Friday, Apr 18 2014 16:43:16 EDT. 5-min refresh

Latest Insider Purchases $100k

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Apr 16 2014
WIAWestern Asset/claymore Inflation-Linked Securities & Income FundCascade Investment LLC10% Owner26,214Purchase at $11.78$308,759
MApr 16 2014
NMFCNew Mountain Finance CorpMalpass DavidDirector10,000Purchase at $14.25$142,512
Apr 16 2014
WIWWestern Asset/claymore Inflation-Linked Opportunities & Income FundCascade Investment LLC10% Owner60,557Purchase at $11.78$713,107
Apr 18 2014
FCRMFranklin Credit Management CorpAxon Thomas JChairman, President, 10% Owner100,000Purchase at $2.00$200,000
Apr 16 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.47$554,232
MApr 16 2014
ARMFAres Multi-Strategy Credit Fund, Inc.Ressler Antony PPresident of Adviser17,000Purchase at $21.84$371,203
Apr 16 2014
ARDCAres Dynamic Credit Allocation Fund, Inc.Ressler Antony PPresident of Adviser9,350Purchase at $18.07$168,936
MApr 15 2014
SHOSSears Hometown & Outlet Stores, Inc.Lampert Edward S10% Owner173,574Purchase at $20.62$3,579,159
Apr 16 2014
RGDORegado Biosciences IncKierlin Robert A10% Owner575,000Purchase at $6.00$3,450,000
MApr 15 2014
ESLEsterline Technologies CorpWinship Henry Ward IVDirector8,778Purchase at $103.36$907,277
Apr 15 2014
WIWWestern Asset/claymore Inflation-Linked Opportunities & Income FundCascade Investment LLC10% Owner18,424Purchase at $11.77$216,815
MApr 16 2014
PDIPimco Dynamic Income FundGross William HSee Remarks6,287Purchase at $31.89$200,465
MApr 14 2014
CLTXCelsus Therapeutics Plc.Sabby Management, LLC10% Owner20,100Purchase at $5.03$101,130
MFeb 6 2014
BICXBiocorrx Inc.Andrade Jorge Jr2,747,115Purchase at $0.09$240,382
MApr 16 2014
HBKAHighlands Bankshares Inc /va/Morefield J DDirector40,369Purchase at $3.50$141,292
Mar 25 2014
VNRVanguard Natural Resources, LLCRobert Richard AEVP, CFO5,746Purchase at $28.27$162,439
Apr 15 2014
CERUCerulean Pharma Inc.Venrock Associates V LP10% Owner944,290Purchase at $7.00$6,610,030
Apr 15 2014
CERUCerulean Pharma Inc.Rastetter William HDirector18,869Purchase at $7.00$132,083
Apr 15 2014
MVCMvc Capital, Inc.Goldstein PhillipDirector16,980Purchase at $13.13$222,980
Apr 16 2014
HBKAHighlands Bankshares Inc /va/Moore James D JrDirector, 10% Owner128,572Purchase at $3.50$450,002
MApr 15 2014
SHLDSears Holdings CorpTisch Thomas JDirector475,000Purchase at $33.56$15,940,000
MApr 14 2014
PMCTPmc Commercial Trust /txKuba ShaulDirector, 10% Owner66,900Purchase at $4.61$308,340
MApr 14 2014
PMCTPmc Commercial Trust /txShemesh AvrahamDirector, 10% Owner66,900Purchase at $4.61$308,340
MApr 14 2014
PMCTPmc Commercial Trust /txRessler Richard SDirector, 10% Owner66,900Purchase at $4.61$308,340
MApr 14 2014
PMCTPmc Commercial Trust /txCim Service Provider, LLCMember of 10% Owner Group66,900Purchase at $4.61$308,340
MApr 15 2014
ADMSAdamas Pharmaceuticals IncMdv VII LP10% Owner300,000Purchase at $16.00$4,800,000
MApr 14 2014
EQIXEquinix IncSpo Advisory Corp10% Owner71,900Purchase at $171.70$12,345,230
MApr 11 2014
TRCHTorchlight Energy Resources IncDulin Robert Kenneth10% Owner28,261Purchase at $4.82$136,091
Apr 16 2014
ENBLEnable Midstream Partners, LPDelaney Peter BDirector25,000Purchase at $20.00$500,000
Apr 16 2014
ENBLEnable Midstream Partners, LPBourdon Lynn L IIIPresident, CEO25,000Purchase at $20.00$500,000
Apr 16 2014
ENBLEnable Midstream Partners, LPMitchell E KeithCOO25,000Purchase at $20.00$500,000
Apr 16 2014
ENBLEnable Midstream Partners, LPWhitlock Gary LDirector25,000Purchase at $20.00$500,000
Apr 16 2014
ENBLEnable Midstream Partners, LPReed Robert PoeEVP, Chief Commercial Officer5,000Purchase at $20.00$100,000
Apr 15 2014
PDIPimco Dynamic Income FundGross William HSee Remarks13,254Purchase at $31.77$421,040
Apr 16 2014
ENBLEnable Midstream Partners, LPSailor RodneyCFO12,500Purchase at $20.00$250,000
Apr 16 2014
ENBLEnable Midstream Partners, LPProchazka Scott MDirector5,000Purchase at $20.00$100,000
Apr 15 2014
AMRCAmeresco, Inc.Sakellaris George PPresident, CEO, 10% Owner73,689Purchase at $7.00$515,823
Apr 15 2014
CERUCerulean Pharma Inc.Cvf, LLC10% Owner827,456Purchase at $7.00$5,792,192
Apr 14 2014
RTRuby Tuesday IncHess Donald EDirector50,000Purchase at $6.85$342,450
Apr 16 2014
ZOESZoe'S Kitchen, Inc.Collyns SusanDirector10,000Purchase at $15.00$150,000
Apr 16 2014
ZOESZoe'S Kitchen, Inc.Baldwin ThomasDirector8,333Purchase at $15.00$124,995
Apr 16 2014
NEONNeonode, IncEriksson Bjorn ThomasCEO20,000Purchase at $5.08$101,504
Apr 15 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner129,800Purchase at $8.04$1,043,618
Apr 15 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner29,100Purchase at $18.17$528,718
MApr 11 2014
NATRNatures Sunshine Products IncWynnefield Partners Small Cap Value LP10% Owner23,714Purchase at $13.21$313,236
Apr 15 2014
CERUCerulean Pharma Inc.Polaris Venture Management Co. V, L.L.C.10% Owner1,470,582Purchase at $7.00$10,294,074
Apr 15 2014
CERUCerulean Pharma Inc.Crane Alan LDirector, 10% Owner1,470,582Purchase at $7.00$10,294,074
Apr 15 2014
CERUCerulean Pharma Inc.Lilly Eli & Co10% Owner733,445Purchase at $7.00$5,134,115
Apr 15 2014
CERUCerulean Pharma Inc.Hall Steven EdwardDirector, 10% Owner733,445Purchase at $7.00$5,134,115
Apr 15 2014
CERUCerulean Pharma Inc.Lux Capital Management, LLCFormer 10% Owner106,224Purchase at $7.00$743,568
MApr 15 2014
ADMSAdamas Pharmaceuticals IncEricson William W.Director, 10% Owner300,000Purchase at $16.00$4,800,000
MApr 11 2014
NAVNavistar International CorpIcahn Carl C10% Owner1,027,789Purchase at $33.28$34,205,403
Apr 14 2014
PDIPimco Dynamic Income FundGross William HSee Remarks12,300Purchase at $31.40$386,220
Apr 14 2014
AMRCAmeresco, Inc.Sakellaris George PPresident, CEO, 10% Owner14,316Purchase at $7.00$100,212
MApr 11 2014
MVCMvc Capital, Inc.Goldstein PhillipDirector16,389Purchase at $13.14$215,338
Apr 14 2014
ALQAAlliqua, Inc.Celgene Corp /de/10% Owner714,286Purchase at $7.00$5,000,002
Apr 15 2014
ALLYAlly Financial Inc.Yastine Barbara A.CEO, President, Ally Bank5,000Purchase at $25.00$125,000
Apr 15 2014
ALLYAlly Financial Inc.Miller Henry SDirector10,000Purchase at $25.00$250,000
Apr 15 2014
ALLYAlly Financial Inc.Hobbs Franklin W IVDirector5,000Purchase at $25.00$125,000
Apr 14 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner110,600Purchase at $8.46$935,643
Apr 14 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.40$552,048
Apr 11 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.72$561,699
Apr 11 2014
SNTASynta Pharmaceuticals CorpKovner BruceDirector, 10% Owner1,250,000Purchase at $4.01$5,012,500
Apr 11 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks63,860Purchase at $22.96$1,466,162
Apr 11 2014
PDIPimco Dynamic Income FundGross William HSee Remarks63,723Purchase at $31.45$2,003,859
MApr 10 2014
CONNConns IncStephens W. R. Jr.10% Owner152,746Purchase at $39.23$5,992,284
MApr 14 2014
CONNConns IncCampbell Elizabeth Stephens10% Owner106,034Purchase at $39.50$4,188,343
MApr 10 2014
GMOGeneral Moly, IncHansen Bruce DCEO140,000Purchase at $0.92$128,406
MApr 10 2014
SAEXSaexploration Holdings, Inc.Pecora John P10% Owner52,844Purchase at $9.48$500,913
MApr 11 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner63,400Purchase at $8.81$558,741
MApr 10 2014
PMCTPmc Commercial Trust /txKuba ShaulDirector, 10% Owner42,000Purchase at $4.63$194,496
MApr 10 2014
PMCTPmc Commercial Trust /txShemesh AvrahamDirector, 10% Owner42,000Purchase at $4.63$194,496
MApr 10 2014
PMCTPmc Commercial Trust /txRessler Richard SDirector, 10% Owner42,000Purchase at $4.63$194,496
MApr 10 2014
PMCTPmc Commercial Trust /txCim Service Provider, LLCMember of 10% Owner Group42,000Purchase at $4.63$194,496
Apr 10 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks100,000Purchase at $23.05$2,305,150
Apr 10 2014
PDIPimco Dynamic Income FundGross William HSee Remarks87,848Purchase at $31.36$2,754,606
MApr 11 2014
RCAPRcs Capital CorpSchorsch Nicholas SExe. Chairman of Dir., 10% Owner20,000Purchase at $31.94$638,817
MApr 11 2014
DSNYDestiny Media Technologies IncVestergaard SteveCEO, 10% Owner125,600Purchase at $0.91$114,020
MApr 9 2014
OXBRUOxbridge Re Holdings LtdCabillot Raymond EDirector20,000Purchase at $7.46$149,239
Apr 10 2014
CONNConns IncMalson Kelly MDirector4,500Purchase at $39.58$178,110
Apr 9 2014
GRUBGrubhub Inc.Frink Lloyd DDirector77,000Purchase at $26.00$2,002,000
MApr 10 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,400Purchase at $9.28$189,229
Apr 10 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.82$564,498
MApr 8 2014
NAVNavistar International CorpRachesky Mark H MdDirector, 10% Owner911,774Purchase at $33.13$30,206,735
Apr 9 2014
PDIPimco Dynamic Income FundGross William HSee Remarks33,588Purchase at $31.14$1,045,883
Apr 9 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks100,000Purchase at $23.01$2,300,790
Apr 9 2014
GHYPrudential Global Short Duration High Yield Fund, Inc.Sullivan James JosephS.V.P. of Subadviser28,000Purchase at $17.80$498,378
Apr 9 2014
ISDPrudential Short Duration High Yield Fund, Inc.Sullivan James JosephS.V.P of Subadviser27,500Purchase at $18.05$496,246
Aug 13 2013
FOXFFox Factory Holding CorpHagin JosephDirector10,000Purchase at $15.00$150,000
Apr 9 2014
DILDiligent Board Member Services, Inc.Jones A LaurenceDirector26,667Purchase at $3.75$100,001
Apr 9 2014
DILDiligent Board Member Services, Inc.Petersen GregDirector26,667Purchase at $3.75$100,001
Apr 8 2014
OSBCOld Second Bancorp IncMeyer William JDirector45,454Purchase at $4.40$199,998
Mar 28 2014
CTIBCti Industries CorpSchwan John HChairman, CEO, 10% Owner27,985Purchase at $5.36$150,000
Mar 28 2014
CTIBCti Industries CorpMerrick Stephen MPresident, Secretary, Director, 10% Owner27,985Purchase at $5.36$150,000
Apr 9 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.82$564,588
MApr 7 2014
PMCTPmc Commercial Trust /txKuba ShaulDirector, 10% Owner63,000Purchase at $4.64$292,041
MApr 7 2014
PMCTPmc Commercial Trust /txShemesh AvrahamDirector, 10% Owner63,000Purchase at $4.64$292,041
MApr 7 2014
PMCTPmc Commercial Trust /txRessler Richard SDirector, 10% Owner63,000Purchase at $4.64$292,041
MApr 7 2014
PMCTPmc Commercial Trust /txCim Service Provider, LLCMember of 10% Owner Group63,000Purchase at $4.64$292,041
Apr 9 2014
WMCWestern Asset Mortgage Capital CorpJames Gavin LPresident, CEO7,000Purchase at $14.54$101,780
Nov 14 2013
IRIGIntegrated Drilling Equipment Holdings CorpEmpeiria Investors LLC10% Owner5,000Purchase at $100.00$500,000
Nov 14 2013
IRIGIntegrated Drilling Equipment Holdings CorpCope Stephen DewayneCEO, 10% Owner5,000Purchase at $100.00$500,000
Apr 7 2014
PPTPutnam Premier Income TrustKohli D WilliamPortfolio Manager to the75,000Purchase at $5.51$413,250
Apr 7 2014
CPECallon Petroleum CoNewberry GarySVP - Operations14,616Purchase at $8.30$121,313
Apr 7 2014
JRONuveen Floating Rate Income Opportunity FundSchneider William Jother8,484Purchase at $12.15$103,080
MApr 8 2014
OSBCOld Second Bancorp IncPalmer GeraldDirector45,454Purchase at $4.40$199,998
Apr 7 2014
DBLEEscalera Resources Co.Chambers Charles Frederick IIICEO146,443Purchase at $2.39$349,999
MApr 4 2014
ESYSElecsys CorpSemb GeorgeDirector12,000Purchase at $11.97$143,690
Apr 8 2014
OSBCOld Second Bancorp IncBonifas EdwardDirector68,181Purchase at $4.40$299,996
MApr 7 2014
PIMOPremier Alliance Group, Inc.Anson KentCEO195,000Purchase at $0.68$133,556
Apr 8 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.86$565,800
Mar 14 2014
GCAGlobal Cash Access Holdings, Inc.Chary RamPresident, CEO15,000Purchase at $8.07$121,037
Apr 8 2014
CORICorium International, Inc.Essex Woodlands Health Ventures Fund VII LP10% Owner400,000Purchase at $8.00$3,200,000
Apr 8 2014
CORICorium International, Inc.Eastman Ronald WDirector, 10% Owner400,000Purchase at $8.00$3,200,000
MApr 8 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrChairman, CEO, Global Co-CIO, 10% Owner12,292Purchase at $12.50$153,603
MApr 7 2014
AMRCAmeresco, Inc.Sakellaris George PPresident, CEO, 10% Owner99,675Purchase at $7.22$719,645
MApr 4 2014
BJRIBjs Restaurants IncWalsh PatrickSee Footnote 189,072Purchase at $32.70$2,912,694
Apr 8 2014
CKXCkx Lands, Inc.Ottley Properties, LLCDirector, 10% Owner19,050Purchase at $14.30$272,415
MApr 4 2014
CLTXCelsus Therapeutics Plc.Sabby Management, LLC10% Owner68,404Purchase at $5.59$382,520
MJul 31 2013
BNETBion Environmental Technologies IncOrphanos Anthony10% Owner400,000Purchase at $1.25$500,000
Apr 4 2014
PIH1347 Property Insurance Holdings, Inc.Saenger Leo Christopher IIIDirector12,500Purchase at $8.00$100,000
MApr 7 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner28,700Purchase at $9.12$261,618
Apr 7 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.70$561,000
MApr 7 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrChairman, CEO, Global Co-CIO, 10% Owner21,051Purchase at $12.49$262,869
MApr 4 2014
PDIPimco Dynamic Income FundGross William HSee Remarks131,391Purchase at $31.06$4,080,623
MApr 4 2014
PCIPimco Dynamic Credit Income FundGross William HSee Remarks139,239Purchase at $22.62$3,149,308
Apr 7 2014
OILTOiltanking Partners, L.P.Owen Kenneth F.President, CEO1,500Purchase at $77.81$116,722
Apr 4 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner8,000Purchase at $19.64$157,145
Apr 4 2014
PGLCPershing Gold Corp.Honig Barry C500,000Purchase at $0.39$195,000
MApr 4 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner26,900Purchase at $9.20$247,547
Apr 2 2014
MERRMerriman Holdings, IncFalcon Fund Management Ltd10% Owner4,166,667Purchase at $0.06$250,000
MApr 3 2014
PMCTPmc Commercial Trust /txKuba ShaulDirector, 10% Owner35,200Purchase at $4.64$163,439
MApr 3 2014
PMCTPmc Commercial Trust /txShemesh AvrahamDirector, 10% Owner35,200Purchase at $4.64$163,439
MApr 3 2014
PMCTPmc Commercial Trust /txRessler Richard SDirector, 10% Owner35,200Purchase at $4.64$163,439
MApr 3 2014
PMCTPmc Commercial Trust /txCim Service Provider, LLCMember of 10% Owner Group35,200Purchase at $4.64$163,439
Apr 2 2014
PPTPutnam Premier Income TrustKohli D WilliamPortfolio Manager to the25,000Purchase at $5.50$137,500
Mar 4 2011
DXDynex Capital IncWheat James C IIIDirector10,000Purchase at $10.35$103,500
Apr 3 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner22,500Purchase at $22.60$508,442
Apr 1 2014
BNGOFBingo.Com Ltd.Pendinas Ltd10% Owner1,250,000Purchase at $0.40$500,000
Apr 3 2014
PGLCPershing Gold Corp.Honig Barry C275,000Purchase at $0.39$106,425
MApr 3 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner28,000Purchase at $9.45$264,720
MApr 1 2014
BJRIBjs Restaurants IncWalsh PatrickSee Footnote 1242,713Purchase at $32.99$8,007,929
MApr 2 2014
HPACHyde Park Acquisition Corp. IILevy Laurence SChairman, CEO40,000Purchase at $10.49$419,594
Jul 24 2013
AGIOAgios Pharmaceuticals IncTessier-Lavigne MarcDirector55,555Purchase at $18.00$999,990
Jul 24 2013
AGIOAgios Pharmaceuticals IncMaraganore JohnDirector8,333Purchase at $18.00$149,994
Apr 1 2014
TFMFresh Market, Inc.Rea David L3,000Purchase at $34.35$103,050
MApr 2 2014
FMOFiduciary/claymore Mlp Opportunity FundKiley Quinn ThomasPortfolio Manager5,000Purchase at $26.25$131,263
Apr 3 2014
SPLSStaples IncSargent RonaldChairman, CEO8,500Purchase at $11.82$100,455
Apr 2 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner10,800Purchase at $22.28$240,615
MApr 2 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner18,200Purchase at $9.59$174,577
MMar 31 2014
PMCTPmc Commercial Trust /txKuba ShaulDirector, 10% Owner52,800Purchase at $4.59$242,424
MMar 31 2014
PMCTPmc Commercial Trust /txShemesh AvrahamDirector, 10% Owner52,800Purchase at $4.59$242,424
MMar 31 2014
PMCTPmc Commercial Trust /txRessler Richard SDirector, 10% Owner52,800Purchase at $4.59$242,424
MMar 31 2014
PMCTPmc Commercial Trust /txCim Service Provider, LLCMember of 10% Owner Group52,800Purchase at $4.59$242,424
MMar 31 2014
CEPConstellation Energy Partners LLCSanchez Energy Partners I LPDirector, 10% Owner899,443Purchase at $2.02$1,818,814
MMar 31 2014
CEPConstellation Energy Partners LLCSanchez Antonio R IIIDirector, 10% Owner899,443Purchase at $2.02$1,818,814
MMar 31 2014
AMNLApplied Minerals, Inc.Ibs Capital LLC10% Owner787,000Purchase at $0.69$543,030
MMar 31 2014
AMNLApplied Minerals, Inc.Taft David ADirector, 10% Owner787,000Purchase at $0.69$543,030
Mar 31 2014
PBSKPoage Bankshares, Inc.Burnette ThomasDirector10,000Purchase at $14.05$140,500
MMar 27 2014
OXBRUOxbridge Re Holdings LtdCabillot Raymond EDirector17,493Purchase at $7.05$123,412
MMar 31 2014
PBSKPoage Bankshares, Inc.Stewart John C JrDirector21,460Purchase at $14.05$301,513
Apr 1 2014
CSBKClifton Bancorp Inc.Tripucka Francis TracySVP-Commercial Lending10,000Purchase at $10.00$100,000
Apr 1 2014
CSBKClifton Bancorp Inc.Smith Joseph CDirector15,000Purchase at $10.00$150,000
Apr 1 2014
CSBKClifton Bancorp Inc.Sisco CynthiaDirector20,000Purchase at $10.00$200,000
Mar 28 2014
CTIBCti Industries CorpMerrick Stephen MSecretary, EVP, 10% Owner32,649Purchase at $5.36$174,999
MMar 31 2014
CLTXCelsus Therapeutics Plc.Sabby Management, LLC10% Owner28,207Purchase at $6.22$175,534
Mar 26 2014
RVMRevett Mining Company, Inc.Lindsey Timothy RDirector320,512Purchase at $0.78$249,999
Mar 26 2014
RVMRevett Mining Company, Inc.Shanahan John GPresident , CEO128,205Purchase at $0.78$100,000
Mar 28 2014
CTIBCti Industries CorpSchwan John HChairman, CEO, 10% Owner32,649Purchase at $5.36$174,999
Apr 1 2014
AGTCApplied Genetic Technologies CorpGlaxosmithkline Plc10% Owner103,762Purchase at $12.00$1,245,144
Mar 31 2014
MVCMvc Capital, Inc.Knapp Robert CDirector25,000Purchase at $13.54$338,500
Mar 28 2014
TFMFresh Market, Inc.Carlock Craig20,000Purchase at $33.08$661,600
Mar 28 2014
BVIIBroadview Institute IncMyhre Terry LDirector, 10% Owner70,000,000Purchase at $0.07$4,900,000
Apr 1 2014
AGTCApplied Genetic Technologies CorpWu SamuelDirector, 10% Owner75,735Purchase at $12.00$908,820
Apr 1 2014
AGTCApplied Genetic Technologies CorpRosen JamesDirector, 10% Owner62,871Purchase at $12.00$754,452
Apr 1 2014
AGTCApplied Genetic Technologies CorpOronsky Arnold LDirector, 10% Owner75,736Purchase at $12.00$908,832
Apr 1 2014
AGTCApplied Genetic Technologies CorpMedimmune Ventures, Inc.10% Owner75,735Purchase at $12.00$908,820
Apr 1 2014
AGTCApplied Genetic Technologies CorpCarroll JillDirector, 10% Owner103,762Purchase at $12.00$1,245,144
Apr 1 2014
AGTCApplied Genetic Technologies CorpAlta Partners Viii, L.P.10% Owner155,645Purchase at $12.00$1,867,740
Apr 1 2014
STFCState Auto Financial CorpState Automobile Mutual Insurance Co10% Owner14,180Purchase at $21.80$309,138
Apr 1 2014
AGTCApplied Genetic Technologies CorpInterwest Partners VIII LP10% Owner75,376Purchase at $12.00$904,512
MMar 28 2014
IFTImperial Holdings, Inc.Goldstein PhillipDirector, 10% Owner55,428Purchase at $5.78$320,589
MMar 28 2014
IFTImperial Holdings, Inc.Dakos AndrewDirector, 10% Owner20,000Purchase at $5.78$115,599
MMar 28 2014
MBRGMiddleburg Financial CorpSokol David L10% Owner61,678Purchase at $17.50$1,079,091
Mar 31 2014
PGLCPershing Gold Corp.Honig Barry C850,000Purchase at $0.39$331,500
Mar 27 2014
SQBKSquare 1 Financial IncOakes Patrick TimothyEVP, CFO8,888Purchase at $18.00$159,984
Mar 27 2014
SQBKSquare 1 Financial IncBowers Douglas HPresident, CEO10,000Purchase at $18.00$180,000
MOct 29 2013
RVENReven Housing Reit, Inc.Bai XiaofanDirector, 10% Owner20,000,000Purchase at $0.20$4,000,000
MMar 28 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner306,945Purchase at $306.73$94,149,583
MMar 27 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner306,945Purchase at $311.01$95,463,963
Mar 27 2014
TFMFresh Market, Inc.Naylor Jeffrey G8,000Purchase at $32.99$263,920
Mar 28 2014
AHPAshford Hospitality Prime, Inc.Bennett Montgomery JCEO33,499Purchase at $14.89$498,800
MMar 27 2014
DXLGDestination Xl Group, Inc.Mesdag WillemDirector, 10% Owner1,598,100Purchase at $5.66$9,044,767
Mar 27 2014
LQDTLiquidity Services IncMateus-Tique JaimeDirector15,000Purchase at $24.76$371,400
Mar 31 2014
HEROHercules Offshore, Inc.Webster Steven ADirector50,000Purchase at $4.56$227,955
Mar 28 2014
DAVEFamous Daves of America IncPleasant Lake Partners LLC10% Owner50,000Purchase at $25.00$1,250,000
Mar 21 2014
ESAQEastgate Acquisitions CorpWeisspapir MichaelCMO480,000Purchase at $0.25$120,000
Mar 21 2014
ESAQEastgate Acquisitions CorpSchwarz JosephCSO480,000Purchase at $0.25$120,000
Mar 21 2014
ESAQEastgate Acquisitions CorpLukian BrianCFO720,000Purchase at $0.25$180,000
Mar 21 2014
ESAQEastgate Acquisitions CorpHasanagic Mirjana MiraPresident576,000Purchase at $0.25$144,000
MMar 27 2014
LUBLubys IncMarkantonis FrankDirector19,608Purchase at $6.03$118,237
Mar 21 2014
ESAQEastgate Acquisitions CorpGluskin Anna ECEO864,000Purchase at $0.25$216,000
MMar 27 2014
PFSIPennymac Financial Services, Inc.Cooperman Leon G10% Owner632,000Purchase at $15.99$10,105,680
Mar 27 2014
XONIntrexon CorpKirk Randal JCEO, 10% Owner243,001Purchase at $25.72$6,249,986
Mar 27 2014
NESNuverra Environmental Solutions, Inc.Johnsrud Mark DSee Remarks, 10% Owner10,000Purchase at $19.07$190,663
MMar 28 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner37,700Purchase at $8.88$334,827
Mar 27 2014
VSARVersartis, Inc.New Leaf Ventures Ii, L.P.Director, 10% Owner60,000Purchase at $21.02$1,261,200
MMar 26 2014
GNVCGenvec IncEcor1 Capital, LLC10% Owner122,273Purchase at $2.55$311,982
Mar 26 2014
VSARVersartis, Inc.Akkaraju SrinivasDirector, 10% Owner60,000Purchase at $21.00$1,260,000
Mar 28 2014
ALGAlamo Group IncBaty Roderick RDirector2,000Purchase at $50.77$101,540
MMar 26 2014
LMNRLimoneira CoCole Lecil EDirector50,000Purchase at $22.73$1,136,392
Mar 26 2014
OXBRUOxbridge Re Holdings LtdPersaud KrishnaDirector59,286Purchase at $6.00$355,716
Mar 26 2014
OXBRUOxbridge Re Holdings LtdCabillot Raymond EDirector412,625Purchase at $6.00$2,475,750
MMar 26 2014
OXBRUOxbridge Re Holdings LtdMartin Allan S.Director204,000Purchase at $6.00$1,224,000
MMar 26 2014
OXBRUOxbridge Re Holdings LtdMadhu SanjayCEO, President41,464Purchase at $6.00$248,784
MMar 26 2014
OXBRUOxbridge Re Holdings LtdPatel PareshDirector97,084Purchase at $6.00$582,504
Mar 28 2014
ARCPAmerican Realty Capital Properties, Inc.Weil Edward M Jr.Director10,000Purchase at $13.80$138,000
Mar 27 2014
ARCPAmerican Realty Capital Properties, Inc.Block Brian SEVP, Treas, Secy, CFO20,000Purchase at $13.80$276,000
Mar 27 2014
ARCPAmerican Realty Capital Properties, Inc.Kahane William MDirector25,000Purchase at $13.78$344,395
Mar 27 2014
ARCPAmerican Realty Capital Properties, Inc.Kay David SPresident15,000Purchase at $13.78$206,699
Mar 27 2014
ARCPAmerican Realty Capital Properties, Inc.Schorsch Nicholas SChairman of the BoD, CEO50,000Purchase at $13.78$688,790
MMar 27 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner26,800Purchase at $9.01$241,556
Mar 27 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.93$568,011
Mar 25 2014
EMCEmc Metals Corp.Duyvesteyn Willem P.C.Director4,644,400Purchase at $0.03$116,110
Jul 3 2012
HHCHoward Hughes CorpShepsman Steven HDirector3,074Purchase at $62.23$191,310
Mar 26 2014
VSARVersartis, Inc.Sun Anthony YDirector, 10% Owner60,000Purchase at $21.00$1,260,000
Mar 26 2014
VSARVersartis, Inc.Aisling Capital III LP10% Owner60,000Purchase at $21.00$1,260,000
Mar 26 2014
PCIPimco Dynamic Credit Income FundMurata Alfred TSEE REMARKS10,000Purchase at $22.28$222,810
Mar 26 2014
VSARVersartis, Inc.Malik ShahzadDirector, 10% Owner60,000Purchase at $21.00$1,260,000
Mar 26 2014
VSARVersartis, Inc.Advent Life Sciences LLP10% Owner60,000Purchase at $21.00$1,260,000
Mar 26 2014
PDIPimco Dynamic Income FundGross William HSee Remarks31,134Purchase at $30.04$935,387
Mar 25 2014
LUKLeucadia National CorpReese Stuart HarryDirector4,000Purchase at $27.11$108,440
MMar 25 2014
CLTXCelsus Therapeutics Plc.Sabby Management, LLC10% Owner16,203Purchase at $6.66$107,947
Mar 25 2014
AKBAAkebia Therapeutics, Inc.Novartis Bioventures Ltd10% Owner182,590Purchase at $17.00$3,104,030
Mar 25 2014
AKBAAkebia Therapeutics, Inc.Satter Muneer ADirector91,295Purchase at $17.00$1,552,015
Mar 25 2014
AKBAAkebia Therapeutics, Inc.Butler John P.President, CEO13,850Purchase at $17.00$235,450
Mar 26 2014
NEMNewmont Mining Corp /de/Robison Chris JEVP, Operations, Projects4,494Purchase at $23.57$105,915
Mar 26 2014
RVMRevett Mining Company, Inc.Shanahan John GPresident , CEO128,205Purchase at $0.78$100,000
Mar 26 2014
RVMRevett Mining Company, Inc.Lindsey Timothy RDirector320,512Purchase at $0.78$249,999
Mar 26 2014
RSERouse Properties, Inc.Silberfein AndrewPresident, CEO15,000Purchase at $16.36$245,370
Mar 26 2014
CLDTChatham Lodging TrustFisher Jeffrey HChairman, President, CEO5,000Purchase at $20.52$102,600
Mar 25 2014
ALNYAlnylam Pharmaceuticals, Inc.Sanofi10% Owner344,448Purchase at $66.88$23,036,682
MMar 14 2014
MAINMain Street Capital CorpFoster Vincent DCEO, President3,329Purchase at $34.36$114,392
Mar 25 2014
NESNuverra Environmental Solutions, Inc.Johnsrud Mark DSee Remarks, 10% Owner28,477Purchase at $18.60$529,624
MMar 26 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner52,400Purchase at $9.12$477,650
Mar 26 2014
AYRAircastle LtdMarubeni Corp /fiDirector, 10% Owner30,000Purchase at $18.72$561,555
MMar 24 2014
BHBiglari Holdings Inc.Biglari, SardarChairman, CEO, 10% Owner6,076Purchase at $496.66$3,017,732
Mar 25 2014
AKBAAkebia Therapeutics, Inc.Novo A/sSEE REMARKS, 10% Owner182,590Purchase at $17.00$3,104,030
Mar 25 2014
VNRVanguard Natural Resources, LLCRobert Richard AEVP, CFO5,746Purchase at $28.27$162,439
Mar 24 2014
UPIPUnwired Planet, Inc.Mulica Michael CDirector100,000Purchase at $2.00$200,000
Mar 24 2014
XELBXcel Brands, Inc.Disanto MarkDirector100,000Purchase at $4.00$400,000
Mar 24 2014
ARMFAres Multi-Strategy Credit Fund, Inc.Spector Bruce HDirector6,000Purchase at $21.89$131,360
Mar 24 2014
PCTYPaylocity Holding CorpMishler Mark HDirector10,000Purchase at $17.00$170,000
Mar 24 2014
PCTYPaylocity Holding CorpWaters Ronald VDirector10,000Purchase at $17.00$170,000
Mar 25 2014
OXYOccidental Petroleum Corp /de/Klesse William RDirector5,000Purchase at $94.70$473,520
MMar 25 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner16,500Purchase at $9.27$152,988
Mar 24 2014
NSHNustar Gp Holdings, LLCGreehey William EDirector, 10% Owner34,383Purchase at $32.12$1,104,320
MMar 24 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner306,945Purchase at $307.91$94,511,734
MMar 21 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner305,115Purchase at $321.22$98,008,222
Mar 25 2014
NVAXNovavax IncYoung James FDirector25,000Purchase at $4.47$111,838
MMar 24 2014
ORMPOramed Pharmaceuticals Inc.Regals Capital Management LP10% Owner75,000Purchase at $10.62$796,809
Mar 21 2014
TSLXTpg Specialty Lending, Inc.Mssb Tpg Specialty Lending Onshore Feeder Fund10% Owner31,948Purchase at $16.08$513,724
Mar 25 2014
RENTRentrak CorpLivek William PaulCEO3,000Purchase at $57.00$171,000
Mar 25 2014
NVAXNovavax IncDouglas RichardDirector50,000Purchase at $4.33$216,700
Mar 21 2014
VRXValeant Pharmaceuticals International, Inc.Kornwasser LaizerEVP, Company Group Chairman2,481Purchase at $134.97$334,859
MMar 19 2014
SAMGSilvercrest Asset Management Group Inc.Pechter Richard ScottDirector10,000Purchase at $17.49$174,910
MAug 12 2005
BOOMDynamic Materials CorpCariou Yvon PierreDirector6,661Purchase at $19.61$130,649
MMar 24 2014
WMBWilliams Companies IncSmith Murray DDirector4,650Purchase at $40.79$189,690
Mar 24 2014
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person113,643Purchase at $11.52$1,309,164
Mar 21 2014
GSPEGulfslope Energy, Inc.Askew James M.Director5,000,000Purchase at $0.05$250,000
MMar 24 2014
MDCAMdc Partners IncKamerschen RobertDirector24,580Purchase at $22.30$548,251
MMar 24 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner21,400Purchase at $9.28$198,676
MMar 20 2014
HMTVAHemisphere Media Group, Inc.Luxor Capital Group, LP10% Owner383,500Purchase at $10.74$4,116,908
Mar 24 2014
ANACAnacor Pharmaceuticals, Inc.Parker Geoffrey M.SVP, CFO5,000Purchase at $20.11$100,533
MMar 20 2014
PFSWPfsweb IncTranscosmos Inc.10% Owner31,785Purchase at $10.12$321,802
Mar 20 2014
MRCMrc Global Inc.Daly John Francis8,000Purchase at $25.83$206,653
Mar 20 2014
MRCMrc Global Inc.Crampton Christopher A.S.8,000Purchase at $25.83$206,653
Mar 21 2014
DLRDigital Realty Trust, Inc.Singleton Dennis EDirector5,000Purchase at $49.97$249,858
MSep 6 2012
CHDChurch & Dwight Co Inc /de/Craigie JamesChairman, CEO3,660Purchase at $54.64$199,975
MMar 20 2014
NSHNustar Gp Holdings, LLCGreehey William EDirector, 10% Owner30,815Purchase at $32.49$1,001,329
MMar 20 2014
MVCMvc Capital, Inc.Knapp Robert CDirector36,817Purchase at $13.92$512,402
MMar 20 2014
FMBMF&m Bank CorpPugh Michael WDirector9,000Purchase at $16.50$148,500
Mar 20 2014
FMBMF&m Bank CorpWithers Dean WPresident15,000Purchase at $16.50$247,500
MMar 21 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner30,800Purchase at $9.46$291,269
Mar 21 2014
SANWS&w Seed CoWickersham Grover TDirector150,000Purchase at $6.87$1,030,500
Mar 19 2014
CSLTCastlight Health, Inc.Maverick Capital Ltd10% Owner450,000Purchase at $16.00$7,200,000
MMar 19 2014
EQIXEquinix IncSpo Advisory Corp10% Owner325,000Purchase at $180.19$58,561,296
Mar 20 2014
DIDGDigital Development Group CorpKopple Robert C.10% Owner2,500,000Purchase at $0.04$102,500
MMar 19 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner67,703Purchase at $328.33$22,229,162
MMar 19 2014
CSBRChampions Oncology, Inc.Mendelson Daniel NewmanDirector100,000Purchase at $1.08$107,920
MMar 20 2014
AGCOAgco Corp /deSrinivasan MallikaDirector253,747Purchase at $51.91$13,173,027
Mar 19 2014
CHKChesapeake Energy CorpDunham Archie WDirector54,250Purchase at $24.97$1,354,655
Mar 21 2014
OILTOiltanking Partners, L.P.Owen Kenneth F.President, CEO1,500Purchase at $74.34$111,513
MMar 19 2014
CSBRChampions Oncology, Inc.Morris RonniePresident100,000Purchase at $1.07$106,990
Mar 14 2014
KMIKinder Morgan, Inc.Miller Michael JayeDirector10,000Purchase at $31.56$315,600
Mar 20 2014
PSECProspect Capital CorpBarry John FCEO100,000Purchase at $10.86$1,086,000
MDec 10 2012
NPHCNutra Pharma CorpDeitsch Rik JPresident, CEO, 10% Owner60,200,000Purchase at $0.00$265,480
Mar 17 2014
DPDMDolphin Digital Media IncO'Dowd William IVCEO, 10% Owner1,000,000Purchase at $0.21$212,000
MMar 20 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner34,600Purchase at $9.74$336,984
MMar 18 2014
DXLGDestination Xl Group, Inc.Mesdag WillemDirector, 10% Owner1,086,200Purchase at $5.50$5,976,941
MMar 20 2014
FSFRFifth Street Senior Floating Rate Corp.Tannenbaum Leonard MCEO85,870Purchase at $14.33$1,230,890
Mar 19 2014
BRFHBarfresh Food Group Inc.Lazarus Investment Partners Lllp10% Owner1,000,000Purchase at $0.50$500,000
Feb 19 2014
ORCOrchid Island Capital, Inc.Heuvelen John VanDirector20,000Purchase at $12.55$251,000
MMar 18 2014
LOVSpark Networks Inc402 Capital LLC10% Owner112,561Purchase at $4.95$556,746
Mar 18 2014
HRGHarbinger Group Inc.Leucadia National Corp10% Owner23,000,000Purchase at $11.00$253,000,000
Mar 19 2014
AGCOAgco Corp /deSrinivasan MallikaDirector155,592Purchase at $51.94$8,081,448
MMar 18 2013
CCELCryo Cell International IncPortnoy DavidCo-CEO50,851Purchase at $2.01$102,016
Mar 20 2014
FCRMFranklin Credit Management CorpAxon Thomas JChairman, President, 10% Owner100,000Purchase at $2.00$200,000
Mar 18 2014
NUANNuance Communications, Inc.Hackett Patrick TDirector11,657Purchase at $16.02$186,803
Mar 18 2014
SFYSwift Energy CoMatiuk Greg15,000Purchase at $10.04$150,584
Mar 17 2014
STTHCaprock Oil, Inc.Pioneer Group, LLC10% Owner33,650,000Purchase at $0.03$1,009,500
Mar 19 2014
CDRCedar Realty Trust, Inc.Schanzer Bruce JPres., Chief Exec. Officer17,000Purchase at $5.97$101,488
MMar 19 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner15,000Purchase at $9.73$146,001
MMar 17 2014
BJRIBjs Restaurants IncWalsh PatrickSee Footnote 190,375Purchase at $34.57$3,124,249
MMar 18 2014
BJRIBjs Restaurants IncLuxor Capital Group, LP10% Owner265,800Purchase at $34.94$9,286,719
MMar 17 2014
BJRIBjs Restaurants IncLuxor Capital Group, LP10% Owner190,867Purchase at $34.36$6,558,479
Mar 19 2014
NSHNustar Gp Holdings, LLCGreehey William EDirector, 10% Owner3,226Purchase at $32.49$104,817
MMar 17 2014
PFSWPfsweb IncTranscosmos Inc.10% Owner36,900Purchase at $9.99$368,466
Mar 18 2014
TMNGManagement Network Group, Inc.Elutions, Inc.10% Owner609,756Purchase at $3.28$2,000,000
Mar 18 2014
NHLDNational Holdings CorpKlein MarkCEO255,000Purchase at $0.45$114,750
Mar 18 2014
ANFAbercrombie & Fitch Co /de/Perrin Charles RDirector10,000Purchase at $39.50$394,970
Mar 19 2014
SLRKSolera National Bancorp, Inc.Quagliano Michael Drew10% Owner19,500Purchase at $6.00$117,000
Mar 18 2014
ULTAUlta Salon, Cosmetics & Fragrance, Inc.Dillon MaryCEO5,000Purchase at $97.35$486,740
MMar 18 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,500Purchase at $9.95$203,978
MMar 14 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner115,711Purchase at $328.46$38,006,448
Mar 17 2014
VVisa Inc.Kelly Alfred F JrDirector1,575Purchase at $222.70$350,753
Mar 14 2014
GCAGlobal Cash Access Holdings, Inc.Chary RamPresident, CEO15,000Purchase at $8.07$121,037
Mar 14 2014
GLDDGreat Lakes Dredge & Dock CorpDeutsch PeterDirector15,452Purchase at $8.97$138,604
Mar 17 2014
AMRCAmeresco, Inc.Sakellaris George PPresident, CEO, 10% Owner65,470Purchase at $7.50$491,025
MMar 14 2014
SNMXSenomyx IncHerman Michael EDirector33,000Purchase at $10.09$332,940
Mar 14 2014
GAINGladstone Investment CorporationdeDullum David A RPresident15,000Purchase at $8.30$124,500
Mar 14 2014
STRIStr Holdings, Inc.Riley Bryant R10% Owner187,000Purchase at $1.55$289,850
Mar 17 2014
CVOCenveo, IncBurton Robert G SrChairman, CEO59,300Purchase at $3.41$202,456
MMar 14 2014
NENoble Corp PlcHall Gordon TDirector5,000Purchase at $29.21$146,047
Mar 13 2014
LOVSpark Networks Inc402 Capital LLC10% Owner42,649Purchase at $4.89$208,630
MMar 13 2014
NSHNustar Gp Holdings, LLCGreehey William EDirector, 10% Owner17,676Purchase at $32.47$573,930
Mar 13 2014
NSNustar Energy L.P.Greehey William EDirector19,334Purchase at $52.26$1,010,341
Mar 13 2014
POLPolyone CorpRichardson Bradley CEVP, CFO7,000Purchase at $37.07$259,485
Mar 14 2014
AGCOAgco Corp /deSrinivasan MallikaDirector14,380Purchase at $51.99$747,616
MMar 14 2014
AMRCAmeresco, Inc.Sakellaris George PPresident, CEO, 10% Owner166,130Purchase at $7.75$1,286,775
Mar 17 2014
BIDSothebysDe Sole DomenicoDirector4,000Purchase at $45.05$180,215
Mar 14 2014
GKNTGeeknet, IncLangone Kenneth GDirector, 10% Owner417,736Purchase at $14.00$5,848,304
Mar 13 2014
TEPTallgrass Energy Partners, LPCook Roy NolanDirector5,000Purchase at $31.94$159,700
Mar 12 2014
RWCRelm Wireless CorpPrivet Fund Management LLCSee Explanation of Responses, 10% Owner144,000Purchase at $2.94$423,360
Mar 14 2014
CSVCarriage Services IncPayne Melvin CCEO20,000Purchase at $17.10$342,060
MOct 21 2013
JAXBJacksonville Bancorp Inc /fl/Endeavour Regional Bank Opportunities Fund L.P.10% Owner402,646Purchase at $0.62$249,072
MOct 21 2013
JAXBJacksonville Bancorp, Inc.Endeavour Regional Bank Opportunities Fund L.P.10% Owner402,646Purchase at $0.62$249,072
Mar 14 2014
DRCDresser-Rand Group Inc.Volpe Vincent R JrPresident, CEO18,400Purchase at $54.75$1,007,400
Mar 13 2014
IFTImperial Holdings, Inc.Mitchell AntonyCEO35,000Purchase at $5.74$200,820
Mar 14 2014
LTSLadenburg Thalmann Financial Services IncFrost Phillip Md Et AlDirector, 10% Owner100,000Purchase at $2.98$298,430
MMar 12 2014
PFSWPfsweb IncTranscosmos Inc.10% Owner317,845Purchase at $9.69$3,079,294
Mar 12 2014
VMEMViolin Memory IncWalrod David BDirector23,420Purchase at $4.27$100,003
MMar 12 2014
RWCRelm Wireless CorpPrivet Fund Management LLCSee Explanation of Responses, 10% Owner151,700Purchase at $2.99$453,915
MMar 13 2014
SCMStellus Capital Investment CorpBilger Bruce RDirector16,576Purchase at $14.49$240,143
MMar 12 2014
AIFApollo Tactical Income Fund Inc.Apollo Total Return Master Fund L.P.See Remarks14,713Purchase at $18.26$268,690
MMar 14 2014
FFINFirst Financial Bankshares IncTrotter JohnnyDirector7,100Purchase at $60.11$426,806
MMar 12 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner220,995Purchase at $334.69$73,964,412
Mar 13 2014
PROPros Holdings, Inc.Crump Daniel BlairCOO5,000Purchase at $31.03$155,153
MMar 14 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCEO, Chairman, Global Co-CIO, 10% Owner56,251Purchase at $12.66$711,984
Mar 12 2014
JBTJohn Bean Technologies CorpBurdakin David CVP4,000Purchase at $30.87$123,480
Mar 13 2014
AMRCAmeresco, Inc.Sakellaris George PPresident, CEO, 10% Owner14,600Purchase at $8.00$116,800
MMar 5 2014
PFISPeoples Financial Services Corp.Kozik P FrankDirector3,001Purchase at $39.17$117,554
Mar 13 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner24,916Purchase at $7.83$195,042
MJul 10 2012
BHRTBioheart, Inc.Ahn Samuel SDirector, 10% Owner11,271,929Purchase at $0.02$197,807
Mar 12 2014
AQXPAquinox Pharmaceuticals, IncPfizer Inc10% Owner272,727Purchase at $11.00$2,999,997
Jan 10 2014
MOBQMobiquity Technologies, Inc.Berg Clyde J10% Owner666,666Purchase at $0.30$200,000
Mar 14 2014
FXCMFxcm Inc.Lande RobertCFO7,500Purchase at $16.15$121,125
Mar 11 2014
UTSIUtstarcom Holdings Corp.Shah Capital Management10% Owner2,000,000Purchase at $2.67$5,340,000
MMar 13 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner37,000Purchase at $9.32$344,779
Mar 12 2014
TCRDThl Credit, Inc.Downes David KDirector13,900Purchase at $14.39$200,081
MMar 11 2014
SCMStellus Capital Investment CorpBilger Bruce RDirector9,375Purchase at $14.51$136,025
MMar 11 2014
SCMStellus Capital Investment CorpDavis Joshua T.Director14,072Purchase at $14.51$204,201
MMar 12 2014
BCRHBlue Capital Reinsurance Holdings Ltd.Pollett WilliamPresident, CEO14,500Purchase at $17.17$248,953
Mar 13 2014
SFYSwift Energy CoSmith Clyde W Jr15,000Purchase at $9.62$144,357
MMar 13 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCEO, Chairman, Global Co-CIO, 10% Owner56,251Purchase at $12.70$714,532
Dec 6 2013
XNCRXencor IncStafford John S IIIDirector, 10% Owner275,000Purchase at $5.50$1,512,500
MMar 11 2014
LQDTLiquidity Services IncMateus-Tique JaimeDirector20,000Purchase at $26.18$523,700
Dec 13 2013
HZNPHorizon Pharma, Inc.Bird Jeffrey WDirector32,075Purchase at $6.50$208,488
MMar 11 2014
NSNustar Energy L.P.Greehey William EDirector35,700Purchase at $51.69$1,845,275
MMar 11 2014
NSHNustar Gp Holdings, LLCGreehey William EDirector, 10% Owner63,900Purchase at $31.86$2,035,855
Mar 12 2014
PEGIPattern Energy Group Inc.Newson Patricia M.Director5,000Purchase at $27.75$138,750
Mar 11 2014
RDIORadioio, Inc.McAdoo ZacharyChairman, President, CEO, CFO, 10% Owner384,615Purchase at $0.65$250,000
Mar 11 2014
KOCoca Cola CoDouglas J Alexander JrSVP2,585Purchase at $38.76$100,192
Mar 12 2014
CETVCentral European Media Enterprises LtdSandhu ParmDirector50,000Purchase at $3.88$193,765
Mar 13 2014
MDCAMdc Partners IncNadal MilesChairman, CEO, President, 10% Owner5,000Purchase at $22.00$110,000
Mar 12 2014
MDCAMdc Partners IncPustil StephenVice Chairman10,000Purchase at $21.36$213,600
Mar 12 2014
MDCAMdc Partners IncSabatino MichaelSVP, Chief Accounting Officer10,000Purchase at $21.48$214,800
Mar 12 2014
MDCAMdc Partners IncNadal MilesChairman, CEO, President, 10% Owner25,000Purchase at $21.06$526,500
MOct 29 2013
RVENReven Housing Reit, Inc.Allied Fortune (Hk) Management Ltd10% Owner20,000,000Purchase at $0.20$4,000,000
Mar 11 2014
CHGGChegg, IncMcCarthy BarryDirector30,000Purchase at $6.38$191,409
Mar 12 2014
ODPOffice Depot IncSmith RolandChairman, CEO50,000Purchase at $4.61$230,645
Mar 5 2014
PKPLPark Place Energy Corp.Tyab Parvez Nadeem10% Owner984,605Purchase at $0.20$196,921
MMar 10 2014
GMCRKeurig Green Mountain, Inc.Wesley Norman HDirector11,000Purchase at $105.06$1,155,628
MMar 10 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner380,532Purchase at $330.41$125,730,771
MJan 29 2014
FNBFnb Corp/fl/Strimbu William JDirector11,900Purchase at $11.91$141,744
MMar 12 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCEO, Chairman, Global Co-CIO, 10% Owner56,251Purchase at $12.75$717,000
MFeb 21 2014
DIDGDigital Development Group CorpSubotnick Stuart10% Owner5,961,000Purchase at $0.02$118,218
Mar 10 2014
CXWCorrections Corp of AmericaMarshall Thurgood JrDirector7,200Purchase at $33.23$239,256
MMar 11 2014
RSHRadioshack CorpFeray John WEVP - CFO100,000Purchase at $2.12$212,482
Mar 11 2014
MPLXMplx LPWilson C. RichardDirector3,000Purchase at $49.42$148,251
MMar 10 2014
AIFApollo Tactical Income Fund Inc.Apollo Total Return Master Fund L.P.See Remarks11,636Purchase at $18.20$211,803
Mar 10 2014
RTIRti International Metals IncGallatin Ronald LDirector5,000Purchase at $26.10$130,500
Mar 11 2014
KAMNKaman CorpKeating Neal JChm, Pres, CEO2,500Purchase at $40.76$101,889
Mar 11 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner25,900Purchase at $19.47$504,387
Mar 11 2014
SGYStone Energy CorpTaylor Phyllis M.Director7,000Purchase at $34.51$241,595
MMar 11 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner60,900Purchase at $9.12$555,582
MMar 11 2014
ODPOffice Depot IncSmith Jeffrey CDirector, 10% Owner711,500Purchase at $4.59$3,264,215
MMar 7 2014
ODPOffice Depot IncSmith Jeffrey CDirector, 10% Owner2,162,413Purchase at $4.59$9,936,158
Mar 10 2014
ENDPEndo International PlcHiggins Arthur JDirector5,000Purchase at $73.00$365,000
MMar 7 2014
PFSWPfsweb IncTranscosmos Inc.10% Owner26,641Purchase at $9.20$245,119
Mar 7 2014
OVASOvascience, Inc.Dipp MichellePresident, CEO, 10% Owner100,000Purchase at $10.00$1,000,000
Mar 7 2014
OVASOvascience, Inc.Aldrich RichardDirector, 10% Owner100,000Purchase at $10.00$1,000,000
Mar 7 2014
OVASOvascience, Inc.Westphal Christoph HDirector, 10% Owner100,000Purchase at $10.00$1,000,000
Mar 7 2014
OVASOvascience, Inc.Longwood Fund, L.P.10% Owner100,000Purchase at $10.00$1,000,000
MMar 7 2014
GMCRKeurig Green Mountain, Inc.Mackay A D DavidDirector4,000Purchase at $105.94$423,746
MMar 11 2014
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrChairman, CEO, Global Co-CIO, 10% Owner56,251Purchase at $12.77$718,294
Mar 7 2014
CIGWCig Wireless Corp.Camellia Partners, LLC10% Owner30,000Purchase at $100.00$3,000,000
Mar 7 2014
AHHArmada Hoffler Properties, Inc.Hoffler Daniel ADirector10,000Purchase at $10.24$102,400
MMar 7 2014
MDRMcDermott International IncSchumann William HDirector20,000Purchase at $7.86$157,100
Mar 8 2014
SEVSevcon, Inc.Morris Ryan J.Director22,188Purchase at $11.66$258,712
MJul 12 2013
ATLOAmes National CorpCramer Robert LDirector5,000Purchase at $22.50$112,520
MMay 4 2011
FDNHFoundation Healthcare, Inc.Oliver Roy T Jr10% Owner19,694,433Purchase at $0.46$9,138,747
Mar 10 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner10,700Purchase at $19.32$206,711
MMar 7 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner241,818Purchase at $332.50$80,405,733
MMar 6 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner150,277Purchase at $328.72$49,399,202
Mar 6 2014
SANWS&w Seed CoWickersham Grover TDirector35,000Purchase at $6.63$232,050
Mar 6 2014
COUPCoupons.Com IncGessow Andrew JDirector53,125Purchase at $16.00$850,000
Mar 6 2014
QEPMQep Midstream Partners, LPKing Gregory CDirector5,000Purchase at $21.54$107,700
MMar 6 2014
LOVSpark Networks Inc402 Capital LLC10% Owner259,383Purchase at $4.58$1,187,327
Mar 7 2014
NMFCNew Mountain Finance CorpHamwee RobertCEO, President, Director12,000Purchase at $14.75$176,984
MMar 10 2014
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncEttinger Robert MPresident6,600Purchase at $21.82$144,028
MMar 7 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner51,984Purchase at $8.04$418,143
Mar 7 2014
DWSNDawson Geophysical CoCooper Craig WDirector10,000Purchase at $29.07$290,701
Feb 14 2014
SWZSwiss Helvetia Fund, Inc.Hottinger Capital CorpInvestment Advisor22,348Purchase at $14.93$333,656
MMar 7 2014
PKTProcera Networks, Inc.Saponas Thomas ADirector50,000Purchase at $11.34$567,040
Mar 7 2014
PPTPutnam Premier Income TrustSalm Michael VPortfolio Manager to the85,000Purchase at $5.51$468,350
MFeb 14 2014
MAINMain Street Capital CorpFoster Vincent DCEO, President3,284Purchase at $34.67$113,850
MMar 6 2014
GEVASynageva Biopharma CorpBaker JulianDirector, 10% Owner375,000Purchase at $105.75$39,656,250
MMar 6 2014
GEVASynageva Biopharma CorpBaker FelixDirector, 10% Owner375,000Purchase at $105.75$39,656,250
MMar 5 2014
ACADAcadia Pharmaceuticals IncBaker Bros. Advisors LPDirector, 10% Owner526,316Purchase at $28.50$15,000,006
Mar 6 2014
NXTMNxstage Medical, Inc.Funari Robert GDirector10,150Purchase at $14.72$149,408
Mar 7 2014
JKHYHenry Jack & Associates IncWimsett Thomas ADirector2,000Purchase at $57.84$115,678
MMar 7 2014
GFEDGuaranty Federal Bancshares IncGriesemer John FDirector30,432Purchase at $11.50$349,968
Mar 7 2014
GFEDGuaranty Federal Bancshares IncHellweg Kurt DDirector35,000Purchase at $11.50$402,500
MMar 6 2014
HSCHarsco CorpGrasberger F Nicholas IIISVP, CFO25,000Purchase at $21.91$547,651
Mar 6 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner39,367Purchase at $8.04$316,676
MOct 21 2013
MCPMolycorp, Inc.Molibdenos Y Metales S.A.10% Owner14,650,000Purchase at $5.00$73,191,045
MMar 6 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner41,500Purchase at $9.15$379,532
MMar 5 2014
ORBTOrbit International CorpElkhorn Partners Limited Partnership10% Owner40,824Purchase at $3.11$126,913
Mar 4 2014
YUMEYume IncSpringer Daniel D.Director100,000Purchase at $6.71$670,870
Mar 6 2014
CLNEClean Energy Fuels Corp.Herrington John SDirector22,000Purchase at $9.15$201,234
MFeb 26 2014
SVVCFirsthand Technology Value Fund, Inc.Bulldog Investors General Partnership10% Owner55,751Purchase at $23.39$1,304,291
Mar 5 2014
STFCState Auto Financial CorpState Automobile Mutual Insurance Co10% Owner5,321Purchase at $20.99$111,696
Mar 5 2014
TUMITumi Holdings, Inc.Gromek Joseph RDirector10,000Purchase at $22.69$226,923
Mar 4 2014
SANWS&w Seed CoWickersham Grover TDirector75,000Purchase at $6.58$493,500
Mar 4 2014
SANWS&w Seed CoWickersham Grover TDirector50,000Purchase at $6.58$329,000
MMar 5 2014
HSCHarsco CorpGrasberger F Nicholas IIISVP, CFO25,000Purchase at $22.15$553,811
MFeb 26 2014
SVVCFirsthand Technology Value Fund, Inc.Bulldog Investors, LLC10% Owner55,751Purchase at $23.39$1,304,291
MMar 5 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner15,000Purchase at $9.39$140,787
MMar 3 2014
SLRCSolar Capital Ltd.Gross Michael SSee Remarks78,989Purchase at $22.27$1,759,431
MMar 3 2014
SUNSSolar Senior Capital Ltd.Spohler Bruce JCOO, Director21,052Purchase at $18.24$384,044
MMar 3 2014
SUNSSolar Senior Capital Ltd.Gross Michael SSee Remarks21,052Purchase at $18.24$384,044
MMar 3 2014
SLRCSolar Capital Ltd.Spohler Bruce JCOO, Director78,989Purchase at $22.27$1,759,431
MMar 3 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner251,594Purchase at $338.12$85,070,118
Mar 5 2014
ICUIIcu Medical Inc/deJain VivekChairman, CEO30,000Purchase at $58.75$1,762,500
Mar 4 2014
CYNICyan IncHamilton James ASVP, Worldwide Sales100,000Purchase at $3.35$335,000
MMar 3 2014
LQDTLiquidity Services IncMateus-Tique JaimeDirector20,000Purchase at $25.37$507,480
Mar 4 2014
IESCIntegrated Electrical Services IncGendell Jeffrey L Et Al10% Owner405,800Purchase at $5.20$2,110,160
MFeb 28 2014
FSPFranklin Street Properties Corp /ma/Burke John NDirector8,135Purchase at $12.67$103,047
Mar 5 2014
PBFPbf Energy Inc.O Malley Thomas DExecutive Chairman10,000Purchase at $25.30$252,988
MMar 3 2014
TPREThird Point Reinsurance Ltd.Targoff Joshua L.Director40,000Purchase at $15.09$603,428
Mar 4 2014
STFCState Auto Financial CorpState Automobile Mutual Insurance Co10% Owner6,100Purchase at $20.99$128,018
Mar 5 2014
AWKAmerican Water Works Company, Inc.Evanson Paul JDirector5,000Purchase at $44.49$222,450
Mar 5 2014
SPHSuburban Propane Partners LPDunn Michael J JrPresident, CEO5,000Purchase at $41.13$205,650
Mar 3 2014
NHFNexpoint Credit Strategies FundHighland Capital Management LPAffiliated RIA41,617Purchase at $11.12$462,781
Mar 4 2014
RDCRowan Companies PlcHix Thomas RDirector5,000Purchase at $32.76$163,800
MFeb 28 2014
AINVApollo Investment CorpLoeb Jeanette WDirector13,500Purchase at $8.62$116,370
Mar 5 2014
UIHCUnited Insurance Holdings Corp.Hudson Sherrill WDirector30,000Purchase at $12.50$375,006
MFeb 28 2014
CLGXCorelogic, Inc.Studenmund Jaynie MDirector10,064Purchase at $32.92$331,320
MFeb 28 2014
XONIntrexon CorpFrost Gregory IanSVP--Health Sector100,000Purchase at $25.95$2,594,853
MFeb 28 2014
TSSITss, Inc.Woodward Peter HDirector1,403,509Purchase at $0.35$491,228
Mar 3 2014
LIQDLiquid Holdings Group, Inc.Ferdinand BrianHead of Corporate Strategy, 10% Owner153,413Purchase at $5.18$794,050
Feb 28 2014
QEPQep Resources, Inc.Oconnor Thomas CDirector5,000Purchase at $28.91$144,550
Feb 28 2014
QEPQep Resources, Inc.Heinemann RobertDirector7,200Purchase at $28.70$206,640
Aug 14 2013
WPTWorld Point Terminals, LPFenton Kenneth ESEE REMARKS6,000Purchase at $20.00$120,000
Aug 14 2013
WPTWorld Point Terminals, LPNovelly Paul ASEE REMARKS300,000Purchase at $20.00$6,000,000
MFeb 28 2014
TTSTile Shop Holdings, Inc.Kamin Peter HDirector95,600Purchase at $15.56$1,487,219
MFeb 28 2014
WSHWillis Group Holdings PlcUbben Jeffrey WSee Remarks, 10% Owner207,900Purchase at $40.97$8,518,478
Feb 28 2014
CHKChesapeake Energy CorpRyan Thomas LDirector10,000Purchase at $25.87$258,700
Mar 3 2014
AHHArmada Hoffler Properties, Inc.Haddad Louis SPresident, CEO25,000Purchase at $9.94$248,500
Mar 3 2014
VNOVornado Realty TrustMinutoli RobertEVP - Retail2,000Purchase at $96.65$193,303
Mar 3 2014
WESWestern Gas Partners LPAnadarko Petroleum Corp10% Owner308,490Purchase at $60.78$18,750,022
MMar 4 2014
UIHCUnited Insurance Holdings Corp.Salmon KimberlyGeneral Counsel16,479Purchase at $14.00$230,715
Mar 3 2014
CMLSCumulus Media IncHannan Joseph PatrickSVP, Treasurer, CFO25,000Purchase at $6.35$158,750
Feb 28 2014
FLTXFleetmatics Group PlcFlett AndrewDirector10,000Purchase at $36.98$369,800
Mar 3 2014
PKGPackaging Corp of AmericaSouleles Thomas SDirector6,000Purchase at $72.73$436,398
Mar 3 2014
KCGKcg Holdings, Inc.Jefferies LLC6,000,000Purchase at $11.00$66,000,000
Mar 3 2014
OZRKBank of the Ozarks IncBrown Nicholas ADirector1,600Purchase at $62.85$100,554
Mar 3 2014
FFINFirst Financial Bankshares IncTrotter JohnnyDirector2,000Purchase at $59.62$119,240
Feb 28 2014
UIHCUnited Insurance Holdings Corp.Poitevint Alec IIDirector80,000Purchase at $12.50$1,000,008

A Amended filing (a previous filing had an error)
D Derivative transaction exists (usually option exercise)
M Multiple transactions summarized; earliest reported transaction date and weighted average transaction price
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S - SaleSale of securities on an exchange or to another person
S - Sale on exerciseSale of securities on an exchange or to another person (after option exercise)
F - OptEx/tax paymentPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person