $32.46$324,578
Jun 13 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner205,300Purchase at $36.68$7,530,425
Jun 13 2014
PSECProspect Capital CorpBarry John FCEO100,000Purchase at $10.37$1,037,000
Jun 13 2014
HBNCHorizon Bancorp /in/Neff James DEVP16,048Purchase at $21.81$350,007
Jun 13 2014
HBNCHorizon Bancorp /in/Secor Mark EEVP6,648Purchase at $21.81$144,993
Jun 13 2014
HBNCHorizon Bancorp /in/Deruiter Kathie AEVP5,478Purchase at $21.81$119,475
MJun 13 2014
INSYInsys Therapeutics, Inc.Kapoor John NDirector, 10% Owner5,000Purchase at $25.44$127,205
Jun 17 2014
LGCYLegacy Reserves LPBrown Dale ADirector200,000Purchase at $25.00$5,000,000
Jun 17 2014
LGCYLegacy Reserves LPBrown Cary DChairman, President, CEO200,000Purchase at $25.00$5,000,000
Jun 12 2014
SPWHSportsman'S Warehouse Holdings, Inc.Toolson Kay LDirector20,000Purchase at $8.74$174,720
Jun 12 2014
AMSSAmerican Shared Hospital ServicesTrotman Stanley S JrDirector50,000Purchase at $2.43$121,500
MJun 12 2014
MATRMattersight CorpCoxe TenchDirector, 10% Owner20,700Purchase at $5.12$105,984
Jun 12 2014
AMSAmerican Shared Hospital ServicesRuffle John FDirector200,000Purchase at $2.43$486,000
Jun 12 2014
VTSSVitesse Semiconductor CorpMartin William C10% Owner1,600,000Purchase at $3.35$5,360,000
Jun 13 2014
NCSNci Building Systems IncBall George L.Director5,800Purchase at $17.59$102,035
Jun 12 2014
EQSEquus Total Return, Inc.Tokarz Michael T10% Owner970,087Purchase at $2.45$2,376,713
Jun 12 2014
EQSEquus Total Return, Inc.Tokarz Group Advisers LLC10% Owner970,087Purchase at $2.45$2,376,713
Jun 12 2014
EQSEquus Total Return, Inc.Mvc Capital, Inc.10% Owner970,087Purchase at $2.45$2,376,713
Jun 13 2014
MRDMemorial Resource Development Corp.Cozby Andrew JVP, CFO6,000Purchase at $19.00$114,000
Jun 13 2014
MRDMemorial Resource Development Corp.Innamorati Robert ADirector30,000Purchase at $19.00$570,000
Jun 13 2014
MRDMemorial Resource Development Corp.Roane Kyle NVP, General Counsel10,000Purchase at $19.00$190,000
Jun 13 2014
MRDMemorial Resource Development Corp.Wood Patrick IIIDirector15,000Purchase at $19.00$285,000
Jun 13 2014
MRDMemorial Resource Development Corp.Weinzierl John ACEO110,000Purchase at $19.00$2,090,000
Jun 13 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks100,000Purchase at $23.86$2,386,050
Jun 13 2014
PMFPimco Municipal Income FundGross William HSee Remarks7,727Purchase at $14.25$110,099
Jun 13 2014
PDIPimco Dynamic Income FundGross William HSee Remarks36,500Purchase at $33.05$1,206,270
MJun 16 2014
FOEFerro CorpLorber David ADirector9,500Purchase at $12.20$115,945
Jun 12 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner221,382Purchase at $36.64$8,110,617
MJun 12 2014
SGENSeattle Genetics Inc /waBaker FelixDirector, 10% Owner216,595Purchase at $39.92$8,645,726
Jun 13 2014
MDGNMedgenics, Inc.Barer Sol JDirector28,000Purchase at $7.96$222,936
MJun 12 2014
MERCMercer International Inc.Kellogg Peter R10% Owner70,000Purchase at $8.47$592,800
MJun 12 2014
IBTXIndependent Bank Group, Inc.Smith G StacyDirector2,500Purchase at $51.98$129,938
Jun 16 2014
WINAWinmark CorpMorgan John LChairman, CEO, 10% Owner2,000Purchase at $65.80$131,600
MJun 13 2014
OZRKBank of the Ozarks IncArehart JeanDirector2,000Purchase at $62.87$125,742
Jun 12 2014
PSECProspect Capital CorpOswald Brian HCFO,CCO,Treasury, Secretary30,000Purchase at $10.25$307,500
Jun 12 2014
PSECProspect Capital CorpBarry John FCEO100,000Purchase at $10.33$1,033,000
Jun 12 2014
PSECProspect Capital CorpEliasek M GrierCOO24,000Purchase at $10.28$246,720
MJun 12 2014
MFRMMattress Firm Holding Corp.Weiss AlexanderSVP Finance5,326Purchase at $46.70$248,715
MApr 29 2014
UVICUnilens Vision IncKamin Peter H10% Owner106,150Purchase at $6.12$649,605
Jun 12 2014
INSYInsys Therapeutics, Inc.Kapoor John NDirector, 10% Owner20,000Purchase at $24.84$496,762
Jun 13 2014
TBBKBancorp, Inc.Cohen Betsy ZCEO20,000Purchase at $11.48$229,576
Jun 12 2014
RALYRally Software Development CorpMiller Timothy A.President, CEO30,000Purchase at $9.21$276,444
Jun 12 2014
RALYRally Software Development CorpBogan Thomas FDirector50,000Purchase at $9.18$459,200
MJun 13 2014
CONECyrusone Inc.Wojtaszek Gary JPresident, CEO10,000Purchase at $22.69$226,892
Jun 12 2014
SRESempra EnergyWyrsch Martha BEVP, General Counsel2,000Purchase at $99.27$198,540
MJun 12 2014
CMCTCim Commercial Trust CorpKuba ShaulDirector, 10% Owner4,800Purchase at $22.90$109,916
MJun 12 2014
CMCTCim Commercial Trust CorpShemesh AvrahamDirector, 10% Owner4,800Purchase at $22.90$109,916
MJun 12 2014
CMCTCim Commercial Trust CorpRessler Richard SDirector, 10% Owner4,800Purchase at $22.90$109,916
MJun 12 2014
CMCTCim Commercial Trust CorpCim Service Provider, LLCMember of 10% Owner Group4,800Purchase at $22.90$109,916
Jun 11 2014
VSIVitamin Shoppe, Inc.Alfonso AnthonyPresident, Nutri-Force5,000Purchase at $44.44$222,200
Jun 11 2014
SPBSpectrum Brands Holdings, Inc.Harbinger Group Inc.*See Remarks, 10% Owner50,000Purchase at $75.90$3,795,000
Jun 11 2014
SRStandard Register CoMartin William C10% Owner200,000Purchase at $5.00$1,000,000
MJun 13 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrChairman, CEO, Global Co-CIO, 10% Owner34,747Purchase at $13.32$462,901
MJun 11 2014
VICRVicor CorpVinciarelli PatrizioChairman, CEO, 10% Owner57,413Purchase at $7.55$433,524
Jun 12 2014
PDIPimco Dynamic Income FundGross William HSee Remarks10,000Purchase at $32.98$329,789
Jun 12 2014
TSCTristate Capital Holdings, Inc.Buzzelli Anthony J.Director9,000Purchase at $13.67$123,000
Jun 11 2014
RDUSRadius Health, Inc.F2 Bioscience IV L.P.10% Owner587,500Purchase at $8.00$4,700,000
Jun 12 2014
AMSAmerican Shared Hospital ServicesStachowiak Raymond CDirector400,000Purchase at $2.43$972,000
Jun 11 2014
SAEXSaexploration Holdings, Inc.Pecora John P10% Owner24,231Purchase at $7.99$193,606
Jun 11 2014
ARESAres Management LPJoubert Paul G.Director10,000Purchase at $18.96$189,600
Jun 12 2014
ARKRArk Restaurants CorpWeinstein Michael SChairman, CEO, 10% Owner13,500Purchase at $14.40$194,400
Jun 11 2014
INSYInsys Therapeutics, Inc.Kapoor John NDirector, 10% Owner20,000Purchase at $24.54$490,800
MJun 12 2014
DCBFDcb Financial CorpLossing Roger AlanSVP Wealth Management15,000Purchase at $6.95$104,250
Mar 8 2014
SEVSevcon, Inc.Morris Ryan J.Director22,188Purchase at $11.66$258,712
Jun 11 2014
RDUSRadius Health, Inc.Jovan-Embiricos MoranaDirector, 10% Owner587,500Purchase at $8.00$4,700,000
MJun 12 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner50,000Purchase at $9.03$451,343
Jun 12 2014
ALAir Lease CorpPlueger John LPresident, COO10,000Purchase at $37.98$379,752
MJun 11 2014
CNSIComverse, Inc.Drapkin Matthew ADirector97,945Purchase at $23.63$2,313,987
Jun 11 2014
CNSIComverse, Inc.Nothhaft Henry RDirector25,000Purchase at $23.50$587,608
Jun 11 2014
MNKMallinckrodt PlcBooth Melvin DDirector4,000Purchase at $76.05$304,200
Jun 11 2014
ALAir Lease CorpKrongard Cheryl GordonDirector5,000Purchase at $41.00$205,000
Jun 6 2014
RDUSRadius Health, Inc.Biotech Growth N V10% Owner1,000,000Purchase at $8.00$8,000,000
MJun 12 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrChairman, CEO, Co-Global CIO, 10% Owner34,747Purchase at $13.34$463,425
MJun 10 2014
RWCRelm Wireless CorpPrivet Fund Management LLCSee Explanation of Responses, 10% Owner44,652Purchase at $3.96$176,781
MJun 11 2014
BZHBeazer Homes USA IncZelnak Stephen P JrDirector17,000Purchase at $18.78$319,235
Jun 11 2014
PDIPimco Dynamic Income FundGross William HSee Remarks4,476Purchase at $32.95$147,484
Jun 11 2014
FOEFerro CorpThomas Peter TPresident, CEO15,000Purchase at $12.40$186,000
Jun 12 2014
AATAmerican Assets Trust, Inc.Rady Ernest SExecutive Chairman, 10% Owner5,000Purchase at $33.70$168,500
MJun 11 2014
MLMMartin Marietta Materials IncZelnak Stephen P JrDirector4,000Purchase at $129.41$517,620
MJun 10 2014
ALXAlexanders IncWight Russell B JrDirector, 10% Owner284Purchase at $361.44$102,650
MJun 10 2014
CHKChesapeake Energy CorpRyan Thomas LDirector7,000Purchase at $29.38$205,640
Jun 9 2014
INVUInvestview, Inc.Rice Gregory Barton10% Owner500,000Purchase at $1.00$500,000
MJun 11 2014
CORTCorcept Therapeutics IncBaker G Leonard JrDirector103,386Purchase at $2.32$239,856
MJun 11 2014
NMFCNew Mountain Finance CorpHurley Alfred F JrDirector7,000Purchase at $14.43$101,010
Jun 10 2014
OFIXOrthofix International N VHeggestad Mark ACFO13,696Purchase at $33.25$455,454
MJun 10 2014
SCMStellus Capital Investment CorpLadd Robert T.President, CEO16,500Purchase at $14.08$232,321
MJun 10 2014
MVCMvc Capital, Inc.Knapp Robert CDirector24,008Purchase at $12.42$298,169
MJun 11 2014
ENHEndurance Specialty Holdings LtdCharman JohnChmn, CEO35,630Purchase at $40.96$1,459,570
MJun 11 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner50,000Purchase at $9.09$454,628

A Amended filing (a previous filing had an error)
D Derivative transaction exists (usually option exercise)
M Multiple transactions summarized; earliest reported transaction date and weighted average transaction price
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S - SaleSale of securities on an exchange or to another person
S - Sale on exerciseSale of securities on an exchange or to another person (after option exercise)
F - OptEx/tax paymentPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person