Bulldog Investors General Partnership - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	99	0	1	2	5	11	-24	-1
P	%wins				80	75	77	81	94	0	68
S	%ret	2	1	5	-1	-4	-5	-28	-27	-61	-21
S	%wins				100	80	100	100	100	100	97

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/19/17 12:05	9/15/17	JFC	Jpmorgan China Region Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	109	4.86	0	23	3	783	D
6/22/17 10:13	6/20/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	431	9.54	0	45	4	1,247	D
6/19/17 10:47	6/15/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	35	9.51	0	4	0	1,681	D
6/14/17 13:44	6/12/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	4,336	9.53	0	455	58	1,234	D
6/13/17 11:16	6/9/17	JFC	Jpmorgan China Region Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	149	19.82	0	8	1	845	D
6/9/17 09:51	6/7/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	2,383	9.53	0	250	26	1,229	D
6/7/17 09:33	6/5/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	959	9.54	0	101	9	1,179	D
6/5/17 10:31	6/1/17	JFC	Jpmorgan China Region Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	492	19.69	0	25	3	784	D
5/5/17 10:51	5/3/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	232	9.08	1	26	2	1,169	D	21	23	20	12	7	6	2	2	0	3
5/2/17 11:40	4/28/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	57	8.96	1	6	1	1,167	D	17	18	17	12	4	6	3	0	2	4
4/26/17 12:05	4/24/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	88	8.78	1	10	1	1,167	D	16	15	15	14	8	3	4	3	-1	1
4/20/17 10:39	4/18/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	86	8.61	1	10	1	1,167	D	12	11	10	9	5	-1	-1	-1	2	5
4/14/17 13:20	4/12/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	176	8.58	0	21	2	1,166	D	16	13	10	10	7	0	-1	2	1	1
4/12/17 11:54	4/10/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	63	8.51	0	7	1	1,166	D	15	11	3	11	2	-3	-4	-3	1	1	12
4/4/17 11:26	3/31/17	KEF	Korea Equity Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	91	8.78	0	10	1	1,165	D	20	15	6	19	6	5	2	1	0	-3	3
3/27/17 12:23	3/22/17	DCA	Dividend Capital Realty Income Allocation Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	TH	See Expl	S	-12,842	4.87	1	-2,637	-63	1,554	D	21	21	2	4	-3	-5	-5	0	0	1
10/21/16 11:52	10/19/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	100	8.89	0	11	4	295	D	19	18	6	0	0	0	0	1	0
10/7/16 12:16	10/5/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	14	9.11	0	2	0	1,940	D	20	21	10	3	1	2	1	1	0	-1
10/4/16 10:12	9/30/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	137	9.10	0	15	5	293	D	19	24	11	3	0	1	0	0	0	0
9/30/16 12:05	9/28/16	JGV	Nuveen Global Equity Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	215	11.89	1	18	12	166	D	5	27	14	4	0	0	1	0	1	0
9/29/16 10:02	9/27/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	228	9.03	0	25	9	292	D	17	29	9	3	0	-1	1	0	1	1
9/26/16 10:25	9/22/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	955	9.08	0	105	56	292	D	16	27	10	5	-1	-1	1	1	-1	1
9/23/16 12:46	9/21/16	JGV	Nuveen Global Equity Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	606	11.86	1	51	45	165	D	5	26	17	3	1	0	3	1	0	-1
9/22/16 11:55	9/20/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	803	9.00	0	89	45	289	D	15	27	10	3	-1	-1	-1	0	1	1	1
9/21/16 09:58	9/19/16	JGV	Nuveen Global Equity Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	12	11.78	1	1	0	2,126	D	1	22	14	3	0	-1	0	0	1	1
9/20/16 10:07	9/16/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	88	8.96	0	10	4	286	D	13	25	9	3	-1	-1	-2	0	0	0	0
9/19/16 10:21	9/15/16	JGV	Nuveen Global Equity Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	298	11.70	1	26	18	164	D	-1	18	13	4	-1	-2	-3	0	1	2
9/14/16 12:33	9/12/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	6	9.07	0	1	0	1,694	D	15	25	13	4	0	-2	-2	-2	0	0	1
9/7/16 09:54	9/2/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	33	9.18	0	4	1	285	D	16	30	16	4	1	1	1	1	0	-2	0
8/31/16 13:34	8/29/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	143	9.13	0	16	6	285	D	15	26	17	4	0	0	0	0	0	1	0
8/24/16 10:54	8/22/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	535	9.12	0	59	36	220	D	16	33	22	5	2	1	0	0	0	0	0
8/22/16 11:22	8/18/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	98	9.10	0	11	4	258	D	16	23	21	6	2	0	0	0	0	0	-1
8/17/16 09:43	8/15/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	3	9.13	0	0	0	1,605	D	16	20	20	7	4	0	0	0	0	0	-1
8/15/16 10:43	8/11/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	39	9.09	0	4	2	258	D	17	21	29	8	3	1	1	0	0	0	-2
8/11/16 12:32	8/9/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	26	9.08	0	3	1	195	D	17	21	28	6	4	1	0	0	0	0	0
8/9/16 09:43	8/8/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	667	9.07	0	74	61	193	D	19	21	26	7	7	0	0	1	0	1	1
8/5/16 11:11	8/3/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	81	9.00	0	9	4	254	D	17	18	21	5	2	0	-1	-1	1	1	2
8/3/16 10:46	8/1/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	50	9.00	0	6	2	254	D	16	18	22	4	3	0	-1	-1	0	2	2
7/29/16 11:24	7/27/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	93	9.07	0	10	4	254	D	15	19	25	6	5	2	0	0	0	-1	0
7/26/16 11:40	7/22/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	106	9.05	0	12	5	253	D	13	20	27	6	4	3	0	-1	0	0	1	0
7/22/16 10:31	7/20/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	86	9.23	0	9	5	193	D	13	18	25	6	2	2	0	0	0	1	1	1
7/20/16 11:49	7/18/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	6	9.22	0	1	0	1,478	D	14	17	24	7	3	6	2	1	1	0	0	-1
7/18/16 12:42	7/14/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	35	9.19	0	4	2	251	D	13	16	21	7	3	4	2	0	1	1	2	1
7/14/16 14:09	7/12/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	120	9.14	0	13	1	1,474	D	13	16	17	6	2	2	1	0	1	2	2	1
7/12/16 09:58	7/8/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	186	9.07	0	21	13	178	D	13	17	18	7	3	2	2	2	1	1	2	3
7/5/16 10:42	6/30/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	25	8.97	0	3	0	1,440	D	13	16	11	7	4	2	1	3	-1	1	1	3
6/27/16 10:02	6/23/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	155	8.98	0	17	1	1,437	D	10	11	9	5	2	-2	-1	-1	-1	3	5	5
6/23/16 11:01	6/21/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	47	8.91	0	5	3	216	D	12	11	14	7	2	0	0	1	1	0	4	3
6/14/16 13:47	6/10/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	12	8.89	0	1	0	1,258	D	13	11	13	9	1	2	0	-1	-1	0	3	4
6/10/16 11:38	6/8/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	182	8.98	0	20	10	214	D	14	11	14	12	3	4	1	0	-1	-1	1	4
6/7/16 12:07	6/3/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	1,113	13.92	1	80	47	249	D	36	21	14	9	4	-1	1	1
6/3/16 09:19	6/2/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	441	13.82	1	32	25	162	D	36	20	11	9	4	-1	1	0	1
5/18/16 13:43	5/16/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	10	14.08	1	1	0	2,266	D	35	16	15	14	3	2	-1	-2	-1	0
5/10/16 10:02	5/6/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	273	13.98	1	20	15	151	D	42	19	11	19	5	3	4	2	0	0
4/27/16 10:44	4/25/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	885	13.44	1	66	87	141	D	36	11	7	10	4	1	0	1	0	1	2
4/25/16 09:30	4/21/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	66	13.50	1	5	2	212	D	37	10	6	12	4	0	0	-1	0	1	2
4/22/16 11:32	4/20/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	175	8.86	0	20	10	213	D	16	7	11	18	8	2	2	1	0	1	0	6	6
4/21/16 10:22	4/19/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	262	13.70	1	19	10	212	D	38	11	6	16	5	0	0	0	-1	0	1
4/18/16 09:44	4/14/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	419	8.72	0	48	29	213	D	18	6	12	14	7	3	2	1	0	1	1	7	7
4/7/16 10:08	4/5/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	97	8.55	0	11	6	211	D	16	5	11	4	11	3	1	-1	0	2	3	6	10
4/4/16 13:13	3/31/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	37	8.62	0	4	2	210	D	16	8	16	3	12	4	2	1	-1	-1	3	5	9
3/31/16 09:53	3/30/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	5	8.63	0	1	0	1,310	D	16	6	18	5	10	6	4	2	0	-1	3	3	8
3/30/16 11:20	3/28/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	66	8.52	0	8	4	209	D	16	5	16	5	15	5	3	1	1	-1	4	3	9
3/15/16 13:53	3/11/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	276	8.33	0	33	27	156	D	13	3	12	4	7	7	2	1	0	3	5	9	14
3/11/16 10:29	3/9/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	90	8.20	0	11	6	206	D	9	2	10	2	8	6	3	0	2	2	5	12	16
3/9/16 13:55	3/7/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	62	8.21	0	8	4	205	D	9	0	12	1	10	4	4	1	0	1	5	12	16
3/8/16 10:11	3/4/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	89	13.01	0	7	0	2,156	D	34	8	18	5	7	8	3	0	0	1	5	9
3/7/16 13:54	3/3/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	110	8.18	0	13	7	202	D	10	-1	11	3	8	11	6	3	0	2	4	11	16
3/3/16 10:09	3/1/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	674	8.01	0	84	120	154	D	9	-3	8	1	10	9	3	3	0	1	8	13	17
3/1/16 10:12	2/26/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	7	7.88	0	1	0	1,152	D	8	-5	6	-1	4	6	2	2	1	4	9	14	20
2/29/16 10:21	2/25/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	3	12.54	0	0	0	2,150	D	32	3	12	0	2	2	3	1	0	4	8	11
2/25/16 09:36	2/23/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	256	7.73	0	33	22	187	D	7	-7	9	-3	-3	1	5	0	1	4	9	16	22
2/23/16 14:16	2/19/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	95	12.32	0	8	7	124	D	31	1	3	0	-1	-1	4	1	0	1	7	12
2/23/16 14:13	2/19/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	291	7.83	0	37	4	1,082	D	9	-5	2	-2	0	1	6	0	-1	1	9	13	21
2/17/16 10:22	2/12/16	FAV	First Trust Active Dividend Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	260	7.33	0	35	46	113	D	3	-9	-4	-5	-9	0	-3	1	5	4	11	19	27
2/10/16 12:42	2/8/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	332	12.06	0	28	16	203	D	30	-4	0	-6	-7	1	-5	-5	1	3	9	21
2/8/16 09:54	2/4/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	448	12.58	0	36	40	124	D	37	-3	3	-4	-3	2	0	-1	-2	-4	5	15
2/4/16 13:02	2/2/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	855	12.54	0	68	125	123	D	40	0	5	-3	0	2	3	1	0	-5	4	11
2/2/16 12:15	1/29/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	139	12.55	0	11	1	2,010	D	38	0	6	-2	0	0	5	2	-1	-4	3	10
1/28/16 09:31	1/26/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	106	12.42	0	9	5	184	D	38	-3	4	-4	0	-4	1	0	0	2	2	12
1/15/16 13:55	1/13/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	24	12.55	0	2	1	184	D	38	1	4	-2	-2	-3	-4	-2	-2	-1	-3	11
1/12/16 09:49	1/8/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	57	12.71	0	4	4	110	D	42	4	7	0	-1	0	-2	-2	-1	-3	-5	9
1/8/16 11:58	1/6/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	110	12.98	0	8	5	184	D	42	5	10	2	0	0	-1	0	-1	-2	-5	8
1/6/16 09:38	1/5/16	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	111	13.00	0	9	5	183	D	45	10	11	4	3	5	1	0	0	-3	-3	6
1/4/16 14:51	12/30/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	60	13.02	0	5	3	183	D	46	10	13	7	4	4	3	1	-1	-3	-3	6
12/30/15 11:24	12/28/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	92	12.92	0	7	7	110	D	47	10	15	12	5	3	3	1	0	0	-4	6
12/23/15 10:59	12/21/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	271	12.74	0	21	13	179	D	48	9	10	9	1	0	3	0	1	2	-4	5
12/21/15 13:08	12/17/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	89	12.69	0	7	4	178	D	46	9	7	8	0	-1	1	1	0	2	-5	6
12/17/15 14:42	12/15/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	148	12.65	0	12	7	178	D	49	13	6	9	-1	0	1	3	0	1	-4	6
12/10/15 09:58	12/8/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	13	12.67	0	1	0	1,916	D	44	9	6	14	-3	0	-2	-1	0	2	1	6
12/8/15 09:57	12/4/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	5	12.71	0	0	0	1,844	D	44	10	8	14	-2	2	-1	-1	0	-2	1	4
12/4/15 11:33	12/2/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	143	12.88	1	11	7	177	D	42	9	6	13	-4	0	-1	-2	2	0	4	5	14
12/2/15 10:53	11/30/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	27	12.94	0	2	1	177	D	44	12	8	16	-1	2	2	1	-1	-2	1	2	11
11/24/15 09:40	11/20/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	2,788	12.73	1	219		177	D	42	13	4	14	-1	-2	2	1	0	1	1	0	12
11/18/15 12:14	11/16/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	211	12.53	0	17	19	106	D	37	12	1	2	-1	-3	-2	0	1	2	2	-1	12
11/18/15 10:58	11/4/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.a	4	13.07	0	0	0	105	D	37	12	1	2	-1	-3	-2	0	1	2	2	-1	12
11/5/15 13:24	11/3/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	5	13.06	0	0	0	1,665	D	36	15	8	8	11	1	0	1	0	-3	-2	-4	10
11/2/15 10:36	10/29/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	108	12.99	1	8	9	105	D	34	15	6	6	9	0	-1	0	2	-1	0	-2	9
10/29/15 12:16	10/27/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	271	13.01	1	21	25	105	D	34	16	6	8	11	1	-1	0	0	0	0	-2	8
10/23/15 10:17	10/21/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	55	13.16	1	4	4	104	D	40	19	5	9	17	7	2	1	-1	-1	-3	-6	5
10/21/15 11:05	10/19/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	163	13.17	0	12	1	1,468	D	38	21	4	8	18	7	2	1	0	-1	-3	-7	5
10/19/15 10:36	10/15/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	294	13.01	0	23	28	103	D	41	22	4	7	17	12	3	1	1	0	-4	-5	8
10/14/15 10:19	10/12/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	2	13.00	0	0	0	1,597	D	41	21	3	8	15	9	4	0	-1	2	-2	-2	8
10/9/15 10:19	10/7/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	276	12.80	0	22	27	102	D	43	21	3	8	9	9	10	2	0	1	0	0	8
10/7/15 11:52	10/5/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	129	12.54	0	10	11	101	D	36	19	-1	6	11	8	6	2	1	3	4	5	11
10/5/15 10:28	10/1/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	113	12.32	0	9	10	99	D	32	19	-3	6	2	9	5	6	2	4	6	5	12
9/28/15 11:01	9/24/15	RIT	Lmp Real Estate Income Fund Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	171	11.85	0	14	17	99	D	27	11	-5	3	-3	6	2	1	-1	5	10	10	17
8/26/15 14:52	8/24/15	CMK	Mfs Intermarket Income Trust I		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	435	8.52	0	51	4	1,407	D
8/19/15 11:36	8/17/15	CMK	Mfs Intermarket Income Trust I		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	226	8.65	0	26	25	129	D
12/5/14 15:25	12/4/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		S	-2,882	19.60	2	-147	-15	825	D	43	19	21	9	1	-1	0	0	-4	-5	-4	-28	-27	-61
12/3/14 12:43	12/2/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		S	-180	22.66	1	-8	-1	970	D	43	22	24	11	3	0	1	1	0	-7	-5	-29	-29	-61
12/2/14 16:46	11/24/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		S.m	-395	22.55	1	-18	-2	978	D	41	22	22	10	3	0	0	0	0	-6	-6	-29	-28	-62
11/14/14 11:56	11/7/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		S.m	-1,019	22.68	2	-45	-4	995	D	50	19	24	15	5	2	1	1	0	-1	-4	-26	-25	-60
3/10/14 14:52	3/6/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	12	23.64	1	1	0	1,038	D	-1	29	5	13	2	2	1	1	0	-2	-14	-13	-3	-24
3/6/14 17:02	2/26/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	1,304	23.39	1	56	6	1,037	D	-5	28	4	11	-1	2	-2	-1	0	0	-11	-14	-4	-24

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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