HPS - John Hancock Preferred Income Fund III - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	19	39	-0	-1	-1	4	9	19	5
P	%wins				79	62	49	69	77	79	69

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/4/24 14:14	1/2/24	HPS	Fund	CEF	Closed-End Funds	Garfield Dean	MA	D		P	16	13.88	0	1	New	1	D
10/16/23 12:04	10/12/23	HPS	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	D		P	11	12.60	0	1	New	1	D
11/18/20 12:27	11/17/20	HPS	Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	16.77	0	1	New	1	D
10/17/19 17:08	10/14/19	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee	P	4	19.03	0	0	7	3	D
7/26/18 10:20	7/17/18	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee	P	5	18.56	0	0	13	2	D
8/2/17 16:38	7/27/17	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee	P	4	18.97	0	0	12	2	D
9/1/16 12:44	8/25/16	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee	P	3	20.04	1	0	9	2	D	33	30	11	5	1	1	1	0	0	1	-3	-13	-4
1/4/16 16:58	1/4/16	HPS	Fund	CEF	Closed-End Funds	Boyle James	MA	H	Trustee	P	15	17.71	2	1	New	1	D	35	8	11	10	6	6	3	1	1	2	3	7	17	8
4/15/14 16:29	4/15/14	HPS	Fund	CEF	Closed-End Funds	Russo Gregory A	MA	H	Trustee	P	1	17.24	1	0	7	1	D	10	-4	10	9	2	1	0	0	0	0	4	4	3	16
2/12/14 17:28	2/12/14	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee	P	5	16.71	1	0	33	1	D	8	-7	2	6	7	3	3	2	0	1	2	10	9	20
2/10/14 16:10	2/10/14	HPS	Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	2	16.82	2	0	16	1	D	8	-7	1	3	4	3	3	2	0	1	1	10	8	19
11/25/13 17:41	11/25/13	HPS	Fund	CEF	Closed-End Funds	Jackson Deborah C	MA	H	Trustee	P	2	15.76	1	0	23	1	D	9	-12	-18	-2	-3	-5	-2	-1	0	1	4	10	19	25
11/25/13 17:34	12/24/12	HPS	Fund	CEF	Closed-End Funds	Jackson Deborah C	MA	H	Trustee	P	4	18.94	1	0	60	1	D	9	-12	-18	-2	-3	-5	-2	-1	0	1	4	10	19	25
11/21/13 15:52	11/21/13	HPS	Fund	CEF	Closed-End Funds	McClellan Hassell H	MA	H	Trustee	P	1	15.70	1	0	10	1	D	8	-11	-18	-1	-3	-5	-3	-2	0	1	2	11	19	24
11/19/13 17:02	11/19/13	HPS	Fund	CEF	Closed-End Funds	Hoffman Theron S	MA	H	Trustee	P	0	15.85	1	0	4	1	D	7	-8	-18	2	-1	-4	-3	-1	-1	-1	-2	10	18	23
11/19/13 09:46	11/18/13	HPS	Fund	CEF	Closed-End Funds	Cunningham William H Dr	MA	H	Trustee	P	2	15.98	1	0	19	1	D	7	-8	-18	2	-1	-4	-3	-1	-1	-1	-3	9	17	22
11/18/13 15:38	11/15/13	HPS	Fund	CEF	Closed-End Funds	Bardelis Charles L	MA	H	Trustee	P	3	16.03	1	0	36	1	D	8	-3	-17	3	-1	-2	-3	-1	-1	-2	-4	7	17	21
11/18/13 13:43	11/18/13	HPS	Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	1	16.06	1	0	9	1	D	8	-3	-17	3	-1	-2	-3	-1	-1	-2	-4	7	17	21
11/15/13 12:28	11/15/13	HPS	Fund	CEF	Closed-End Funds	Burgess Peter S	MA	H	Trustee	P	1	15.96	1	0	9	1	D	9	-4	-17	0	-2	-2	-2	-1	0	-2	-4	7	17	22
11/12/13 17:13	11/12/13	HPS	Fund	CEF	Closed-End Funds	Fey Grace K	MA	H	Trustee	P	2	16.21	1	0	19	1	D	9	-10	-17	-2	-2	-2	-2	-1	-1	-1	-5	6	16	21
11/8/13 18:43	7/10/13	HPS	Fund	CEF	Closed-End Funds	Bardelis Charles L	MA	H	Trustee	P	5	17.80	1	0	118	1	D	12	-9	-16	-2	0	1	-1	-1	0	-1	-5	5	15	20
4/4/13 15:58	4/4/13	HPS	Fund	CEF	Closed-End Funds	McClellan Hassell H	MA	H	Trustee	P	11	19.64	1	1	New	1	D	37	18	1	6	1	1	0	-1	0	1	4	-6	-11	-4
4/4/13 14:42	4/3/13	HPS	Fund	CEF	Closed-End Funds	Bromley Craig	MA	H	Trustee	P	22	19.66	1	1	New	1	D	37	18	1	6	1	1	0	-1	0	1	4	-6	-11	-4
1/17/13 17:40	1/16/13	HPS	Fund	CEF	Closed-End Funds	Russo Gregory A	MA	H	Trustee	P	5	19.35	1	0	45	1	D	42	19	3	-1	2	3	0	0	1	2	1	3	-4	-10
12/26/12 12:28	12/24/12	HPS	Fund	CEF	Closed-End Funds	Burgess Peter S	MA	H	Trustee	P	12	18.93	1	1	New	1	D	40	20	3	-3	-2	-1	1	0	0	1	5	5	-3	-8
10/25/12 16:11	10/24/12	HPS	Fund	CEF	Closed-End Funds	Cunningham William H Dr	MA	H	Trustee	P	5	19.78	1	0	78	1	D	36	24	8	4	0	-1	0	1	-1	0	-2	1	5	-10
11/2/11 18:11	10/31/11	HPS	Fund	CEF	Closed-End Funds	Jackson Deborah C	MA	H	Trustee	P	5	17.37	1	0	93	1	D	50	8	6	2	2	3	0	-2	1	2	-1	7	16	25
6/29/11 12:54	6/27/11	HPS	Fund	CEF	Closed-End Funds	Russo Gregory A	MA	H	Trustee	P	2	17.64	1	0	19	1	D	64	23	16	7	3	1	3	-1	0	0	-4	-2	3	18
3/30/11 11:53	3/28/11	HPS	Fund	CEF	Closed-End Funds	Cunningham William H Dr	MA	H	Trustee	P	2	16.70	1	0	39	0	D	149	12	-2	8	4	0	1	0	0	0	1	7	5	16
3/29/11 14:05	3/25/11	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee	P	8	16.62	1	0	173	1	D	125	10	-2	7	4	0	2	0	0	0	1	8	4	16
3/23/11 12:52	3/22/11	HPS	Fund	CEF	Closed-End Funds	Moore John A /ma/	MA	H	Trustee	P	5	16.62	1	0	600	0	D	117	11	-2	6	2	2	0	1	0	0	0	7	7	16
11/5/10 11:17	11/4/10	HPS	Fund	CEF	Closed-End Funds	McHaffie Hugh	MA	H	Trustee	P	12	17.10	2	1	117	1	D	66	42	25	2	-3	1	0	-1	1	-1	-2	-3	2	10
10/20/10 17:19	10/19/10	HPS	Fund	CEF	Closed-End Funds	Jackson Deborah C	MA	H	Trustee	P	5	16.93	3	0	New	0	D	91	29	12	6	-4	-4	-4	-3	0	0	-4	-6	1	8
2/22/10 18:01	1/22/10	HPS	Fund	CEF	Closed-End Funds	Vrysen John G	MA	H	Trustee	P.m	3	14.95	1	0	33	1	I	0	95	18	14	2	5	4	2	0	2	6	-8	18	15
7/1/09 14:58	6/23/09	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee	P	1	11.76	1	0	50	0	D	-28	-14	25	45	12	0	3	2	0	-4	6	17	28	36
1/20/09 16:22	12/22/08	HPS	Fund	CEF	Closed-End Funds	Vrysen John G	MA	O	COO of t	P	1	9.86	2	0	33	0										1	-2	-14	-11	21	50
12/24/08 10:06	12/22/08	HPS	Fund	CEF	Closed-End Funds	Martin Stanley	MA	H	Trustee	P	3	9.83	1	0	New	0	D	-46	-40	-38	-7	-12	11	5	3	1	10	10	-1	31	69
11/25/08 09:23	11/17/08	HPS	Fund	CEF	Closed-End Funds	Russo Gregory A	MA	H	Trustee	P	5	10.02	1	0	New	0	D	-56	-48	-54	-48	-17	-35	-25	-3	8	11	26	20	57	92
11/13/08 16:17	10/29/08	HPS	Fund	CEF	Closed-End Funds	Cunningham William H Dr	MA	H	Trustee	P	3	10.95	1	0		0	D	-38	-30	-34	-28	12	9	-4	-4	-5	-22	-12	5	5	40
11/12/08 15:58	10/24/08	HPS	Fund	CEF	Closed-End Funds	Vrysen John G	MA	O	COO of t	P	3	10.48	1	0	New	0	I	-37	-30	-34	-28	10	9	-1	-4	0	-20	-19	2	0	36
10/23/08 16:40	10/13/08	HPS	Fund	CEF	Closed-End Funds	Pruchansky Steven R	MA	H	Trustee,	P	1	6.25	2	0	150	0	D	-41	-39	-38	-30	-30	3	23	-3	0	0	-25	9	-1	49
12/2/04 13:04	11/3/04	HPS	Fund	CEF	Closed-End Funds	Shepherdson James A	MA	D		P	1	24.49	2	0	New	0	D		7	12	4	1	1	0	-2	-4	-4	-5	-2	-5	-11
12/1/04 13:30	11/12/04	HPS	Fund	CEF	Closed-End Funds	Moore John A /ma/	MA	O	Trustee,	P	1	24.13	2	0	New	0	D		7	12	4	0	1	-1	-2	0	-5	-6	-1	-3	-10
4/6/04 10:02	2/9/04	HPS	Fund	CEF	Closed-End Funds	Smith Norman H	MA	D		P	4	25.11	3	0	New	0	D			7	1	0	-2	-2	-4	0	-1	-6	-4	2	-4
12/10/03 16:34	6/13/03	HPS	Fund	CEF	Closed-End Funds	Ford Maureen R	MA	D		P	15	25.00	2	1	New	1	D				5	3	2	0	1	0	1	2	5	-5	3

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Ins

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Filing Date

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