DCA - Dividend Capital Realty Income Allocation Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	19	84	0	0	1	2	5	8	3
P	%wins				86	79	80	63	93	84	81
S	%ret	1	6	6	-1	-3	-5	-15	-27	-41	-15
S	%wins				100	67	50	50	75	100	74

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/27/17 12:23	3/22/17	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	TH	See Expl	S	-12,842	4.87	1	-2,637	-63	1,554	D	21	21	2	4	-3	-5	-5	0	0	1
3/23/17 12:33	3/22/17	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		S	-12,842	4.87	1	-2,637	-63	1,554	I	19	20	4	5	-4	-5	-5	-2	0	1
9/15/16 10:55	9/13/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	327	4.53	1	72	2	3,732	D	14	26	16	5	-2	-4	-2	-2	0	2	2	0	5
9/15/16 10:32	9/13/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	10	4.53	1	2	0	458	D	14	26	16	5	-2	-4	-2	-2	0	2	2	0	5
9/15/16 10:29	9/13/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	337	4.53	1	74	2	4,190	I	14	26	16	5	-2	-4	-2	-2	0	2	2	0	5
9/12/16 09:50	9/8/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	620	4.64	0	133	4	3,660	D	13	29	18	5	-1	-2	-1	-2	0	-1	1	-3	8
9/12/16 09:48	9/8/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	19	4.64	0	4	1	456	D	13	29	18	5	-1	-2	-1	-2	0	-1	1	-3	8
9/12/16 09:45	9/8/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	639	4.64	0	138	3	4,116	I	13	29	18	5	-1	-2	-1	-2	0	-1	1	-3	8
9/8/16 09:52	9/6/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P	256	4.67	0	55	2	3,527	D	14	29	23	4	1	0	0	2	1	-3	0	-4	6
9/8/16 09:35	9/6/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P	8	4.67	0	2	0	452	D	14	29	23	4	1	0	0	2	1	-3	0	-4	6
9/8/16 09:33	9/6/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	264	4.67	0	56	1	3,978	I	14	29	23	4	1	0	0	2	1	-3	0	-4	6
8/16/16 11:03	8/12/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	149	4.61	1	32	1	3,472	D	19	22	40	10	3	1	1	1	-1	1	-3	-6	6
8/16/16 10:48	8/12/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	5	4.61	1	1	0	450	D	19	22	40	10	3	1	1	1	-1	1	-3	-6	6
8/16/16 10:45	8/12/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	153	4.61	1	33	1	3,922	I	19	22	40	10	3	1	1	1	-1	1	-3	-6	6
8/12/16 10:38	8/10/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	77	4.58	1	17	0	3,889	I	21	23	43	10	2	0	1	1	0	2	-1	-3	6
8/12/16 10:29	8/10/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	75	4.58	1	16	0	3,440	D	21	23	43	10	2	0	1	1	0	2	-1	-3	6
8/12/16 10:17	8/10/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	2	4.58	1	1	0	449	D	21	23	43	10	2	0	1	1	0	2	-1	-3	6
8/10/16 10:27	8/8/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	283	4.56	1	62	2	3,423	D	20	21	41	9	4	-2	-1	0	0	1	2	-2	7
8/10/16 10:18	8/8/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	9	4.56	1	2	0	448	D	20	21	41	9	4	-2	-1	0	0	1	2	-2	7
8/10/16 09:57	8/8/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	292	4.56	1	64	2	3,872	I	20	21	41	9	4	-2	-1	0	0	1	2	-2	7
8/8/16 13:07	8/4/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	334	4.56	1	73	2	3,361	D	19	19	34	8	4	-1	-1	-1	0	1	2	-2	7
8/8/16 12:53	8/4/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	10	4.56	1	2	1	446	D	19	19	34	8	4	-1	-1	-1	0	1	2	-2	7
8/8/16 09:49	8/4/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	344	4.56	1	76	2	3,808	I	19	19	34	8	4	-1	-1	-1	0	1	2	-2	7
8/3/16 11:13	8/1/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P	79	4.60	1	17	1	2,579	D	21	19	37	9	3	1	-1	0	0	0	0	0	6
8/3/16 11:11	8/1/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P	2	4.60	1	1	0	444	D	21	19	37	9	3	1	-1	0	0	0	0	0	6
8/3/16 11:08	8/1/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	81	4.60	1	18	0	3,732	I	21	19	37	9	3	1	-1	0	0	0	0	0	6
7/22/16 11:31	7/20/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P	79	4.60	1	17	1	2,562	D	15	18	48	10	4	1	1	0	1	0	2	0	5
7/22/16 11:14	7/20/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	81	4.60	1	18	0	3,715	I	15	18	48	10	4	1	1	0	1	0	2	0	5
7/22/16 11:07	7/20/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P	2	4.60	1	1	0	444	D	15	18	48	10	4	1	1	0	1	0	2	0	5
7/19/16 12:30	7/15/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P	81	4.56	1	18	1	3,254	D	17	16	43	11	6	6	2	2	0	0	0	0	4
7/19/16 12:26	7/15/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P	3	4.56	1	1	0	443	D	17	16	43	11	6	6	2	2	0	0	0	0	4
7/19/16 12:18	7/15/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	84	4.56	1	18	1	3,697	I	17	16	43	11	6	6	2	2	0	0	0	0	4
7/15/16 11:36	7/13/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	241	4.55	1	53	2	3,236	D	16	17	39	13	7	2	2	1	-1	0	0	0	4
7/15/16 11:34	7/13/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	8	4.55	1	2	0	443	D	16	17	39	13	7	2	2	1	-1	0	0	0	4
7/15/16 11:30	7/13/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	249	4.55	1	55	2	3,679	I	16	17	39	13	7	2	2	1	-1	0	0	0	4
7/13/16 16:32	7/11/16	DCA	Fund	CEF	Closed-End Funds	Full Value Special Situations Fund LP	NJ	TH	See Expl	P.m	253	4.55	1	56	2	3,183	D	17	17	36	12	6	3	0	1	1	2	1	2	5
7/13/16 16:29	7/11/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P.m	9	4.55	1	2	0	441	D	17	17	36	12	6	3	0	1	1	2	1	2	5
7/13/16 15:28	7/11/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	262	4.55	1	58	2	3,624	I	17	17	36	12	6	3	0	1	0	1	1	2	5
6/10/16 14:13	6/9/16	DCA	Fund	CEF	Closed-End Funds	Mann Thomas F.	CT	D		S	-15	4.51	1	-3	-55	3	I	16	11	27	16	6	7	3	2	-1	-3	3	6	1
5/27/16 11:38	5/25/16	DCA	Fund	CEF	Closed-End Funds	Opportunity Income Plus LP	NJ	TH	See Expl	P	0	4.28	1	0	0	439	D	12	3	18	20	3	0	1	1	0	2	2	10	4
5/27/16 10:10	5/25/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	0	4.28	1	0	0	3,567	I	12	3	18	20	3	0	1	1	0	2	2	10	4
5/23/16 11:48	5/19/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	218	4.24	1	52	1	3,566	I	10	-2	16	20	2	-1	-1	0	0	2	7	13	5
5/18/16 13:36	5/16/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	597	4.29	1	139	4	3,515	I	13	-1	18	23	3	0	-1	-1	-1	0	3	10	2
5/16/16 10:01	5/12/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	404	4.30	0	94	3	3,376	I	15	-1	16	28	4	1	0	0	0	0	2	10	5
5/11/16 09:35	5/9/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	105	4.29	0	24	1	3,282	I	16	-1	15	30	5	1	1	0	0	-1	5	9	6
5/6/16 09:31	5/4/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	191	4.27	0	45	1	3,258	I	15	0	12	22	7	2	1	0	1	0	4	9	8
5/4/16 12:44	5/2/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	287	4.28	0	67	2	3,213	I	16	-1	13	25	7	2	1	0	0	0	3	9	10
4/29/16 10:10	4/27/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	269	4.26	0	63	2	3,146	I	18	-2	13	26	6	3	0	1	0	0	2	10	10
4/27/16 12:09	4/25/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	45	4.22	0	11	0	3,083	I	16	-2	11	27	8	3	1	0	1	1	2	11	12
4/27/16 11:46	4/20/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.a	124	4.28	0	29	1	3,072	I	16	-2	11	27	8	3	1	0	1	1	2	11	12
4/21/16 10:15	4/19/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	159	4.28	1	37	1	3,073	I	18	0	11	39	11	3	3	1	0	0	-1	11	10
4/19/16 13:20	4/15/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	5	4.19	1	1	0	3,036	I	19	0	12	29	12	5	3	1	1	0	1	11	11
4/15/16 12:09	4/13/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	83	4.15	1	20	1	3,035	I	17	-4	11	23	12	4	1	0	1	2	3	13	12
4/12/16 09:44	4/8/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	221	4.12	1	54	2	3,015	I	15	-1	12	20	16	4	0	1	0	2	3	12	13
4/8/16 10:13	4/6/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	88	4.15	1	21	1	2,961	I	17	-1	12	15	15	2	1	0	1	2	5	13	16
4/6/16 10:48	4/4/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	418	4.19	1	100	4	2,940	I	15	1	17	16	16	5	3	0	0	0	3	12	16
4/4/16 13:57	3/31/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	250	4.20	1	60	2	2,840	I	14	3	17	13	15	3	2	1	0	1	5	13	17	19
3/30/16 10:43	3/28/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	491	4.09	1	120	5	2,780	I	15	1	12	13	20	8	1	1	1	2	6	9	15	19
3/25/16 10:29	3/23/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	362	4.10	1	88	3	2,660	I	14	0	10	13	21	7	2	0	0	3	6	15	18	21
3/23/16 09:55	3/21/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	442	4.11	0	108	4	2,572	I	15	-1	10	15	21	9	1	0	0	2	6	13	15	20
3/21/16 11:35	3/17/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	779	4.12	0	189	8	2,465	I	13	1	9	14	15	11	3	1	0	1	8	11	17	22
3/17/16 09:51	3/15/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	482	4.04	0	119	6	2,275	I	14	3	9	16	15	11	5	0	1	1	6	10	16	22
3/15/16 10:13	3/11/16	DCA	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	218	4.04	0	54	3	2,156	I	14	2	9	11	14	11	6	2	0	1	6	12	19	28
4/17/14 16:07	4/17/14	DCA	Fund	CEF	Closed-End Funds	Renahan William J	CT	O	GC,Secre	P	43	4.34	1	10	New	10	I	32	10	14	10	3	1	2	0	0	1	4	11	5	17
11/5/13 15:52	11/5/13	DCA	Fund	CEF	Closed-End Funds	Luecke Connie M	CT	H	Officer	P	31	4.09	0	8	139	13	D	36	12	-1	6	5	4	1	0	0	-2	-2	0	14	23
5/31/13 08:27	5/30/13	DCA	Fund	CEF	Closed-End Funds	Aylward George R	CT	DO	P	P	21	4.16	0	5	New	5	D	18	20	14	3	1	-2	-3	-2	-2	-4	-7	-8	0	19
4/1/13 13:16	4/1/13	DCA	Fund	CEF	Closed-End Funds	Moyer Willliam R	CT	D		P	21	4.18	0	5	New	5	D	24	14	8	8	0	1	1	0	0	1	4	-5	-2	12
9/27/12 18:04	9/26/12	DCA	Fund	CEF	Closed-End Funds	Mann Thomas F.	CT	D		P	20	3.92	0	5	New	5	D	46	21	8	9	3	3	2	2	1	1	0	-1	9	6
6/4/12 11:58	6/1/12	DCA	Fund	CEF	Closed-End Funds	McLoughlin Philip R	CT	D		P	21	3.58	0	6	New	6	D	53	-3	8	-2	-5	-4	0	-1	-1	0	3	6	10	18
5/25/12 14:37	5/24/12	DCA	Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,CFO,T	P	3	3.62	0	1	New	1	I	59	0	15	1	-1	-3	1	3	0	-2	-2	3	5	21
3/30/12 15:26	3/29/12	DCA	Fund	CEF	Closed-End Funds	Luecke Connie M	IL	H	Officer	P	20	3.72	0	5	New	5	D	43	4	12	10	2	0	-4	-2	2	2	5	-2	8	17
1/30/12 13:36	1/26/12	DCA	Fund	CEF	Closed-End Funds	Oates James M	CT	D		P	34	3.45	0	10	New	10	D	79	5	-6	2	5	-1	1	1	0	2	8	13	13	25
6/23/09 12:31	6/18/09	DCA	Fund	CEF	Closed-End Funds	Taylor Jeffrey W	CO	O	VP,Treas	P	5	1.63	0	3	122	6	I	-84	-65	24	41	-5	-12	-12	-6	-2	-1	1	29	46	81
9/9/08 15:34	9/3/08	DCA	Fund	CEF	Closed-End Funds	Mezger John B	CO	D		S	-7	4.62	0	-2	-100	0	D	-60	-55	-30	-23	-2	-1	-1	-3	-2	-10	-37	-66	-75	-52
6/12/08 16:54	6/11/08	DCA	Fund	CEF	Closed-End Funds	Taylor Jeffrey W	CO	O	VP,Treas	P	5	6.25	1	1	64	2	D	-41	-51	-25	-8	-19	-19	-21	-22	0	-2	-19	-24	-73	-60
6/12/08 16:39	6/11/08	DCA	Fund	CEF	Closed-End Funds	Agostine David Wayne	CO	O	P	P	19	6.19	1	3	40	11	D	-41	-51	-25	-8	-19	-19	-21	-22	0	-2	-19	-24	-73	-60
1/3/08 19:05	12/31/07	DCA	Fund	CEF	Closed-End Funds	Godha Amitabh C	CO	H	Portfoli	S	-4	7.90	1	-1	-25	2	D	-24	-46	-43	-27	3	-9	0	4	-3	-2	18	4	-31	-71
11/8/07 18:12	11/7/07	DCA	Fund	CEF	Closed-End Funds	Agostine David Wayne	CO	O	P	P	67	8.92	0	8	New	8	D	-24	-36	-41	-18	-21	-19	-19	-10	7	5	7	5	4	-67
7/23/07 10:48	7/19/07	DCA	Fund	CEF	Closed-End Funds	Taylor Jeffrey W	CO	O	VP,Treas	P	5	13.49	0	0	52	1	D	10	12	-13	-13	-7	-6	-4	-1	0	-3	-21	-17	-39	-59
2/28/07 13:46	2/27/07	DCA	Fund	CEF	Closed-End Funds	Taylor Jeffrey W	CO	O	VP,Treas	P	11	15.45	1	1	New	1	D		18	13	2	-5	-10	-4	-4	2	2	4	2	-23	-39
5/19/06 15:45	5/19/06	DCA	Fund	CEF	Closed-End Funds	Mezger John B	CO	D		P	9	13.05	0	1	88	2										-2	-1	0	5	18	24
4/25/06 17:32	4/24/06	DCA	Fund	CEF	Closed-End Funds	Zeschin Jonathan Frederick	CO	D		P.m	27	13.45	1	2	53	6										1	3	-1	1	17	28
3/15/06 13:52	3/15/06	DCA	Fund	CEF	Closed-End Funds	Mezger John B	CO	D		P	11	13.90	1	1	New	1										0	0	3	-3	8	18
3/10/06 16:03	3/9/06	DCA	Fund	CEF	Closed-End Funds	Mack Thomas H	CA	D		P	69	13.87	1	5	New	5										0	0	2	-4	7	19
3/10/06 15:59	3/9/06	DCA	Fund	CEF	Closed-End Funds	Zeschin Jonathan Frederick	CO	D		P.m	52	13.82	1	4	New	4										0	0	1	-4	7	19
3/2/06 17:33	2/24/05	DCA	Fund	CEF	Closed-End Funds	Platt Russell C	CO	O	CIO	P.am	59	14.76	1	4	New	4										1	-1	-1	-2	2	19
3/2/06 16:37	2/24/05	DCA	Fund	CEF	Closed-End Funds	Platt Russall C	CO	O	CIO	P.m	59	14.76	1	4	New	4										1	-1	-1	-2	2	19
5/5/05 13:14	5/4/05	DCA	Fund	CEF	Closed-End Funds	Von Kaenel Jami M	CO	O	Assistan	P	2	14.00	0	0	New	0	D					-7	0	0	0	1	2	4	8	1	7
3/24/05 16:45	3/16/05	DCA	Fund	CEF	Closed-End Funds	Florence Thomas I	CO	D		P	15	14.90	0	1		0	D						-1	0	0	-2	-3	-5	-3	-3	0
3/24/05 16:45	3/23/05	DCA	Fund	CEF	Closed-End Funds	Florence Thomas I	CO	D		S	-15	15.01	0	-1	-100	0	D						-1	0	0	-2	-3	-5	-3	-3	0

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y