Latest Insider Purchases $100k -

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500 results for APO RCII ITRI RXN IMPV AN ASFI LCI DM TSO EDIT DCOM ZION GBCI CFR CCD RIT HEAR OPK CONN PBY CRR FSFR BKS LE APPF NSH WWD DST KEY CLI RJF BH GSBD MFRM FTF MCCX TGI AXDX UBSI PAYM BVSN SMLP NOG VTVT URI MB CIT BCRX STAA EMG BPFH MATW FISI FAV AA RDN TSS PSX AMID ABTX UHAL BID ARIA MCK PB NCOM TUP IBTX GNBC AMP GFN LOB UA INSM MSM RCAR LLY PCH PGR ALNY THMG PEIX UTX SHLD GLPW STX PACW GE ACAT TLMR NYCB CETV PCRX PII LTXB RES LEU HBAN QCOM CNMD UPLD APD IMH CR HBHC AGRX FHN SEIC AROC APOG RVUE NUUU ISCA CBU AXP DSU DHG KHI BMTC SXC CASI SFNC WBS BLTA FAST SNAK MTG MG LM HH MBVT IBIO KMI TCBI AQXP SHLM KRO APC SSRG MU UBA RDUS DHY WYNN LAWS TUES BTX SHOS ARRY KYN XNPT DFRG EUSP PNC FUND OMN C FSNN YUME WLB AWGI BANF CCG AYTU SCHW LOV CLMS AYR LCUT NC MDLY FSAM ACRS SRG CVGI HOS FMO TNGO GST REPR ESTE BNED NA JMP STRP SCOR MDCRE SMRT XCRA CNX ESPR SCCO JPM CNBKA TAT VYGR RT LIOX ARDX APRI CEQP STRM REGN ARNI FSIC FMCB CSWC HCAP WBA EXAS AEO JASN IDI EPZM XONE AMRC BGB DRRX CEN GRNE - Yahoo - Tradingview - Stocktwits - SEC

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Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2016-02-04
APOApollo Global Management LLCKraft Robert KDirP - Purchase$13.27+20,000250,860+9%+$265,4580000
D
2016-02-05
RCIIRent A Center Inc DeDavis Robert DaleCEOP - Purchase$10.66+10,000124,666+9%+$106,5960000
M
2016-02-04
ITRIItron Inc /wa/Scopia Capital Management LP10%P - Purchase$34.66+88,6133,878,852+2%+$3,071,7070000
D
2016-02-04
RXNRexnord CorpJones Paul WDirP - Purchase$17.15+20,00050,000+67%+$342,9180000
2016-02-08
IMPVImperva IncPimentel Albert ADirP - Purchase$38.93+5,00059,475+9%+$194,6740000
2016-02-04
ANAutonation, Inc.Cascade Investment, L.L.C.10%P - Purchase$46.26+273,95117,123,616+2%+$12,673,1620000
2016-02-04
ASFIAsta Funding IncMangrove Partners Master Fund, Ltd.P - Purchase$7.25+255,5731,759,718+17%+$1,852,9040000
2016-02-05
LCILannett Co IncFarber JeffreyDirP - Purchase$24.48+5,0002,417,0930%+$122,4000000
2016-02-05
LCILannett Co IncBedrosian Arthur PCEOP - Purchase$24.91+4,500618,016+1%+$112,0950000
M
2016-02-04
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$27.65+9,55350,196,7720%+$264,1100000
2016-02-05
TSOTesoro Corp /new/Sterin StevenEVP, CFOP - Purchase$78.17+1,2825,792+28%+$100,2110000
D
2016-02-08
EDITEditas Medicine, Inc.Flynn James EPossible Member of 10% Group, 10%P - Purchase$16.00+100,0001,809,400+6%+$1,600,0000000
2016-02-04
DCOMDime Community Bancshares IncVolino RobertEVPP - Purchase$16.41+6,09447,772+15%+$100,0030000
2016-02-08
ZIONZions Bancorporation /ut/Quinn Stephen DDirP - Purchase$21.81+100,000106,884>999%+$2,181,0900000
2016-02-04
GBCIGlacier Bancorp IncHerron Dallas IChairman of the BoardP - Purchase$24.07+5,00055,896+10%+$120,3500000
2016-02-05
CFRCullen/frost Bankers, Inc.Evans Richard W JrCOB, CEOP - Purchase$48.93+40,000481,792+9%+$1,957,2000000
2016-02-05
CFRCullen/frost Bankers, Inc.Avery ChrisDirP - Purchase$48.51+5,0005,000New+$242,5500000
2016-02-05
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.25+7,600976,093+1%+$123,4850000
M
2016-02-04
RITLmp Real Estate Income Fund Inc.Bulldog Investors General Partnership10%P - Purchase$12.58+35,628123,991+40%+$448,1660000
M
2016-02-04
RITLmp Real Estate Income Fund Inc.Bulldog Investors, LLC10%P - Purchase$12.58+35,6282,114,437+2%+$448,1660000
2016-02-05
HEARTurtle Beach CorpDoornink Revocable Living Trust, Dated 12/17/96, As AmendedMember of 10% owner groupP - Purchase$1.00+500,0001,516,036+49%+$500,0000000
2016-02-05
HEARTurtle Beach CorpStark Juergen M.CEO, PresP - Purchase$1.00+150,000236,500+173%+$150,0000000
2016-02-05
HEARTurtle Beach CorpSg Vtb Holdings, LLCMember of 10% owner group, 10%P - Purchase$1.00+2,500,00017,938,830+16%+$2,500,0000000
2016-02-05
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$8.24+18,000182,147,8560%+$148,2330000
M
2016-02-03
CONNConns IncAnchorage Capital Group, L.L.C.10%P - Purchase$13.88+898,3014,518,958+25%+$12,468,9100000
2016-02-03
PBYPep Boys Manny Moe & JackIcahn Carl C10%P - Purchase$18.50+39,347,28245,905,365+600%+$727,924,7170000
M
2016-02-03
CRRCarbo Ceramics IncMorris William CDir, 10%P - Purchase$16.23+38,0002,999,822+1%+$616,5520000
M
2016-02-04
FSFRFifth Street Senior Floating Rate Corp.Berman Bernard DDirP - Purchase$7.68+20,00037,000+118%+$153,5700000
M
2016-02-03
BKSBarnes & Noble IncAbrams Capital Management, L.P.10%P - Purchase$8.00+1,694,50310,362,409+20%+$13,560,2230000
2016-02-03
LELands' End, Inc.Lampert Edward S10%P - Purchase$20.43+5,86917,185,2020%+$119,9320000
M
2016-02-03
APPFAppfolio IncStad Marc10%P - Purchase$13.01+158,6521,129,107+16%+$2,064,8130000
M
2016-02-03
NSHNustar Gp Holdings, LLCGreehey William EDir, 10%P - Purchase$16.11+53,4008,665,115+1%+$860,2010000
M
2016-02-03
WWDWoodward, Inc.Donovan PaulDirP - Purchase$44.59+2,60039,566+7%+$115,9270000
2016-02-03
ANAutonation, Inc.Cascade Investment, L.L.C.10%P - Purchase$44.05+630,99916,849,665+4%+$27,798,2190000
2016-02-04
DSTDst Systems IncHaldeman Charles EP - Purchase$103.38+5,00012,689+65%+$516,8860000
2016-02-01
KEYKeycorp /new/Parneros DemosDirP - Purchase$11.07+10,00014,000+250%+$110,7000000
2016-02-04
CLIMack Cali Realty CorpCardoso RicardoEVP, Chief Investment OfficerP - Purchase$19.54+23,00035,000+192%+$449,4680000
2016-02-03
RJFRaymond James Financial IncGodbold Francis SVice COBP - Purchase$40.94+20,000204,497+11%+$818,8800000
2016-02-03
BHBiglari Holdings Inc.Biglari, SardarCOB, CEO, 10%P - Purchase$383.99+8541,037,0570%+$327,9270000
M
2016-02-03
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$17.99+20,4536,302,3450%+$367,9730000
2016-02-03
MFRMMattress Firm Holding Corp.Childs John WDir, 10%P - Purchase$35.75+559,44013,058,627+4%+$19,999,9800000
AM
2016-02-02
FTFFranklin Ltd Duration Income TrustSaba Capital Management, L.P.10%P - Purchase$10.55+44,5283,223,510+1%+$469,8550000
E
2016-02-02
MCCXMcOrpcx, Inc.Guidi AlexDirP - Purchase$0.75+800,0003,062,302+35%+$600,0000000
2016-02-03
TGITriumph Group IncIll Richard CDirP - Purchase$23.95+18,000442,104+4%+$431,1720000
2016-02-04
AXDXAccelerate Diagnostics, IncSchuler Jack WDir, 10%P - Purchase$12.98+10,00013,342,7100%+$129,8000000
2016-02-04
UBSIUnited Bankshares Inc/wvConverse Peter ADirP - Purchase$33.99+19,700619,913+3%+$669,5710000
2016-02-02
PAYMPaymeon, Inc.Cespedes Edward ACEO, 10%P - Purchase$0.20+994,4211,864,142+114%+$198,8840000
M
2016-02-02
BVSNBroadvision IncEsw Capital, LLC10%P - Purchase$6.00+19,820752,120+3%+$118,8420000
M
2016-02-02
FSFRFifth Street Senior Floating Rate Corp.Tannenbaum Leonard M10%P - Purchase$7.58+88,2103,033,086+3%+$668,6240000
M
2016-02-02
SMLPSummit Midstream Partners, LPEnergy Capital Partners Ii, LLCDir, 10%P - Purchase$17.39+178,7257,169,004+3%+$3,107,7060000
M
2016-02-02
NOGNorthern Oil & Gas, Inc.Rowling Robert B.10%P - Purchase$3.05+361,12610,465,455+4%+$1,102,1970000
2016-02-04
VTVTVtv Therapeutics Inc.Perelman Ronald O10%P - Purchase$6.05+20,0001,960,666+1%+$121,0300000
2016-02-03
URIUnited Rentals Inc /deBritell Jenne KDirP - Purchase$46.90+2,20030,288+8%+$103,1870000
M
2016-02-02
MBMindbody, Inc.Abdiel Capital Management, LLC10%P - Purchase$10.94+63,4982,127,656+3%+$694,6850000
2016-02-04
CITCit Group IncThain John ACOB, CEOP - Purchase$27.31+50,000543,984+10%+$1,365,5000000
2016-02-04
CITCit Group IncAlemany Ellen RVice COBP - Purchase$27.32+19,00087,656+28%+$519,0230000
2016-02-04
CITCit Group IncMnuchin Steven TVice COBP - Purchase$27.77+114,6232,236,693+5%+$3,183,2760000
2016-02-04
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.38+7,600968,493+1%+$124,4950000
M
2016-02-02
BCRXBiocryst Pharmaceuticals IncBaker Bros. Advisors LP10%P - Purchase$6.43+207,71515,018,285+1%+$1,336,5860000
M
2016-02-02
STAAStaar Surgical CoBroadwood Partners LP10%P - Purchase$6.40+121,59919,569,568+1%+$778,8120000
M
2016-02-02
EMGEmergent Capital, Inc.Chadwick James MDirP - Purchase$4.36+95,000298,952+47%+$414,5430000
2016-02-02
BPFHBoston Private Financial Holdings IncGriffin CoreyCEO Boston Private Wealth LLCP - Purchase$10.02+10,82026,334+70%+$108,4160000
M
2016-02-02
TGITriumph Group IncCrowley Daniel JPres, CEOP - Purchase$25.51+250,000250,000New+$6,376,7910000
M
2016-02-02
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$25.72+48,87550,187,2190%+$1,257,2360000
2016-02-03
MATWMatthews International CorpGarcia Tunon AlvaroDirP - Purchase$47.00+2,50019,513+15%+$117,5000000
2016-02-02
FISIFinancial Institutions IncBirmingham Martin KearneyPres, CEOP - Purchase$26.64+9,25496,535+11%+$246,5270000
M
2016-02-02
RITLmp Real Estate Income Fund Inc.Bulldog Investors General Partnership10%P - Purchase$12.54+68,157122,700+125%+$854,6840000
M
2016-02-02
RITLmp Real Estate Income Fund Inc.Bulldog Investors, LLC10%P - Purchase$12.54+68,1572,078,809+3%+$854,6840000
M
2016-02-02
FAVFirst Trust Dividend & Income FundBulldog Investors, LLC10%P - Purchase$7.64+33,685943,652+4%+$257,3410000
2016-02-02
AAAlcoa Inc.Collins Arthur D JrDirP - Purchase$6.93+50,00050,000New+$346,4200000
2016-02-03
AXDXAccelerate Diagnostics, IncSchuler Jack WDir, 10%P - Purchase$13.09+50,10013,332,7100%+$655,8090000
2016-02-03
RDNRadian Group IncIbrahim Sanford ACEOP - Purchase$10.11+25,000206,825+14%+$252,6730000
2016-02-03
RDNRadian Group IncJackson Catherine MarySVP, Chief Accounting OfficerP - Purchase$10.19+34,00061,673+123%+$346,4600000
2016-02-03
RDNRadian Group IncBrummer DerekEVP, Chief Risk OfficerP - Purchase$10.25+14,00024,913+128%+$143,5000000
2016-02-03
TSSTotal System Services IncCloninger Kriss IIIDirP - Purchase$38.80+3,00024,980+14%+$116,4000000
2016-02-03
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.70+15,400182,124,4560%+$118,5920000
M
2016-02-01
PSXPhillips 66Berkshire Hathaway Inc10%P - Purchase$77.99+1,691,15373,984,463+2%+$131,894,5240000
M
2016-02-01
AMIDAmerican Midstream Partners, LPArclight Energy Partners Fund V, L.P.SEE REMARKS, 10%P - Purchase$7.59+195,8753,269,240+6%+$1,486,4420000
A
2016-01-28
ABTXAllegiance Bancshares, Inc.Martinez GeorgeCOB, CEOP - Purchase$16.95+6,0006,000New+$101,7000000
2016-02-03
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.40+7,600960,893+1%+$124,6620000
E
2016-02-01
UHALAmerco /nv/Willow Grove Holdings LP10%P - Purchase$38.64+8,307,5848,307,584New+$321,044,2330000
M
2016-02-02
BIDSothebysReza OlivierDirP - Purchase$23.00+10,00030,000+50%+$230,0410000
2016-02-01
ARIAAriad Pharmaceuticals IncPanayiotopoulos ParisPres, CEOP - Purchase$4.91+61,09961,099New+$299,9960000
M
2016-02-01
CRRCarbo Ceramics IncMorris William CDir, 10%P - Purchase$15.26+38,0002,961,822+1%+$579,6900000
2016-02-02
MCKMcKesson CorpSalka Susan RDirP - Purchase$156.21+1,0001,000New+$156,2110000
2016-02-02
PBProsperity Bancshares IncTimanus H E JrVice COBP - Purchase$40.30+3,000370,033+1%+$120,9000000
M
2016-02-01
NCOMNational Commerce CorpVandevelde Russell H IVDirP - Purchase$22.75+6,000127,663+5%+$136,5000000
2016-02-02
TUPTupperware Brands CorpCloninger Kriss IIIDirP - Purchase$44.80+2,50031,640+9%+$112,0000000
A
2016-02-02
IBTXIndependent Bank Group, Inc.Smith G StacyDirP - Purchase$28.48+4,30061,714+7%+$122,4760000
2016-02-02
GNBCGreen Bancorp, Inc.Mehos Manuel JCOB, CEOP - Purchase$6.91+32,600362,600+10%+$225,1450000
2016-02-02
GNBCGreen Bancorp, Inc.Greenwade Geoffrey D.PresP - Purchase$6.92+14,46549,606+41%+$100,0750000
D
2016-02-01
AMPAmeriprise Financial IncSarles H JayDirP - Purchase$89.52+2,00012,609+19%+$179,0340000
2016-02-01
GFNGeneral Finance CorpGagnon Neil10%P - Purchase$60.50+28,17128,171New+$1,704,3460000
AD
2015-12-09
LOBLive Oak Bancshares, Inc.Jackson DonDirP - Purchase$13.49+16,78780,618+26%+$226,4570000
2016-02-01
UAUnder Armour, Inc.Katz KarenP - Purchase$83.68+2,0006,900+41%+$167,3600000
2016-02-01
INSMInsmed IncLewis WilliamPres, CEOP - Purchase$13.34+50,00096,972+106%+$667,0000000
M
2016-02-01
MSMMsc Industrial Direct Co IncKelly Denis FDirP - Purchase$64.96+2,0009,174+28%+$129,9190000
D
2016-02-02
RCARRenovacare, Inc.Rayat Harmel S10%P - Purchase$0.46+2,173,91344,550,713+5%+$1,000,0000000
M
2016-02-01
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$18.01+20,3056,281,8920%+$365,7370000
2016-02-01
LLYLilly Eli & CoTai Jackson PDirP - Purchase$78.62+3,17039,752+9%+$249,2250000
2016-02-02
PCHPotlatch CorpPeiros LarryDirP - Purchase$28.00+5,0008,750+133%+$140,0000000
2016-02-01
PGRProgressive Corp/oh/Auer John FPres, CEO - ARX, ASIP - Purchase$30.28+50,000106,003+89%+$1,513,8350000
2016-02-02
AXDXAccelerate Diagnostics, IncSchuler Jack WDir, 10%P - Purchase$13.46+20,00013,282,6100%+$269,2000000
2016-02-02
GBCIGlacier Bancorp IncSemmens Mark JDirP - Purchase$23.25+8,0008,000New+$186,0000000
2016-02-02
TGITriumph Group IncHickton Dawne SDirP - Purchase$24.98+5,0005,000New+$124,8900000
2016-02-02
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.74+35,800182,109,0560%+$277,1350000
2016-02-01
ALNYAlnylam Pharmaceuticals, Inc.Sanofi10%P - Purchase$69.75+205,03010,256,633+2%+$14,300,8430000
2016-01-29
IBTXIndependent Bank Group, Inc.Smith G StacyDirP - Purchase$28.48+4,300212,521+2%+$122,4760000
M
2016-01-29
BHBiglari Holdings Inc.Biglari, SardarCOB, CEO, 10%P - Purchase$382.35+3,7711,036,2030%+$1,441,8340000
2016-01-29
URIUnited Rentals Inc /deRoof Donald CDirP - Purchase$46.85+4,50026,254+21%+$210,8480000
2016-01-29
ANAutonation, Inc.Mikan George Lawrence IIIDirP - Purchase$43.03+4,50018,759+32%+$193,6540000
2016-01-22
THMGThunder Mountain Gold IncBeckman Paul AlbertInvestor Relations, 10%P - Purchase$0.05+3,500,0007,266,941+93%+$175,0000000
M
2016-01-29
PEIXPacific Ethanol, Inc.Candlewood Investment Group, LP10%P - Purchase$3.30+1,322,5234,341,251+44%+$4,366,4980000
2016-01-29
CFRCullen/frost Bankers, Inc.Alvarez CarlosDirP - Purchase$47.24+40,000370,000+12%+$1,889,6000000
2016-02-02
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.41+7,600953,293+1%+$124,7330000
2016-02-02
UTXUnited Technologies Corp /de/Reynolds Fredric GDirP - Purchase$86.20+12,00013,225+980%+$1,034,4000000
M
2016-01-29
SHLDSears Holdings CorpBerkowitz Bruce R10%P - Purchase$17.40+36,60028,543,2480%+$636,7740000
AM
2016-01-27
GLPWGlobal Power Equipment Group Inc.Wynnefield Partners Small Cap Value LP I10%P - Purchase$2.51+165,0003,087,718+6%+$413,8610000
2016-01-29
GLPWGlobal Power Equipment Group Inc.Wynnefield Partners Small Cap Value LP I10%P - Purchase$2.50+80,0003,167,718+3%+$200,0000000
M
2016-01-29
APPFAppfolio IncStad Marc10%P - Purchase$12.98+20,817970,455+2%+$270,2840000
2016-02-02
STXSeagate Technology PlcBrace Philip GPres, CSESP - Purchase$29.10+5,00014,930+50%+$145,5000000
2016-02-02
STXSeagate Technology PlcLuczo Stephen JCOB, CEOP - Purchase$30.17+200,0001,626,969+14%+$6,034,4300000
M
2016-01-29
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$26.62+34,92950,138,3440%+$929,8420000
2016-02-01
PACWPacwest BancorpStine Robert ADirP - Purchase$36.29+5,50037,204+17%+$199,5940000
2016-02-01
GEGeneral Electric CoDimitrief AlexanderSVPP - Purchase$29.00+30,612113,780+37%+$887,7480000
D
2016-01-29
ACATArctic Cat IncPuishys Joseph F.DirP - Purchase$10.66+10,00019,671+103%+$106,6000000
AM
2016-01-29
FTFFranklin Ltd Duration Income TrustSaba Capital Management, L.P.10%P - Purchase$10.67+19,2363,178,982+1%+$205,1630000
2016-02-02
TLMRTalmer Bancorp, Inc.Provost David TPres, Chief Exec OfficerP - Purchase$16.23+30,500757,372+4%+$494,9390000
2016-02-01
PCHPotlatch CorpDickey Boh ADirP - Purchase$28.68+5,00020,000+33%+$143,3990000
2016-02-02
TLMRTalmer Bancorp, Inc.Torgow GaryCOBP - Purchase$16.23+30,500746,890+4%+$494,9390000
2016-02-02
TLMRTalmer Bancorp, Inc.Klaeser Dennis LCFOP - Purchase$16.16+64,800153,350+73%+$1,047,1680000
M
2016-01-29
FAVFirst Trust Dividend & Income FundBulldog Investors, LLC10%P - Purchase$7.69+58,342909,967+7%+$448,7530000
M
2016-01-29
RITLmp Real Estate Income Fund Inc.Bulldog Investors General Partnership10%P - Purchase$12.55+11,1102,010,352+1%+$139,4590000
M
2016-01-29
RITLmp Real Estate Income Fund Inc.Bulldog Investors, LLC10%P - Purchase$12.55+11,1102,010,652+1%+$139,4590000
2016-02-01
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.86+16,200182,073,2560%+$127,2880000
2016-02-01
NYCBNew York Community Bancorp IncCiampa DominickDirP - Purchase$15.28+10,000711,735+1%+$152,8000000
DM
2016-01-28
CETVCentral European Media Enterprises LtdTcs Capital Management LLC10%P - Purchase$2.51+194,21416,672,681+1%+$487,3990000
2016-01-29
PCRXPacira Pharmaceuticals, Inc.Braunstein ScottSVP, Strategy, Corp. Dev.P - Purchase$58.92+2,0002,000New+$117,8400000
M
2016-01-28
SMLPSummit Midstream Partners, LPEnergy Capital Partners Ii, LLCDir, 10%P - Purchase$18.44+164,5536,990,279+2%+$3,035,1600000
M
2016-01-28
FSFRFifth Street Senior Floating Rate Corp.Tannenbaum Leonard M10%P - Purchase$7.60+93,7712,944,876+3%+$712,7050000
D
2016-01-29
PIIPolaris Industries Inc/mnKingsley Lawrence DDirP - Purchase$72.00+6,9256,925New+$498,6000000
M
2016-01-28
NOGNorthern Oil & Gas, Inc.Rowling Robert B.10%P - Purchase$3.14+455,60110,104,329+5%+$1,430,3110000
D
2016-01-29
AMIDAmerican Midstream Partners, LPArclight Energy Partners Fund V, L.P.SEE REMARKS, 10%P - Purchase$8.10+108,6003,073,365+4%+$879,6600000
2016-02-01
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.45+7,600945,693+1%+$124,9900000
2016-01-29
LTXBLegacytexas Financial Group, Inc.Acosta ArciliaDirP - Purchase$19.52+5,12522,618+29%+$100,0250000
M
2016-01-28
STAAStaar Surgical CoBroadwood Partners LP10%P - Purchase$6.48+65,98319,326,3700%+$427,6350000
2016-01-29
ZIONZions Bancorporation /ut/Simmons Harris HCOB, PresP - Purchase$22.67+50,0001,217,740+4%+$1,133,4160000
M
2016-01-28
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$18.36+21,8006,261,5870%+$400,3580000
AM
2014-12-05
RESRpc IncRollins Gary WDir, 10%P - Purchase$12.21+665,400150,390,8170%+$8,122,4510000
M
2016-01-12
LEUCentrus Energy CorpBawabeh Morris10%P - Purchase$1.08+172,4732,745,716+7%+$185,8730000
M
2015-10-13
LEUCentrus Energy CorpBawabeh Morris10%P - Purchase$2.09+187,0013,543,140+6%+$391,5120000
M
2015-07-21
LEUCentrus Energy CorpBawabeh Morris10%P - Purchase$3.37+200,4001,890,400+12%+$676,0470000
M
2015-07-08
LEUCentrus Energy CorpBawabeh Morris10%P - Purchase$3.98+84,7762,427,174+4%+$337,6030000
2016-02-01
HBANHuntington Bancshares Inc/mdEndres Michael JDirP - Purchase$8.69+30,000340,173+10%+$260,7000000
2016-02-01
HBANHuntington Bancshares Inc/mdMcCullough Howell D. IIICFO, Sr EVPP - Purchase$8.60+25,000260,045+11%+$215,1200000
2016-01-29
QCOMQualcomm Inc/deModoff BrianEVP, Strategy, M, AP - Purchase$44.76+2,5002,500New+$111,8910000
2016-01-29
CNMDConmed CorpHartman Curt RPres, CEOP - Purchase$36.32+5,00027,529+22%+$181,6210000
M
2016-01-26
UPLDUpland Software, Inc.Esw Capital, LLC10%P - Purchase$6.93+26,5104,227,709+1%+$183,6360000
2016-02-01
HBANHuntington Bancshares Inc/mdSteinour Stephen DPres, CEO, COBP - Purchase$8.57+100,0003,626,067+3%+$857,0640000
2016-01-29
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.34+7,600938,093+1%+$124,1650000
2016-02-01
APDAir Products & Chemicals Inc /de/Ghasemi SeifiCOB, Pres, CEOP - Purchase$126.35+50,000314,918+19%+$6,317,6680000
M
2016-01-27
PSXPhillips 66Berkshire Hathaway Inc10%P - Purchase$77.94+2,541,34672,293,310+4%+$198,070,2210000
DM
2016-01-26
IMHImpac Mortgage Holdings IncPickup Richard H/10%P - Purchase$13.25+30,0001,724,229+2%+$397,4410000
D
2016-01-28
CRCrane Co /de/Mitchell Max HPres, CEOP - Purchase$46.10+6,00093,787+7%+$276,5890000
M
2016-01-27
GLPWGlobal Power Equipment Group Inc.Wynnefield Partners Small Cap Value LP I10%P - Purchase$2.69+165,0003,087,718+6%+$444,1390000
M
2016-01-27
BCRXBiocryst Pharmaceuticals IncBaker Bros. Advisors LP10%P - Purchase$6.95+88,34514,810,570+1%+$613,9860000
2016-01-29
ABTXAllegiance Bancshares, Inc.Martinez GeorgeCOB, CEOP - Purchase$16.95+6,0006,000New+$101,7000000
2016-01-28
ABTXAllegiance Bancshares, Inc.Retzloff Steven F.PresP - Purchase$17.03+11,8826,000-202%+$202,3670000
2016-01-28
ABTXAllegiance Bancshares, Inc.Reiser Thomas ADirP - Purchase$17.56+11,999798-107%+$210,7010000
2016-01-28
HBHCHancock Holding CoExnicios Joseh SPres - Whitney BankP - Purchase$23.62+9,22036,677+34%+$217,7760000
2016-01-29
TSSTotal System Services IncBlanchard James HDirP - Purchase$40.01+12,500224,046+6%+$500,1490000
2016-01-27
AGRXAgile Therapeutics IncMoorin Jay10%P - Purchase$6.35+393,7005,062,363+8%+$2,499,9950000
M
2016-01-27
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$27.04+26,85050,103,4150%+$726,0170000
2016-01-28
FHNFirst Horizon National CorpCompton John CDirP - Purchase$12.63+8,00069,967+13%+$101,0400000
2016-01-29
TSSTotal System Services IncIsaac William MDirP - Purchase$38.62+5,2008,549+155%+$200,8400000
2016-01-29
TSSTotal System Services IncMcDaniel Connie DDirP - Purchase$38.57+3,0006,349+90%+$115,7100000
M
2016-01-27
FAVFirst Trust Dividend & Income FundBulldog Investors, LLC10%P - Purchase$7.52+21,262851,625+3%+$159,8960000
2016-01-29
SEICSei Investments CoGuarino CarlDirP - Purchase$37.91+6,5926,592New+$249,9030000
M
2016-01-27
AROCArchrock, Inc.Carlson Capital L P10%P - Purchase$5.55+442,0688,594,816+5%+$2,453,6940000
2016-01-28
ZIONZions Bancorporation /ut/Burdiss Paul E.EVPP - Purchase$22.16+25,00060,855+70%+$554,1140000
2016-01-28
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.09+7,700930,493+1%+$123,9230000
2016-01-27
APOGApogee Enterprises, Inc.Klein John AlfredSVP Ops, Supply Chain MgmtP - Purchase$39.17+5,00020,644+32%+$195,8500000
2016-01-28
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.71+32,800182,057,0560%+$252,7970000
M
2016-01-26
BHBiglari Holdings Inc.Biglari, SardarCOB, CEO, 10%P - Purchase$369.42+3,6941,032,4320%+$1,364,6220000
2016-01-26
RVUERvue Holdings, Inc.Acorn Composite Corp10%P - Purchase$0.01+20,769,23166,876,490+45%+$270,0000000
2016-01-26
RVUERvue Holdings, Inc.Roche Robert W.Dir, 10%P - Purchase$0.01+20,769,231103,864,701+25%+$270,0000000
M
2016-01-26
AMIDAmerican Midstream Partners, LPArclight Energy Partners Fund V, L.P.Dir, 10%P - Purchase$7.22+325,8001,615,156+25%+$2,352,2760000
2016-01-27
NUUURejuvel Bio-Sciences, Inc.Scimeca Charles JPres, CEO, Treas, Secretary, 10%P - Purchase$10.00+15,00015,000New+$150,0000000
D
2016-01-27
HBHCHancock Holding CoSchloegel George AAdvisory Director/Whitney BankP - Purchase$22.16+6,720547,012+1%+$148,9050000
D
2016-01-27
ISCAInternational Speedway CorpBrown Hyatt JDirP - Purchase$33.05+10,00041,402+32%+$330,4600000
M
2016-01-26
APPFAppfolio IncKeenan Capital, LLC10%P - Purchase$13.18+150,0001,050,000+17%+$1,977,5000000
M
2016-01-26
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$18.42+21,8006,239,7870%+$401,5750000
2016-01-21
CBUCommunity Bank System, Inc.Parente JohnDirP - Purchase$35.10+8,60093,947+10%+$301,8490000
2016-01-26
AXPAmerican Express CoWilliams Ronald ADirP - Purchase$55.51+18,04059,125+44%+$1,001,3100000
A
2016-01-25
DSUBlackrock Debt Strategies Fund, Inc.Saba Capital Management, L.P.10%P - Purchase$3.18+100,00020,395,6900%+$318,0000000
A
2016-01-26
DHGDeutsche High Income Opportunities Fund, Inc.Saba Capital Management, L.P.10%P - Purchase$12.65+15,3901,941,120+1%+$194,6840000
AM
2016-01-25
KHIDeutsche High Income TrustSaba Capital Management, L.P.10%P - Purchase$7.73+29,2782,225,409+1%+$226,4240000
AM
2016-01-25
FTFFranklin Ltd Duration Income TrustSaba Capital Management, L.P.10%P - Purchase$10.54+65,1653,159,746+2%+$686,7740000
2016-01-27
BMTCBryn Mawr Bank CorpMurdoch BrittonDirP - Purchase$25.50+5,00028,673+21%+$127,5000000
M
2016-01-26
RITLmp Real Estate Income Fund Inc.Bulldog Investors, LLC10%P - Purchase$12.42+8,5001,999,5420%+$105,5980000
2016-01-27
SXCSuncoke Energy, Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$2.35+262,7127,627,496+4%+$616,9950000
M
2016-01-26
RITLmp Real Estate Income Fund Inc.Bulldog Investors General Partnership10%P - Purchase$12.42+8,500184,398+5%+$105,5980000
2016-01-27
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.85+39,800182,024,2560%+$312,2670000
D
2013-03-07
CASICasi Pharmaceuticals, Inc.Idg-Accel China Growth Fund III L.P.10%P - Purchase$2.40+1,041,6665,452,385+24%+$2,499,9980000
2016-01-26
SFNCSimmons First National CorpMakris George JrCOB, CEOP - Purchase$41.07+10,000137,030+8%+$410,7000000
M
2016-01-25
SMLPSummit Midstream Partners, LPEnergy Capital Partners Ii, LLCDir, 10%P - Purchase$17.39+170,1806,825,726+3%+$2,959,2160000
2016-01-26
WBSWebster Financial CorpFlynn Elizabeth EDirP - Purchase$32.26+6,50011,071+142%+$209,6900000
M
2016-01-25
STAAStaar Surgical CoBroadwood Partners LP10%P - Purchase$6.63+239,01319,194,404+1%+$1,585,8000000
2016-01-14
BLTABaltia Air Lines IncBolanos Vick LuisDirP - Purchase$0.00+125,000,000699,254,501+22%+$125,0000000
M
2016-01-25
SHLDSears Holdings CorpBerkowitz Bruce R10%P - Purchase$16.95+39,50028,506,6480%+$669,7150000
2016-01-27
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.08+7,700922,793+1%+$123,7900000
2016-01-26
BIDSothebysReza OlivierDirP - Purchase$22.65+10,00020,000+100%+$226,5000000
A
2015-07-24
FASTFastenal CoPolipnick Gary A.EVPP - Purchase$40.03+2,50059,307+4%+$100,0750000
2016-01-26
SNAKInventure Foods, Inc.King Luther Capital Management Corp10%P - Purchase$5.73+52,6852,149,666+3%+$301,8220000
2016-01-25
KEYKeycorp /new/Mooney Beth ECOB, CEOP - Purchase$11.22+20,000500,220+4%+$224,4000000
2016-01-25
KEYKeycorp /new/Hipple Richard JDirP - Purchase$11.10+10,00013,145+318%+$111,0000000
D
2016-01-27
MTGMgic Investment CorpHolt Timothy ADirP - Purchase$6.38+20,00020,000New+$127,6300000
2016-01-26
KEYKeycorp /new/Gisel William G JrDirP - Purchase$10.86+13,00017,900+265%+$141,1800000
2016-01-26
KEYKeycorp /new/Gillis Ruth Ann MDirP - Purchase$11.04+12,90024,600+110%+$142,4160000
2016-01-25
KEYKeycorp /new/Dallas H JamesDirP - Purchase$11.21+12,90049,508+35%+$144,6090000
2016-01-25
KEYKeycorp /new/Cutler Alexander MDirP - Purchase$11.21+15,00035,000+75%+$168,1500000
2016-01-25
KEYKeycorp /new/Cooley Charles PDirP - Purchase$10.95+15,00020,000+300%+$164,2500000
2016-01-26
KEYKeycorp /new/Broussard Bruce DDirP - Purchase$10.90+10,00010,000New+$109,0000000
M
2016-01-25
AROCArchrock, Inc.Carlson Capital L P10%P - Purchase$4.96+475,9918,152,748+6%+$2,362,9530000
2016-01-25
MGMistras Group, Inc.Debenedictis NicholasDirP - Purchase$20.25+5,00013,698+57%+$101,2500000
M
2016-01-25
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$27.14+49,44750,076,5650%+$1,342,1820000
2016-01-26
LMLegg Mason, Inc.Reed W AllenDirP - Purchase$29.68+10,00043,813+30%+$296,8000000
2016-01-26
LMLegg Mason, Inc.Kass Dennis M.DirP - Purchase$29.80+3,50024,378+17%+$104,3000000
2016-01-25
HHHooper Holmes IncAprahamian Ronald VDirP - Purchase$0.09+4,444,4448,035,844+124%+$400,0000000
2016-01-26
MBVTMerchants Bancshares IncBoardman Scott F.DirP - Purchase$28.47+4,00023,610+20%+$113,8880000
D
2016-01-25
IBIOIbio, Inc.Eastern Capital Ltd10%P - Purchase$0.62+3,500,00027,244,000+15%+$2,177,0000000
M
2016-01-25
FAVFirst Trust Dividend & Income FundBulldog Investors, LLC10%P - Purchase$7.51+47,243830,363+6%+$355,0080000
2016-01-26
MTGMgic Investment CorpMattke Timothy J.Exec Vice Preident, CFOP - Purchase$5.93+20,000434,868+5%+$118,5500000
2016-01-26
MTGMgic Investment CorpSinks PatrickPres, COOP - Purchase$6.06+30,0001,647,777+2%+$181,9020000
2016-01-25
RJFRaymond James Financial IncGodbold Francis SVice COBP - Purchase$43.57+22,000184,497+14%+$958,4740000
2016-01-25
KMIKinder Morgan, Inc.Morgan Michael CDirP - Purchase$14.20+180,0004,392,053+4%+$2,555,6040000
2016-01-26
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.83+15,000181,984,4560%+$117,5130000
2016-01-22
TCBITexas Capital Bancshares Inc/txCargill C KeithPres, CEOP - Purchase$33.52+10,00051,383+24%+$335,2000000
D
2016-01-25
TCBITexas Capital Bancshares Inc/txBartholow Peter BCFO, COOP - Purchase$32.80+4,00034,584+13%+$131,2000000
M
2016-01-22
AQXPAquinox Pharmaceuticals, IncBaker Bros. Advisors LP10%P - Purchase$10.80+140,7867,273,273+2%+$1,520,9090000
2016-01-26
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.05+7,700915,093+1%+$123,5580000
2016-01-26
LMLegg Mason, Inc.Nachtwey PeterEVP, CFOP - Purchase$29.92+20,000109,215+22%+$598,4000000
2016-01-26
LMLegg Mason, Inc.Murphy John VDirP - Purchase$29.74+5,00017,707+39%+$148,7000000
2016-01-26
LMLegg Mason, Inc.Sullivan Joseph ACOB, Pres, CEOP - Purchase$29.81+25,000294,598+9%+$745,2500000
2016-01-25
PACWPacwest BancorpWagner Matthew PCEO, PresP - Purchase$34.81+3,650527,423+1%+$127,0390000
2016-01-25
GEGeneral Electric CoDimitrief AlexanderSVPP - Purchase$28.04+65,27283,168+365%+$1,830,2270000
M
2016-01-22
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$18.55+20,4396,217,9870%+$379,2400000
2016-01-26
SHLMFac Propertys LLCFac Propertys LLCC, E, O, 10%P - Purchase$23.08+1,000,0001,000,000New+$23,080,0000000
M
2016-01-22
KROKronos Worldwide IncWatson Steven LCOBP - Purchase$4.09+34,134661,881+5%+$139,4650000
2016-01-25
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.99+25,200181,969,4560%+$201,2780000
2016-01-21
APCAnadarko Petroleum CorpFluor Peter JDirP - Purchase$30.55+7,527112,285+7%+$229,9250000
M
2016-01-21
BHBiglari Holdings Inc.Biglari, SardarCOB, CEO, 10%P - Purchase$351.06+3,2551,028,7380%+$1,142,6880000
M
2016-01-21
BCRXBiocryst Pharmaceuticals IncBaker Bros. Advisors LP10%P - Purchase$7.28+106,80014,722,225+1%+$777,7570000
M
2016-01-22
SSRGSymmetry Surgical Inc.King Luther Capital Management Corp10%P - Purchase$8.99+272,7701,528,532+22%+$2,453,0050000
2016-01-25
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.01+7,800907,393+1%+$124,8490000
2016-01-21
MUMicron Technology IncMaddock Ernest ECFO, VP, FinanceP - Purchase$10.69+10,000123,256+9%+$106,9440000
M
2016-01-21
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$26.38+30,95750,027,1180%+$816,7620000
M
2016-01-21
UBAUrstadt Biddle Properties IncUrstadt Charles JCOBP - Purchase$19.00+35,590148,090+32%+$676,2100000
2016-01-22
RDUSRadius Health, Inc.Biotech Growth N V10%P - Purchase$31.67+38,2594,360,399+1%+$1,211,5020000
M
2016-01-21
AROCArchrock, Inc.Carlson Capital L P10%P - Purchase$5.55+568,0417,676,757+8%+$3,154,2670000
A
2016-01-22
FTFFranklin Ltd Duration Income TrustSaba Capital Management, L.P.10%P - Purchase$10.36+55,2523,094,581+2%+$572,4110000
AM
2016-01-21
DSUBlackrock Debt Strategies Fund, Inc.Saba Capital Management, L.P.10%P - Purchase$3.15+448,20020,295,690+2%+$1,411,9500000
2015-06-29
DHYCredit Suisse High Yield Bond FundFlannery Thomas J.Chief Investment OfficerP - Purchase$2.54+50,00050,000New+$127,0000000
DM
2016-01-20
IMHImpac Mortgage Holdings IncPickup Richard H/10%P - Purchase$13.93+40,0001,694,229+2%+$557,2490000
M
2016-01-20
SMLPSummit Midstream Partners, LPEnergy Capital Partners Ii, LLCDir, 10%P - Purchase$15.09+209,0826,655,546+3%+$3,155,5220000
M
2016-01-20
WYNNWynn Resorts LtdWynn Stephen ACEO, 10%P - Purchase$55.62+572,85011,741,477+5%+$31,863,6890000
M
2016-01-21
LAWSLawson Products Inc/new/de/King Luther Capital Management Corp10%P - Purchase$18.47+26,9001,607,662+2%+$496,8330000
2016-01-21
SNAKInventure Foods, Inc.King Luther Capital Management Corp10%P - Purchase$5.82+127,0002,096,981+6%+$739,0760000
2016-01-20
TUESTuesday Morning Corp/deBecker Steven RCEOP - Purchase$5.06+86,8201,252,589+7%+$439,1880000
2016-01-20
BTXBiotime IncBroadwood Partners LPDir, 10%P - Purchase$2.35+300,00044,391,700+1%+$705,0000000
2016-01-20
SHOSSears Hometown & Outlet Stores, Inc.Lampert Edward S10%P - Purchase$7.09+46,65111,270,3230%+$330,6060000
2016-01-22
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$15.91+7,800899,593+1%+$124,1170000
2016-01-20
SHLDSears Holdings CorpBerkowitz Bruce R10%P - Purchase$16.48+10,00028,467,1480%+$164,8000000
2016-01-20
ARRYArray Biopharma IncRedmile Group, LLC10%P - Purchase$3.19+300,00019,150,650+2%+$957,0000000
2016-01-20
KYNKayne Anderson Mlp Investment CoKayne Richard AAffiliate of Investmnt AdvisorP - Purchase$10.58+25,450462,654+6%+$269,2610000
2016-01-20
XNPTXenoport IncFlynn James EPossible Member of 10% Group, 10%P - Purchase$4.09+346,4176,667,391+5%+$1,418,4040000
2016-01-20
DFRGDel Frisco'S Restaurant Group, Inc.Fidelity National Financial, Inc.10%P - Purchase$14.95+88,8232,661,929+3%+$1,327,9040000
2016-01-19
EUSPEurosite Power Inc.Samaras EliasCEOP - Purchase$0.57+500,0001,616,355+45%+$287,5000000
2016-01-21
SHLMSchulman A IncSchewe RainerEVP Global Supply ChainP - Purchase$24.29+4,5005,570+421%+$109,3050000
2016-01-20
PNCPnc Financial Services Group, Inc.Feldstein Andrew TDirP - Purchase$84.68+23,60083,600+39%+$1,998,5280000
M
2016-01-20
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$17.51+27,6996,197,5480%+$484,9350000
2016-01-20
FUNDSprott Focus Trust Inc.George W WhitneySenior Portfolio Manager, 10%P - Purchase$4.87+74,6055,916,852+1%+$363,6920000
M
2016-01-20
OMNOmnova Solutions IncMitarotonda James ADirP - Purchase$4.92+43,038971,825+5%+$211,5880000
2016-01-22
CCitigroup IncOneill Michael EDirP - Purchase$41.01+25,000142,788+21%+$1,025,3250000
2016-01-22
CCitigroup IncCorbat MichaelCEOP - Purchase$41.05+25,000382,546+7%+$1,026,2500000
DM
2015-12-14
FSNNFusion Telecommunications International IncUnterberg Capital LLC10%P - Purchase$2.02+2,002,56714,521-101%+$4,049,0560000
2016-01-21
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.85+20,000181,944,2560%+$156,9940000
M
2016-01-19
YUMEYume IncSinger Eric10%P - Purchase$3.07+85,6005,083,103+2%+$262,9970000
M
2016-01-19
NOGNorthern Oil & Gas, Inc.Rowling Robert B.10%P - Purchase$2.50+700,0009,648,728+8%+$1,747,1720000
M
2016-01-19
WLBWestmoreland Coal CoMangrove Partners Master Fund, Ltd.P - Purchase$3.86+150,9501,894,608+9%+$582,1090000
2016-01-21
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$15.60+11,000891,793+1%+$171,5610000
M
2016-01-19
STAAStaar Surgical CoBroadwood Partners LP10%P - Purchase$6.75+72,85818,716,3780%+$491,6210000
2016-01-19
AWGIAmbient Water Corp0967761 Bc, Ltd.CEO, CTO, 10%P - Purchase$0.00+30,531,91530,531,915New+$131,2870000
M
2016-01-19
SSRGSymmetry Surgical Inc.King Luther Capital Management Corp10%P - Purchase$8.74+25,0001,255,762+2%+$218,5670000
D
2016-01-19
AWGIAmbient Water CorpStockdale JeffPres, 10%P - Purchase$0.00+42,269,00554,654,005+341%+$181,7570000
M
2016-01-19
LAWSLawson Products Inc/new/de/King Luther Capital Management Corp10%P - Purchase$18.17+17,1001,580,762+1%+$310,7440000
M
2016-01-19
GLPWGlobal Power Equipment Group Inc.Wynnefield Partners Small Cap Value LP I10%P - Purchase$2.92+35,3692,911,782+1%+$103,3250000
M
2016-01-19
BANFBancfirst Corp /ok/Brand Dennis LEVP, CEOP - Purchase$53.05+2,00018,826+12%+$106,1000000
2016-01-20
CCGCampus Crest Communities, Inc.Mikulich Raymond CDirP - Purchase$6.75+20,000111,900+22%+$135,0900000
M
2016-01-19
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$25.37+50,00049,996,1610%+$1,268,2920000
D
2016-01-20
AYTUAytu Bioscience, IncDisbrow Joshua R.CEOP - Purchase$0.65+153,846153,846New+$100,0000000
D
2016-01-20
AYTUAytu Bioscience, IncDisbrow JarrettCOOP - Purchase$0.65+153,846153,846New+$100,0000000
2016-01-21
AXDXAccelerate Diagnostics, IncSchuler Jack WDir, 10%P - Purchase$15.02+10,00013,262,6100%+$150,2000000
2016-01-20
SCHWSchwab Charles CorpHaraf William SDirP - Purchase$25.44+4,00013,209+43%+$101,7520000
2016-01-20
LOVSpark Networks IncMiller Lloyd I III10%P - Purchase$3.10+94,3003,079,021+3%+$292,3300000
M
2016-01-19
DSUBlackrock Debt Strategies Fund, Inc.Saba Capital Management, L.P.10%P - Purchase$3.17+1,057,17419,847,490+6%+$3,354,3830000
AM
2016-01-15
FTFFranklin Ltd Duration Income TrustSaba Capital Management, L.P.10%P - Purchase$10.41+154,0803,039,329+5%+$1,603,8050000
M
2015-01-20
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$8.95+17,2685,007,8780%+$154,5300000
2016-01-20
SXCSuncoke Energy, Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$2.13+245,5637,362,384+3%+$521,9750000
2016-01-20
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.55+58,600181,924,2560%+$442,2500000
2016-01-20
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$17.36+49,13821,230,5840%+$853,1880000
M
2016-01-15
LELands' End, Inc.Lampert Edward S10%P - Purchase$20.92+161,55117,176,703+1%+$3,380,3170000
M
2016-01-15
APPFAppfolio IncStad Marc10%P - Purchase$12.90+42,866942,031+5%+$553,1720000
M
2016-01-15
BCRXBiocryst Pharmaceuticals IncBaker Bros. Advisors LP10%P - Purchase$7.28+344,89527,009,110+1%+$2,510,1430000
M
2016-01-19
AQXPAquinox Pharmaceuticals, IncBaker Bros. Advisors LP10%P - Purchase$9.33+190,0797,130,815+3%+$1,773,6530000
M
2016-01-15
LCUTLifetime Brands, IncMill Road Capital Ii, L.P.10%P - Purchase$11.44+14,9921,417,731+1%+$171,5200000
M
2016-01-15
BHBiglari Holdings Inc.Biglari, SardarCOB, CEO, 10%P - Purchase$341.05+3,4611,025,4830%+$1,180,3870000
DM
2016-01-19
NCNacco Industries IncRankin Alfred M Et AlCEOP - Purchase$43.44+4,590421,474+1%+$199,4000000
DM
2016-01-19
NCNacco Industries IncRankin Victoire GMember of a GroupP - Purchase$43.44+4,590421,474+1%+$199,4000000
2016-01-19
SXCSuncoke Energy, Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$2.20+91,5807,116,821+1%+$201,6130000
M
2015-09-22
MDLYMedley Management Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$7.10+64,076601,954+12%+$454,6440000
2016-01-15
FSAMFifth Street Asset Management Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$2.44+196,531696,738+39%+$479,5360000
M
2016-01-15
ACRSAclaris Therapeutics, Inc.Ra Capital Management, LLC10%P - Purchase$19.87+7,8032,587,9930%+$155,0720000
M
2016-01-15
SRGSeritage Growth PropertiesBerkowitz Bruce R10%P - Purchase$37.49+10,00013,621,6850%+$374,9000000
M
2016-01-19
KROKronos Worldwide IncWatson Steven LCOBP - Purchase$4.18+35,000627,747+6%+$146,3900000
2016-01-19
CVGICommercial Vehicle Group, Inc.Siemer Arnold B10%P - Purchase$2.41+83,0783,981,471+2%+$200,2430000
M
2016-01-15
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$18.60+21,6856,169,8490%+$403,3770000
M
2016-01-19
HOSHornbeck Offshore Services Inc /laAnnessa Carl GEVP, COOP - Purchase$6.74+20,000256,393+8%+$134,8000000
M
2016-01-15
FUNDSprott Focus Trust Inc.George W WhitneySenior Portfolio Manager, 10%P - Purchase$5.05+75,3955,842,247+1%+$381,0400000
2016-01-19
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.80+23,400181,865,6560%+$182,5890000
2016-01-19
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$18.32+121,10021,181,446+1%+$2,218,1770000
2016-01-15
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$18.59+116,40021,060,346+1%+$2,163,9690000
M
2016-01-14
SMLPSummit Midstream Partners, LPEnergy Capital Partners Ii, LLCDir, 10%P - Purchase$16.31+267,6506,446,464+4%+$4,364,4150000
2016-01-14
PSXPhillips 66Berkshire Hathaway Inc10%P - Purchase$77.59+719,05569,751,964+1%+$55,789,4700000
2016-01-19
FMOFiduciary/claymore Mlp Opportunity FundBarnes Randall CTrusteeP - Purchase$10.36+10,00022,213+82%+$103,6000000
M
2016-01-14
TNGOTangoe IncClearlake Capital Partners IV Finance, L.P.10%P - Purchase$8.19+468,0575,109,900+10%+$3,833,2980000
2016-01-14
GSTGastar Exploration Inc.Global Undervalued Securities Master Fund LPMember of a 13(d) 10% Group, 10%P - Purchase$1.21+500,00010,149,519+5%+$602,8000000
M
2016-01-14
SHLDSears Holdings CorpBerkowitz Bruce R10%P - Purchase$17.39+142,00028,457,148+1%+$2,469,2880000
M
2015-12-29
REPRRepro Med Systems IncManko Joseph M. Jr.10%P - Purchase$0.49+561,1414,449,268+14%+$273,5500000
2016-01-19
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.06+7,500877,225+1%+$120,4660000
M
2016-01-14
DFRGDel Frisco'S Restaurant Group, Inc.Fidelity National Financial, Inc.10%P - Purchase$14.85+48,3092,573,106+2%+$717,2310000
2016-01-19
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$9.21+26,9524,990,610+1%+$248,3380000
2016-01-14
ESTEEarthstone Energy IncJoliat Jay FrederickDirP - Purchase$11.72+10,00010,000New+$117,2000000
2016-01-14
BNEDBarnes & Noble Education, Inc.Abrams Capital Management, L.P.10%P - Purchase$8.94+52,8088,761,948+1%+$472,0720000
E
2016-01-15
NAGolden Grain EnergyCalease Jerry ADirP - Purchase$5.88+20,00080,000+33%+$117,6000000
M
2016-01-14
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$26.49+50,00049,946,1610%+$1,324,4800000
M
2016-01-14
JMPJmp Group LLCJolson Joseph AP - Purchase$5.35+87,5324,889,809+2%+$468,2230000
D
2016-01-15
STRPStraight Path Communications Inc.Miller Lloyd I III10%P - Purchase$12.63+52,2001,245,303+4%+$659,2960000
M
2016-01-14
SCORComscore, Inc.Wpp Plc10%P - Purchase$39.31+5,8007,021,1240%+$228,0220000
DM
2016-01-08
MDCREMedicus Homecare Inc.Nowek LeonCFOP - Purchase$0.82+650,000650,000New+$530,0000000
2016-01-15
SXCSuncoke Energy, Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$2.34+243,2597,025,241+4%+$570,2050000
M
2016-01-14
SMRTStein Mart IncStein JayCOB, CEO, 10%P - Purchase$6.43+63,00014,406,3220%+$405,0840000
M
2016-01-13
FAVFirst Trust Dividend & Income FundBulldog Investors, LLC10%P - Purchase$7.77+19,915776,658+3%+$154,6750000
2016-01-15
XCRAXcerra CorpTacelli David GPres, CEOP - Purchase$5.17+30,0001,104,701+3%+$155,0880000
2016-01-15
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$7.87+65,400181,842,2560%+$515,0200000
2015-07-30
CNXConsol Energy IncThorndike William N JrDirP - Purchase$16.88+50,00050,000New+$844,0050000
2016-01-15
ESPREsperion Therapeutics, Inc.Mayleben Timothy MPres, CEOP - Purchase$14.08+7,20031,014+30%+$101,3760000
M
2016-01-13
SHOSSears Hometown & Outlet Stores, Inc.Lampert Edward S10%P - Purchase$7.78+46,29411,223,6720%+$360,1780000
2016-01-13
PSXPhillips 66Berkshire Hathaway Inc10%P - Purchase$76.51+1,587,40769,032,909+2%+$121,457,3480000
M
2016-01-13
YUMEYume IncSinger Eric10%P - Purchase$3.07+36,7674,997,503+1%+$113,0370000
M
2016-01-13
NOGNorthern Oil & Gas, Inc.Rowling Robert B.10%P - Purchase$2.95+780,72417,316,732+5%+$2,305,0250000
2015-11-27
SCCOSouthern Copper Corp/Rocha Oscar GonzalezPres, CEOP - Purchase$25.91+8,000134,539+6%+$207,2800000
DM
2016-01-14
NCNacco Industries IncRankin Alfred M Et AlCEOP - Purchase$42.77+2,400416,884+1%+$102,6400000
2016-01-15
JPMJpmorgan Chase & CoCrown James SDirP - Purchase$56.46+14,91812,775,7500%+$842,3150000
DM
2016-01-14
NCNacco Industries IncRankin Victoire GMember of a GroupP - Purchase$42.77+2,400416,884+1%+$102,6400000
2016-01-15
CNBKACentury Bancorp IncFiller James J10%P - Purchase$40.47+2,500495,352+1%+$101,1800000
AM
2016-01-14
AQXPAquinox Pharmaceuticals, IncBaker Bros. Advisors LP10%P - Purchase$8.28+202,6236,944,348+3%+$1,677,0830000
M
2015-12-21
TATTransatlantic Petroleum Ltd.Nokomis Capital, L.L.C.10%P - Purchase$1.11+197,2782,721,048+8%+$219,0540000
M
2016-01-13
STAAStaar Surgical CoBroadwood Partners LP10%P - Purchase$6.73+135,72518,570,662+1%+$913,1790000
M
2016-01-14
AQXPAquinox Pharmaceuticals, IncBaker Bros. Advisors LP10%P - Purchase$8.28+202,6236,944,348+3%+$1,677,0830000
2016-01-15
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$9.17+28,6398,768,2520%+$262,4810000
2016-01-14
VYGRVoyager Therapeutics, Inc.Paul Steven MPres, CEOP - Purchase$14.07+10,000872,351+1%+$140,6900000
AM
2016-01-12
RTRuby Tuesday IncBuettgen James JPres, Chief Exec OfficerP - Purchase$5.11+20,0001,574,518+1%+$102,1630000
M
2016-01-13
LIOXLionbridge Technologies Inc /de/Glenhill Advisors LLC10%P - Purchase$4.19+307,3676,858,767+5%+$1,287,3500000
2016-01-14
SHLMSchulman A IncRzepka BernardPres, CEOP - Purchase$23.68+4,25558,737+8%+$100,7390000
M
2016-01-13
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$19.21+22,3506,148,1640%+$429,2730000
M
2016-01-13
SXCSuncoke Energy, Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$2.47+111,2426,781,982+2%+$274,9090000
M
2016-01-13
FTFFranklin Ltd Duration Income TrustSaba Capital Management, L.P.10%P - Purchase$10.60+194,3372,885,249+7%+$2,060,0290000
2016-01-14
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$9.18+20,8924,935,0190%+$191,8110000
M
2016-01-13
FUNDSprott Focus Trust Inc.George W WhitneySenior Portfolio Manager, 10%P - Purchase$5.20+50,0005,766,852+1%+$259,9960000
2016-01-14
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$16.74+7,400867,225+1%+$123,8990000
2016-01-13
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$9.22+18,1241,153,642,2430%+$167,1330000
2016-01-13
ARDXArdelyx, Inc.Sakoda Jon10%P - Purchase$10.00+1,000,0003,803,738+36%+$10,000,0000000
2016-01-14
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$19.40+116,40020,943,946+1%+$2,258,4510000
D
2016-01-12
APRIApricus Biosciences, Inc.Denner Alexander J10%P - Purchase$0.88+1,306,8197,831,324+20%+$1,150,0010000
2016-01-12
SHLMSchulman A IncReid Irvin DDirP - Purchase$22.16+5,00037,006+16%+$110,8000000
2016-01-12
PSXPhillips 66Berkshire Hathaway Inc10%P - Purchase$77.03+861,47067,445,502+1%+$66,361,8500000
M
2016-01-12
APPFAppfolio IncStad Marc10%P - Purchase$12.98+65,500899,165+8%+$849,9390000
M
2015-12-16
SMRTStein Mart IncStein JayCOB, CEO, 10%P - Purchase$6.49+127,50014,343,322+1%+$827,9960000
M
2016-01-12
CEQPCrestwood Equity Partners LPFirst Reserve Gp Xi, Inc.Dir, 10%P - Purchase$15.33+241,71516,269,614+2%+$3,705,6670000
M
2016-01-12
APPFAppfolio IncClarity Ventures, Inc.10%P - Purchase$12.90+26,700196,294+16%+$344,5130000
M
2016-01-12
BHBiglari Holdings Inc.Biglari, SardarCOB, CEO, 10%P - Purchase$341.28+3,1841,022,0220%+$1,086,6340000
M
2016-01-12
PEIXPacific Ethanol, Inc.Candlewood Investment Group, LP10%P - Purchase$3.39+1,824,5444,182,548+77%+$6,184,9720000
M
2016-01-12
SRGSeritage Growth PropertiesBerkowitz Bruce R10%P - Purchase$38.55+50,30010,190,7850%+$1,939,0380000
2016-01-13
STRMStreamline Health Solutions Inc.Sides David WilliamPres, CEOP - Purchase$1.66+90,000225,000+67%+$148,9680000
2016-01-12
REGNRegeneron Pharmaceuticals IncSanofi10%P - Purchase$465.04+83,93823,192,5080%+$39,034,6600000
2016-01-13
RDUSRadius Health, Inc.Biotech Growth N V10%P - Purchase$39.90+50,0004,322,140+1%+$1,994,8850000
D
2016-01-12
ARNIArno Therapeutics, IncRuchefsky Steven BDirP - Purchase$0.35+2,876,6334,472,905+180%+$1,006,8220000
D
2016-01-12
ARNIArno Therapeutics, IncTanen David MSecretaryP - Purchase$0.35+362,015552,418+190%+$126,7050000
D
2016-01-12
ARNIArno Therapeutics, IncBelldegrun ArieDirP - Purchase$0.35+2,162,3473,218,577+205%+$756,8210000
D
2016-01-12
ARNIArno Therapeutics, IncKariv TomerDirP - Purchase$0.35+1,448,0622,756,183+111%+$506,8220000
M
2016-01-12
RTRuby Tuesday IncBuettgen James JPres, Chief Exec OfficerP - Purchase$5.11+20,000793,109+3%+$102,1630000
2016-01-12
RTRuby Tuesday IncClayton Kevin TDirP - Purchase$5.25+30,000178,244+20%+$157,5000000
M
2016-01-13
FSICFs Investment CorpForman Michael C.CEOP - Purchase$8.38+62,5251,399,181+5%+$523,8600000
M
2016-01-13
FSICFs Investment CorpAdelman David J.DirP - Purchase$8.38+62,5251,088,621+6%+$523,8600000
2016-01-13
ARDXArdelyx, Inc.Weller Harry R10%P - Purchase$10.00+1,000,0003,803,738+36%+$10,000,0000000
2016-01-13
ARDXArdelyx, Inc.Viswanathan Ravi10%P - Purchase$10.00+1,000,0003,803,738+36%+$10,000,0000000
2016-01-13
ARDXArdelyx, Inc.Sonsini Peter W.10%P - Purchase$10.00+1,000,0003,803,738+36%+$10,000,0000000
2016-01-13
ARDXArdelyx, Inc.Sandell Scott D10%P - Purchase$10.00+1,500,00011,793,223+15%+$15,000,0000000
2016-01-13
ARDXArdelyx, Inc.Mott David MDir, 10%P - Purchase$10.00+1,000,0003,809,559+36%+$10,000,0000000
2016-01-13
ARDXArdelyx, Inc.Makower Joshua10%P - Purchase$10.00+1,000,0003,803,738+36%+$10,000,0000000
2016-01-13
ARDXArdelyx, Inc.Kolluri Krishna Kittu10%P - Purchase$10.00+1,500,00011,792,631+15%+$15,000,0000000
2016-01-13
ARDXArdelyx, Inc.Kerins Patrick J10%P - Purchase$10.00+500,0007,989,134+7%+$5,000,0000000
2016-01-13
ARDXArdelyx, Inc.Florence Anthony A. Jr.10%P - Purchase$10.00+1,000,0003,803,738+36%+$10,000,0000000
2016-01-13
ARDXArdelyx, Inc.Baskett Forest10%P - Purchase$10.00+1,500,00011,793,116+15%+$15,000,0000000
2016-01-13
ARDXArdelyx, Inc.Barris Peter J10%P - Purchase$10.00+1,500,00011,793,211+15%+$15,000,0000000
2016-01-13
ARDXArdelyx, Inc.Barrett M James10%P - Purchase$10.00+500,0007,988,893+7%+$5,000,0000000
2016-01-13
ARDXArdelyx, Inc.New Enterprise Associates 12, Limited Partnership10%P - Purchase$10.00+500,0007,988,893+7%+$5,000,0000000
2016-01-13
ARDXArdelyx, Inc.Nea 15 Gp, LLC10%P - Purchase$10.00+1,000,0003,803,738+36%+$10,000,0000000
D
2016-01-13
STRPStraight Path Communications Inc.Miller Lloyd I III10%P - Purchase$13.19+18,7811,192,084+2%+$247,6920000
2016-01-12
ARRYArray Biopharma IncRedmile Group, LLC10%P - Purchase$3.60+75,00018,850,6500%+$270,0000000
M
2016-01-12
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$26.48+50,00049,896,1610%+$1,323,7520000
2015-12-14
FMCBFarmers & Merchants BancorpSteinwert Kent APres, CEOP - Purchase$525.00+76012,367+7%+$399,0000000
M
2016-01-12
SCORComscore, Inc.Wpp Plc10%P - Purchase$37.69+99,4797,015,324+1%+$3,749,1180000
M
2016-01-12
UPLDUpland Software, Inc.Esw Capital, LLC10%P - Purchase$6.99+55,2934,183,505+1%+$386,6140000
2016-01-13
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$8.29+18,000181,766,8560%+$149,1730000
2016-01-13
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$19.66+116,40020,827,546+1%+$2,288,4120000
M
2016-01-07
CSWCCapital Southwest CorpMoab Capital Partners LLC10%P - Purchase$14.11+90,4751,652,313+6%+$1,276,6130000
2016-01-12
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$20.10+116,40020,711,146+1%+$2,340,0710000
M
2016-01-11
GSTGastar Exploration Inc.Global Undervalued Securities Master Fund LPMember of a 13(d) 10% Group, 10%P - Purchase$1.06+1,311,7709,649,519+16%+$1,396,6690000
M
2016-01-11
SMLPSummit Midstream Partners, LPEnergy Capital Partners Ii, LLCDir, 10%P - Purchase$17.16+296,1426,178,814+5%+$5,082,1850000
2016-01-11
PSXPhillips 66Berkshire Hathaway Inc10%P - Purchase$75.96+902,44266,584,032+1%+$68,552,2690000
M
2016-01-11
TUESTuesday Morning Corp/deBecker Steven RCEOP - Purchase$5.14+1,055,4671,165,769+957%+$5,425,7560000
DM
2016-01-12
NCNacco Industries IncRankin Alfred M Et AlCEOP - Purchase$43.05+4,092414,484+1%+$176,1700000
2016-01-13
CVGICommercial Vehicle Group, Inc.Siemer Arnold B10%P - Purchase$2.35+58,1573,858,393+2%+$136,4250000
DM
2016-01-12
NCNacco Industries IncRankin Victoire GMember of a GroupP - Purchase$43.05+4,092414,484+1%+$176,1700000
M
2016-01-11
BNEDBarnes & Noble Education, Inc.Abrams Capital Management, L.P.10%P - Purchase$8.84+488,3488,709,140+6%+$4,316,4390000
2016-01-13
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$17.20+7,266859,825+1%+$124,9900000
M
2016-01-11
STRMStreamline Health Solutions Inc.Sides David WilliamPres, CEOP - Purchase$1.64+80,000135,000+145%+$131,2970000
M
2016-01-12
HCAPHarvest Capital Credit CorpJolson Joseph ADirP - Purchase$11.32+16,241494,955+3%+$183,7980000
M
2016-01-11
DFRGDel Frisco'S Restaurant Group, Inc.Fidelity National Financial, Inc.10%P - Purchase$14.91+194,0802,524,797+8%+$2,894,4430000
2016-01-12
WBAWalgreens Boots Alliance, Inc.Lederer John AnthonyDirP - Purchase$81.00+10,00030,000+50%+$810,0000000
M
2016-01-11
SHLDSears Holdings CorpBerkowitz Bruce R10%P - Purchase$17.93+37,00028,315,1480%+$663,4400000
M
2016-01-11
ACRSAclaris Therapeutics, Inc.Ra Capital Management, LLC10%P - Purchase$19.10+15,6372,580,190+1%+$298,7380000
2016-01-11
EXASExact Sciences CorpThompson DavidDirP - Purchase$6.99+15,000110,213+16%+$104,8500000
2016-01-11
AEOAmerican Eagle Outfitters IncSchottenstein Jay LExec COB, CEOP - Purchase$13.22+164,25714,190,715+1%+$2,171,4780000
M
2016-01-11
FUNDSprott Focus Trust Inc.George W WhitneySenior Portfolio Manager, 10%P - Purchase$5.30+51,8005,716,852+1%+$274,3570000
M
2016-01-11
JMPJmp Group LLCJolson Joseph AP - Purchase$5.48+47,9214,802,277+1%+$262,4570000
M
2016-01-11
NOGNorthern Oil & Gas, Inc.Rowling Robert B.10%P - Purchase$3.13+436,6828,168,004+6%+$1,368,6570000
A
2016-01-08
DHGDeutsche High Income Opportunities Fund, Inc.Saba Capital Management, L.P.10%P - Purchase$12.99+46,9271,925,730+2%+$609,5820000
M
2016-01-11
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group IncP - Purchase$19.27+23,5096,125,8140%+$453,0380000
2016-01-12
SXCSuncoke Energy, Inc.Mangrove Partners Master Fund, Ltd.P - Purchase$2.39+45,1006,670,740+1%+$107,5860000
2016-01-12
CVGICommercial Vehicle Group, Inc.Siemer Arnold B10%P - Purchase$2.37+337,6433,800,236+10%+$801,3620000
AM
2016-01-07
JASNJason Industries, Inc.Wynnefield Partners Small Cap Value LP10%P - Purchase$3.43+43,5161,579,705+3%+$149,1070000
2016-01-12
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, COB, 10%P - Purchase$8.58+20,000181,748,8560%+$171,5350000
2016-01-12
IDIIdi, Inc.Conlin MatthewPresident of Fluent, LLCP - Purchase$5.85+20,00020,000New+$116,9340000
2016-01-08
CONNConns IncStephens Harriet C10%P - Purchase$16.76+150,0004,419,426+4%+$2,513,7300000
2016-01-08
CONNConns IncStephens Warren A10%P - Purchase$16.76+150,0004,419,426+4%+$2,513,7300000
2016-01-08
CONNConns IncStephens Harriet Calhoun Trust Uid 3/22/8410%P - Purchase$16.76+30,000682,617+5%+$502,7460000
M
2016-01-08
CONNConns IncMartin Douglas HDir, 10%P - Purchase$16.46+21,077132,340+19%+$347,0000000
2016-01-08
CONNConns IncStephens Warren A Trust Uid 9/30/8710%P - Purchase$16.76+30,0001,904,247+2%+$502,7460000
2016-01-08
CONNConns IncStephens Warren & Harriet Childrens Trust Uid 9/30/8710%P - Purchase$16.76+90,000931,038+11%+$1,508,2380000
2016-01-08
CONNConns IncBradbury Curtis F Jr10%P - Purchase$17.01+29,399234,972+14%+$499,9980000
M
2016-01-08
SHOSSears Hometown & Outlet Stores, Inc.Lampert Edward S10%P - Purchase$7.87+20,94411,177,3780%+$164,7780000
2016-01-08
PSXPhillips 66Berkshire Hathaway Inc10%P - Purchase$76.01+1,741,21065,681,590+3%+$132,344,9320000
M
2016-01-08
CEQPCrestwood Equity Partners LPFirst Reserve Gp Xi, Inc.Dir, 10%P - Purchase$16.79+366,77016,027,899+2%+$6,157,4820000
M
2016-01-11
FSICFs Investment CorpForman Michael C.CEOP - Purchase$8.30+118,0861,336,656+10%+$980,4200000
M
2016-01-11
FSICFs Investment CorpAdelman David J.DirP - Purchase$8.30+118,0861,026,096+13%+$980,4200000
2016-01-12
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$9.35+12,0574,861,3740%+$112,7300000
2016-01-12
CCDCalamos Dynamic Convertible & Income FundCalamos John P SrPres, COBP - Purchase$17.42+7,100852,559+1%+$123,7130000
2016-01-12
EPZMEpizyme, Inc.Weller Harry R10%P - Purchase$9.00+1,111,1116,260,851+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Viswanathan Ravi10%P - Purchase$9.00+1,111,1116,260,851+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Sandell Scott D10%P - Purchase$9.00+1,111,1116,261,502+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Mott David MDir, 10%P - Purchase$9.00+1,111,1116,261,502+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Kolluri Krishna Kittu10%P - Purchase$9.00+1,111,1116,260,851+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Kerins Patrick J10%P - Purchase$9.00+1,111,1116,261,502+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Baskett Forest10%P - Purchase$9.00+1,111,1116,260,851+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Barris Peter J10%P - Purchase$9.00+1,111,1116,261,599+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.Barrett M James10%P - Purchase$9.00+1,111,1116,260,851+22%+$9,999,9990000
2016-01-12
EPZMEpizyme, Inc.New Enterprise Associates 13 LP10%P - Purchase$9.00+1,111,1116,260,851+22%+$9,999,9990000
2016-01-10
XONEExone CoRockwell S KentChair, CEO, 10%P - Purchase$9.13+1,423,8774,210,555+51%+$12,999,9970000
2016-01-11
AMRCAmeresco, Inc.Sakellaris George PPres, CEO, 10%P - Purchase$5.68+41,7494,308,361+1%+$237,1760000
2016-01-12
BGBBlackstone / Gso Strategic Credit FundBeeney Marisa JanelCCO, Chief Legal Counsel, Sec.P - Purchase$13.21+7,7007,700New+$101,6890000
2016-01-11
DRRXDurect Corp21 April Fund Ltd10%P - Purchase$1.37+300,10014,381,546+2%+$410,5370000
M
2016-01-08
STAAStaar Surgical CoBroadwood Partners LP10%P - Purchase$6.83+86,58618,299,2120%+$591,4850000
M
2016-01-08
DMDominion Midstream Partners, LPDominion Resources Inc /va/Dir, 10%P - Purchase$27.50+26,70049,846,1610%+$734,2580000
2016-01-12
EPZMEpizyme, Inc.Goldfischer CarlDirP - Purchase$9.00+555,5553,380,951+20%+$4,999,9950000
2016-01-12
EPZMEpizyme, Inc.Bay City Capital LLC10%P - Purchase$9.00+555,5553,380,951+20%+$4,999,9950000
M
2016-01-08
YUMEYume IncSinger Eric10%P - Purchase$3.03+67,4964,960,736+1%+$204,7880000
M
2016-01-08
SCORComscore, Inc.Wpp Plc10%P - Purchase$36.69+120,0006,915,845+2%+$4,402,9570000
M
2016-01-11
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$9.48+25,0198,517,5560%+$237,1020000
2016-01-08
CLMSCalamos Asset Management, Inc. /de/Calamos John P SrCOB, CEO, Global Co-CIO, 10%P - Purchase$9.47+31,4624,824,298+1%+$297,7890000
2016-01-11
CENCenter Coast Mlp & Infrastructure FundTutcher Dan CPres, CEOP - Purchase$8.70+25,250144,153+21%+$219,5750000
2016-01-07
GRNEGreen Endeavors, Inc.Surber Richard DPres, CEO, 10%P - Purchase$0.00+582,293,105679,891,150+597%+$116,4590000
2016-01-11
KROKronos Worldwide IncWatson Steven LCOBP - Purchase$4.59+25,100566,752+5%+$115,3000000
2016-01-11
IDIIdi, Inc.Schulke RyanCEO of Fluent, LLCP - Purchase$5.81+20,00020,000New+$116,2360000
2016-01-08
IDIIdi, Inc.Frost Phillip Md Et AlDir, 10%P - Purchase$5.98+20,0004,891,6150%+$119,6540000
2016-01-11
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$20.14+116,40020,594,746+1%+$2,344,7850000
2016-01-08
AYRAircastle LtdMarubeni Corp /fiDir, 10%P - Purchase$19.88+128,50020,478,346+1%+$2,554,0270000
2016-01-07
APCAnadarko Petroleum CorpFluor Peter JDirP - Purchase$41.19+25,000104,758+31%+$1,029,8550000
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S - SaleSale of securities on an exchange or to another person
S - Sale on exerciseSale of securities on an exchange or to another person (after option exercise)
F - OptEx/tax paymentPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person