MFIC - Midcap Financial Investment Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	20	65	1	1	-0	4	9	10	4
P	%wins				74	66	60	62	65	54	63

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/14/24 18:20	8/12/24	MFIC	Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		P	13	12.98	0	1	New	1	D
6/14/23 16:13	11/15/21	MFIC	Fund	CEF	Closed-End Funds	Hannan John J	NY	D		P	651	13.03	0	50	80	113	D
8/3/22 18:31	8/3/22	AINV	Fund	CEF	Closed-End Funds	Widra Howard	NY	DO	CEO	P	260	13.01	0	20	6	355	D
12/15/20 16:13	12/15/20	AINV	Fund	CEF	Closed-End Funds	Matas Barbara Ruth	NY	D		P	80	11.42	0	7	New	7	I
11/18/20 16:24	11/18/20	AINV	Fund	CEF	Closed-End Funds	Widra Howard	NY	DO	CEO	P	160	10.69	0	15	11	146	I
3/13/20 17:04	3/13/20	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P	23	11.50	0	2	18	13	I
3/13/20 17:01	3/12/20	AINV	Fund	CEF	Closed-End Funds	Widra Howard	NY	DO	CEO	P	224	11.18	0	20	18	131	I
12/11/19 19:52	11/8/19	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P.a	110	16.46	0	7	84	15	M
12/11/19 19:42	11/8/19	AINV	Fund	CEF	Closed-End Funds	Widra Howard	NY	DO	CEO	P.a	247	16.47	0	15	39	53	I
8/22/16 16:22	8/17/16	AINV	Fund	CEF	Closed-End Funds	Ackermann Hilary E.	NY	D		P	36	6.02	6	6	150	10	D	-11	7	37	21	10	6	5	0	0	1	-2	2	8
8/17/16 16:05	8/17/16	AINV	Fund	CEF	Closed-End Funds	Widra Howard	NY	O	P	P	30	6.02	7	5	New	5	I	-10	5	35	9	8	5	7	2	1	1	0	2	9
8/16/16 15:02	8/16/16	AINV	Fund	CEF	Closed-End Funds	Puleo Frank C	NY	D		P	25	6.01	6	4	17	29	D	-11	3	42	9	8	5	5	3	1	1	0	2	8
8/15/16 16:10	8/15/16	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P	18	5.96	6	3	13	25	D	-12	0	41	9	6	4	3	5	1	1	2	3	8
8/9/16 16:05	8/8/16	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	112	5.58	6	20	7	318	D	-16	-6	19	4	6	-1	-2	-3	2	5	8	3	10
6/13/16 18:56	6/10/16	AINV	Fund	CEF	Closed-End Funds	Ackermann Hilary E.	NY	D		P	22	5.47	6	4	New	4	D	-19	-19	6	3	-6	5	3	0	0	2	4	12	16
12/18/15 17:12	12/16/15	AINV	Fund	CEF	Closed-End Funds	Hunt Gregory W.	NY	O	CFO,Trea	P	28	5.52	12	5	24	26	D	-23	-18	-24	-8	-3	-13	-8	11	0	6	-7	11	11	30
8/11/15 16:35	8/11/15	AINV	Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	O	P	P	69	6.88	10	10	25	50	D	4	-11	-4	-8	-3	-4	0	0	0	-4	-6	-11	-21	-4
8/10/15 16:55	8/7/15	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	69	6.88	9	10	4	260	D	5	-11	-4	-9	-6	-4	-1	0	0	-2	-5	-15	-21	-6
8/10/15 16:54	8/7/15	AINV	Fund	CEF	Closed-End Funds	Reinfrank Rudolph R	NY	D		P	69	6.87	9	10	67	25	D	5	-11	-4	-9	-6	-4	-1	0	0	-2	-5	-15	-21	-6
8/10/15 16:54	8/7/15	AINV	Fund	CEF	Closed-End Funds	Puleo Frank C	NY	D		P	68	6.84	9	10	67	25	D	5	-11	-4	-9	-6	-4	-1	0	0	-2	-5	-15	-21	-6
8/10/15 16:53	8/7/15	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P	34	6.87	9	5	29	22	D	5	-11	-4	-9	-6	-4	-1	0	0	-2	-5	-15	-21	-6
6/5/15 16:15	5/22/15	AINV	Fund	CEF	Closed-End Funds	Puleo Frank C	NY	D		P	11	7.70	9	1	11	15	D	20	5	3	4	0	2	1	0	-1	-2	-6	-16	-16	-23
12/18/14 08:43	12/16/14	AINV	Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	O	P	P	73	7.34	22	10	33	40	D	7	-7	-9	-13	-9	-11	-6	0	5	5	-1	8	9	-18
6/13/14 16:28	6/12/14	AINV	Fund	CEF	Closed-End Funds	Hunt Gregory W.	NY	O	CFO,Trea	P	29	8.48	20	3	22	20	D	37	17	2	3	7	4	3	1	1	1	6	7	-4	1
6/10/14 16:39	6/10/14	AINV	Fund	CEF	Closed-End Funds	Spielvogel Carl	NY	D		P	4	8.46	20	1	New	1	I	38	15	1	0	7	5	1	2	1	1	6	7	0	3
6/2/14 13:41	6/2/14	AINV	Fund	CEF	Closed-End Funds	Reinfrank Rudolph R	NY	D		P	42	8.34	20	5	50	15	D	37	10	-1	0	3	6	4	1	0	0	5	7	4	4
5/28/14 13:33	5/27/14	AINV	Fund	CEF	Closed-End Funds	Puleo Frank C	NY	D		P	26	8.38	20	3	29	14	D	48	7	-2	-1	2	5	5	2	0	0	3	8	4	4
3/5/14 10:29	2/28/14	AINV	Fund	CEF	Closed-End Funds	Loeb Jeanette W	NY	D		P	116	8.62	33	14	82	30	M	47	9	15	-2	-4	0	-3	0	0	-1	-1	-2	6	-1
2/28/14 15:08	2/28/14	AINV	Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	O	P	P	86	8.64	33	10	50	30	D	44	11	15	0	-3	3	-5	-6	-1	1	-2	-1	6	0
2/11/14 14:29	2/10/14	AINV	Fund	CEF	Closed-End Funds	Hunt Gregory W.	NY	O	CFO ,Tre	P	84	8.36	15	10	169	16	D	29	12	9	2	-1	-7	-3	2	3	8	2	-3	8	-2
6/7/13 16:38	6/6/13	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P.a	159	7.96	33	20	11	196	D	-7	22	3	-7	-6	-8	-5	-2	1	0	2	1	15	15
6/6/13 18:48	6/6/13	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	159	7.96	33	20	12	185	D	-8	21	3	-7	-6	-8	-7	-4	1	1	2	2	16	15
2/11/13 15:25	2/8/13	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	83	8.35	17	10	6	165	D	-13	16	10	9	0	-7	-7	-8	1	3	6	8	2	12
6/11/12 12:17	6/7/12	AINV	Fund	CEF	Closed-End Funds	Hunt Gregory W.	NY	O	CFO,Trea	P	38	7.62	13	5	New	5	D	-6	-19	10	7	3	15	2	2	0	2	8	11	15	17
6/8/12 16:34	5/25/12	AINV	Fund	CEF	Closed-End Funds	Loeb Jeanette W	NY	D		P.m	112	7.44	13	15	107	29	M	-4	-20	11	6	2	10	0	4	0	2	7	11	14	17
6/8/12 14:54	6/7/12	AINV	Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	O	P	P	155	7.75	13	20	New	20	D	-4	-20	11	6	2	10	0	4	1	2	8	12	15	18
6/4/12 17:37	6/1/12	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	73	7.29	12	10	7	155	D	-11	-24	8	3	1	1	7	-3	3	5	11	14	18	22
2/13/12 21:52	2/10/12	AINV	Fund	CEF	Closed-End Funds	Patrick Eileen M	NY	O	EVP of C	P	100	7.00	21	14	New	14	D	-16	-33	-7	-2	8	-6	-11	-11	0	3	2	3	14	30
8/8/11 16:01	8/8/11	AINV	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,Trea	P	78	7.79	19	10	31	43	D	30	-8	-29	-26	-16	-15	-16	-14	7	11	13	14	13	19
8/9/10 11:06	8/6/10	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	49	9.90	17	5	4	118	D	-13	42	3	-4	-1	1	-4	-6	2	-7	3	20	29	-8
6/4/10 18:40	6/4/10	AINV	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,Trea	P	100	9.98	26	10	44	33	D	-18	78	13	-12	-21	-12	1	-1	-1	3	-4	3	15	21
6/4/10 11:16	6/3/10	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P	20	10.04	26	2	13	18	I	-18	78	13	-12	-21	-12	1	-1	-4	-1	-8	-1	11	17
4/30/10 18:18	4/28/10	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	185	12.35	33	15	16	110	D	8	181	39	24	0	-3	-6	-8	4	-10	-13	-10	-4	7
4/28/10 13:00	4/28/10	AINV	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,Trea	P	61	12.20	20	5	29	23	D	7	195	35	23	1	-4	-7	-5	1	-3	-16	-12	-7	7
4/28/10 12:54	4/28/10	AINV	Fund	CEF	Closed-End Funds	Dalton Patrick J	NY	O	P,COO	P	61	12.20	20	5	22	28	D	7	195	35	23	1	-4	-7	-5	1	-3	-16	-12	-7	7
2/23/10 15:33	2/22/10	AINV	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,Trea	P	87	11.59	19	8	75	18	D	9	227	35	23	6	11	11	2	-1	3	12	-7	-14	17
8/31/09 15:13	12/20/07	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P.a	75	16.21	33	5	108	9	I	-37	-33	195	64	66	4	7	2	-2	-3	3	2	33	10
8/17/09 16:38	8/17/09	AINV	Fund	CEF	Closed-End Funds	Dalton Patrick J	NY	O	P,COO	P	65	8.71	27	8	48	23	D	-33	-31	114	63	58	42	22	4	2	4	19	8	34	19
8/17/09 16:37	8/17/09	AINV	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,Trea	P	88	8.80	27	10	New	10	D	-33	-31	114	63	58	42	22	4	2	4	19	8	34	19
8/13/09 14:03	8/13/09	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P	177	8.83	17	20	30	88	D	-40	-28	96	59	45	45	23	-4	3	-2	10	3	24	15
6/9/09 11:43	6/5/09	AINV	Fund	CEF	Closed-End Funds	Bakhru Ashok N	NY	D		P	34	6.76	10	5	33	20	D	-59	-53	-13	199	40	7	18	2	-1	4	-18	44	64	67
2/20/09 15:42	2/19/09	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	DO	CEO	P.m	85	4.23	10	20	45	65										-3	-1	-48	49	132	216
2/20/09 15:41	2/19/09	AINV	Fund	CEF	Closed-End Funds	Bakhru Ashok N	NY	D		P	22	4.42	10	5	50	15										-3	-1	-48	49	132	216
2/18/09 13:23	2/17/09	AINV	Fund	CEF	Closed-End Funds	Dalton Patrick J	NY	O	P,COO	P	46	4.56	11	10	175	16										-3	-2	-47	51	120	206
11/25/08 16:02	11/21/08	AINV	Fund	CEF	Closed-End Funds	Bakhru Ashok N	NY	D		P	27	5.45	17	5	100	10	D	-61	-53	-58	-56	-42	-46	-32	-15	7	17	14	-41	-13	66
7/2/08 17:02	7/1/08	AINV	Fund	CEF	Closed-End Funds	Wechsler Bradley J	NY	D		P	6	14.19	25	0	1	45	D	-7	-27	-11	-11	-19	-15	-11	-7	-1	0	16	28	-28	-40
7/2/08 17:00	7/1/08	AINV	Fund	CEF	Closed-End Funds	Wechsler Bradley J	NY	D		P	489	14.14	25	35	346	45	D	-7	-27	-11	-11	-19	-15	-11	-7	-1	0	16	28	-28	-40
3/4/08 13:36	3/3/08	AINV	Fund	CEF	Closed-End Funds	Puleo Frank C	NY	D		P	108	15.09	21	7	New	7	D	-4	-24	-26	-13	4	-1	-2	-7	0	-4	13	22	26	-72
2/21/08 09:16	2/20/08	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	O	P,COO	P	300	15.00	22	20	100	40	D	-4	-29	-22	-14	1	6	3	3	-1	4	9	21	14	-66
2/20/08 15:46	2/19/08	AINV	Fund	CEF	Closed-End Funds	Malone Claudine B/ca	NY	D		P	66	15.06	22	4	77	10	D	-6	-30	-25	-17	-7	1	0	-2	3	6	14	25	20	-66
12/21/07 16:23	12/20/07	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P	75	16.21	22	5	113	9	I	11	-19	-24	-18	-11	-5	-6	0	1	4	-10	-1	-2	-39
11/26/07 11:53	11/21/07	AINV	Fund	CEF	Closed-End Funds	Dalton Patrick J	NY	O	EVP	P	21	17.73	23	1	27	6	D	12	-12	-14	-16	-16	-10	-6	0	-6	-2	-3	-10	8	-62
11/19/07 16:59	11/16/07	AINV	Fund	CEF	Closed-End Funds	Zelter James C	NY	O	P,COO	P	372	18.61	23	20	New	20	D	17	-11	-13	-9	-14	-11	1	-4	0	-5	-6	-11	6	-38
11/15/07 15:54	11/15/07	AINV	Fund	CEF	Closed-End Funds	Dalton Patrick J	NY	O	EVP	P	47	18.88	23	3	125	5	D	17	-10	-11	-4	-14	-9	-6	0	-1	-6	-7	-18	4	-37
9/24/07 12:12	9/21/07	AINV	Fund	CEF	Closed-End Funds	Tsai Gerald Jr	NY	D		P	51	20.35	33	3	25	13	D	25	8	0	-8	-5	-4	2	1	-1	2	2	-18	-16	-6
9/14/07 12:39	9/13/07	AINV	Fund	CEF	Closed-End Funds	Tsai Gerald Jr	NY	D		P.m	178	19.80	29	9	900	10	D	24	11	-2	-11	-2	-7	-8	-7	1	3	9	-9	-23	-5
8/21/07 15:01	8/17/07	AINV	Fund	CEF	Closed-End Funds	Swartz Gordon E	NY	O	CCO,Corp	P	11	21.19	33	1	New	1	D	34	17	-9	-4	-4	-1	-2	8	3	5	0	-9	-22	-11
8/17/07 16:46	8/16/07	AINV	Fund	CEF	Closed-End Funds	Stein Elliot Jr	NY	D		P	101	19.04	33	5	130	9	I	23	13	-10	-7	-10	-2	-3	-7	-1	4	-3	-9	-26	-11
8/16/07 17:01	8/16/07	AINV	Fund	CEF	Closed-End Funds	Suydam John J	NY	O	VP	P	189	18.89	33	10	New	10	D	21	10	-13	-10	-11	-2	-3	-12	5	9	2	-2	-22	-6
8/16/07 15:49	8/15/07	AINV	Fund	CEF	Closed-End Funds	Dalton Patrick J	NY	O	EVP	P.m	39	19.26	33	2		1	D	21	10	-13	-10	-11	-2	-3	-12	3	13	5	1	-19	-3
8/16/07 15:48	8/15/07	AINV	Fund	CEF	Closed-End Funds	Malone Claudine B/ca	NY	D		P	39	19.51	33	2	57	6	D	21	10	-13	-10	-11	-2	-3	-12	3	13	5	1	-19	-3
6/1/07 09:56	5/30/07	AINV	Fund	CEF	Closed-End Funds	Malone Claudine B/ca	NY	D		P	81	23.04	19	4	New	4	D	72	38	12	8	8	6	6	7	1	-2	-7	-6	-19	-14
3/20/06 09:52	3/17/06	AINV	Fund	CEF	Closed-End Funds	Wechsler Bradley J	NY	D		P	181	18.08	15	10	New	10										1	1	3	0	17	32
3/20/06 09:13	3/17/06	AINV	Fund	CEF	Closed-End Funds	Gross Michael S	NY	D		P	536	17.85	15	30	New	30	F									1	1	3	0	17	32
4/19/04 13:01	4/15/04	AINV	Fund	CEF	Closed-End Funds	Tsai Gerald Jr	NY	D		P	49	14.51	0	3	52	10	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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