FAV - First Trust Active Dividend Income Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	4	109	0	1	3	8	18	69	17
P	%wins				79	78	90	97	100	100	91
S	%ret	1	1	1	1	2	10	26	36	26	17
S	%wins				0	0	0	0	0	0	0

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/21/16 11:52	10/19/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	100	8.89	11	4	295	D	19	18	6	0	0	0	0	1	0
10/21/16 11:49	10/19/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	100	8.89	11	1	1,952	I	19	18	6	0	0	0	0	1	0
10/7/16 12:16	10/5/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	14	9.11	2	0	1,940	D	20	21	10	3	1	2	1	1	0	-1
10/7/16 12:01	10/5/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	14	9.11	2	0	1,940	I	20	21	10	3	1	2	1	1	0	-1
10/4/16 10:12	9/30/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	137	9.10	15	5	293	D	19	24	11	3	0	1	0	0	0	0
10/4/16 10:10	9/30/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	137	9.10	15	1	1,939	I	19	24	11	3	0	1	0	0	0	0
9/29/16 10:02	9/27/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	228	9.03	25	9	292	D	17	29	9	3	0	-1	1	0	1	1
9/29/16 09:57	9/27/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	228	9.03	25	1	1,924	I	17	29	9	3	0	-1	1	0	1	1
9/26/16 10:25	9/22/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	955	9.08	105	56	292	D	16	27	10	5	-1	-1	1	1	-1	1
9/26/16 10:16	9/22/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	955	9.08	105	6	1,899	I	16	27	10	5	-1	-1	1	1	-1	1
9/22/16 11:55	9/20/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	803	9.00	89	45	289	D	15	27	10	3	-1	-1	-1	0	1	1	1
9/22/16 11:51	9/20/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	803	9.00	89	5	1,794	I	15	27	10	3	-1	-1	-1	0	1	1	1
9/20/16 10:07	9/16/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	88	8.96	10	4	286	D	13	25	9	3	-1	-1	-2	0	0	0	0
9/20/16 10:03	9/16/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	88	8.96	10	1	1,704	I	13	25	9	3	-1	-1	-2	0	0	0	0
9/14/16 12:33	9/12/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	6	9.07	1	0	1,694	D	15	25	13	4	0	-2	-2	-2	0	0	1
9/14/16 12:32	9/12/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	6	9.07	1	0	1,695	I	15	25	13	4	0	-2	-2	-2	0	0	1
9/7/16 09:54	9/2/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	33	9.18	4	1	285	D	16	30	16	4	1	1	1	1	0	-2	0
9/7/16 09:53	9/2/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	33	9.18	4	0	1,694	I	16	30	16	4	1	1	1	1	0	-2	0
8/31/16 13:34	8/29/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	143	9.13	16	6	285	D	15	26	17	4	0	0	0	0	0	1	0
8/31/16 13:32	8/29/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	143	9.13	16	1	1,690	I	15	26	17	4	0	0	0	0	0	1	0
8/24/16 10:54	8/22/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	535	9.12	59	36	220	D	16	33	22	5	2	1	0	0	0	0	0
8/24/16 10:51	8/22/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	535	9.12	59	4	1,675	I	16	33	22	5	2	1	0	0	0	0	0
8/22/16 11:22	8/18/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	98	9.10	11	4	258	D	16	23	21	6	2	0	0	0	0	0	-1
8/22/16 11:00	8/18/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	98	9.10	11	1	1,616	I	16	23	21	6	2	0	0	0	0	0	-1
8/17/16 09:43	8/15/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	3	9.13	0	0	1,605	D	16	20	20	7	4	0	0	0	0	0	-1
8/17/16 09:40	8/15/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	3	9.13	0	0	1,605	I	16	20	20	7	4	0	0	0	0	0	-1
8/15/16 10:43	8/11/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	39	9.09	4	2	258	D	17	21	29	8	3	1	1	0	0	0	-2
8/15/16 10:39	8/11/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	39	9.09	4	0	1,605	I	17	21	29	8	3	1	1	0	0	0	-2
8/11/16 12:34	8/9/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	26	9.08	3	0	1,601	I	17	21	28	6	4	1	0	0	0	0	0
8/11/16 12:32	8/9/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	26	9.08	3	1	195	D	17	21	28	6	4	1	0	0	0	0	0
8/9/16 09:50	8/5/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	667	9.07	74	5	1,598	I	19	21	26	7	7	0	0	1	0	1	1
8/9/16 09:43	8/8/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	667	9.07	74	61	193	D	19	21	26	7	7	0	0	1	0	1	1
8/5/16 11:15	8/3/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	81	9.00	9	1	1,524	I	17	18	21	5	2	0	-1	-1	1	1	2
8/5/16 11:11	8/3/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	81	9.00	9	4	254	D	17	18	21	5	2	0	-1	-1	1	1	2
8/3/16 10:46	8/1/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	50	9.00	6	2	254	D	16	18	22	4	3	0	-1	-1	0	2	2
8/3/16 10:36	8/1/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	50	9.00	6	0	1,515	I	16	18	22	4	3	0	-1	-1	0	2	2
7/29/16 11:24	7/27/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	93	9.07	10	4	254	D	15	19	25	6	5	2	0	0	0	-1	0
7/29/16 11:21	7/27/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	93	9.07	10	1	1,510	I	15	19	25	6	5	2	0	0	0	-1	0
7/26/16 12:18	7/22/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	106	9.05	12	1	1,499	I	13	20	27	6	4	3	0	-1	0	0	1	0
7/26/16 11:40	7/22/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	106	9.05	12	5	253	D	13	20	27	6	4	3	0	-1	0	0	1	0
7/22/16 10:31	7/20/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	86	9.23	9	5	193	D	13	18	25	6	2	2	0	0	0	1	1	1
7/22/16 10:25	7/20/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	86	9.23	9	1	1,488	I	13	18	25	6	2	2	0	0	0	1	1	1
7/20/16 11:49	7/18/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	6	9.22	1	0	1,478	D	14	17	24	7	3	6	2	1	1	0	0	-1
7/20/16 11:46	7/18/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	6	9.22	1	0	1,478	I	14	17	24	7	3	6	2	1	1	0	0	-1
7/18/16 12:43	7/14/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	35	9.19	4	0	1,478	I	13	16	21	7	3	4	2	0	1	1	2	1
7/18/16 12:42	7/14/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	35	9.19	4	2	251	D	13	16	21	7	3	4	2	0	1	1	2	1
7/14/16 14:09	7/12/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	120	9.14	13	1	1,474	D	13	16	17	6	2	2	1	0	1	2	2	1
7/14/16 14:06	7/12/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	120	9.14	13	1	1,474	I	13	16	17	6	2	2	1	0	1	2	2	1
7/12/16 09:58	7/8/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	186	9.07	21	13	178	D	13	17	18	7	3	2	2	2	1	1	2	3
7/12/16 09:45	7/8/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	186	9.07	21	1	1,461	I	13	17	18	7	3	2	2	2	1	1	2	3
7/5/16 10:44	6/30/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	25	8.97	3	0	1,440	I	13	16	11	7	4	2	1	3	-1	1	1	3
7/5/16 10:42	6/30/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	25	8.97	3	0	1,440	D	13	16	11	7	4	2	1	3	-1	1	1	3
6/27/16 10:02	6/23/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	155	8.98	17	1	1,437	D	10	11	9	5	2	-2	-1	-1	-1	3	5	5
6/27/16 09:46	6/23/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	155	8.98	17	1	1,437	I	10	11	9	5	2	-2	-1	-1	-1	3	5	5
6/23/16 11:01	6/21/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	47	8.91	5	3	216	D	12	11	14	7	2	0	0	1	1	0	4	3
6/23/16 10:59	6/21/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	47	8.91	5	0	1,420	I	12	11	14	7	2	0	0	1	1	0	4	3
6/14/16 13:47	6/10/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	12	8.89	1	0	1,258	D	13	11	13	9	1	2	0	-1	-1	0	3	4
6/14/16 13:14	6/10/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	12	8.89	1	0	1,415	I	13	11	13	9	1	2	0	-1	-1	0	3	4
6/10/16 11:38	6/8/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	182	8.98	20	10	214	D	14	11	14	12	3	4	1	0	-1	-1	1	4
6/10/16 11:35	6/8/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	182	8.98	20	1	1,414	I	14	11	14	12	3	4	1	0	-1	-1	1	4
4/22/16 11:40	4/20/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	175	8.86	20	1	1,393	I	16	7	11	18	8	2	2	1	0	1	0	6	6
4/22/16 11:32	4/20/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	175	8.86	20	10	213	D	16	7	11	18	8	2	2	1	0	1	0	6	6
4/18/16 09:44	4/14/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	419	8.72	48	29	213	D	18	6	12	14	7	3	2	1	0	1	1	7	7
4/18/16 09:42	4/14/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	419	8.72	48	4	1,374	I	18	6	12	14	7	3	2	1	0	1	1	7	7
4/7/16 10:08	4/5/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	97	8.55	11	6	211	D	16	5	11	4	11	3	1	-1	0	2	3	6	10
4/7/16 09:56	4/5/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	97	8.55	11	1	1,326	I	16	5	11	4	11	3	1	-1	0	2	3	6	10
4/4/16 13:13	3/31/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	37	8.62	4	2	210	D	16	8	16	3	12	4	2	1	-1	-1	3	5	9
4/4/16 13:09	3/31/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	37	8.62	4	0	1,314	I	16	8	16	3	12	4	2	1	-1	-1	3	5	9
4/4/16 11:46	3/30/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.a	5	8.63	1	0	1,310	I	16	8	16	3	12	4	2	1	-1	-1	3	5	9
3/31/16 09:55	3/30/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	5	8.63	1	0	1,561	I	16	6	18	5	10	6	4	2	0	-1	3	3	8
3/31/16 09:53	3/30/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	5	8.63	1	0	1,310	D	16	6	18	5	10	6	4	2	0	-1	3	3	8
3/30/16 11:20	3/28/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	66	8.52	8	4	209	D	16	5	16	5	15	5	3	1	1	-1	4	3	9
3/30/16 11:12	3/28/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	66	8.52	8	1	1,309	I	16	5	16	5	15	5	3	1	1	-1	4	3	9
3/15/16 13:53	3/11/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	276	8.33	33	27	156	D	13	3	12	4	7	7	2	1	0	3	5	9	14
3/15/16 13:36	3/11/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	276	8.33	33	3	1,302	I	13	3	12	4	7	7	2	1	0	3	5	9	14
3/11/16 10:29	3/9/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	90	8.20	11	6	206	D	9	2	10	2	8	6	3	0	2	2	5	12	16
3/11/16 10:26	3/9/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	90	8.20	11	1	1,268	I	9	2	10	2	8	6	3	0	2	2	5	12	16
3/9/16 13:55	3/7/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	62	8.21	8	4	205	D	9	0	12	1	10	4	4	1	0	1	5	12	16
3/9/16 13:52	3/7/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	62	8.21	8	1	1,257	I	9	0	12	1	10	4	4	1	0	1	5	12	16
3/7/16 13:54	3/3/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	110	8.18	13	7	202	D	10	-1	11	3	8	11	6	3	0	2	4	11	16
3/7/16 13:53	3/3/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	110	8.18	13	1	1,250	I	10	-1	11	3	8	11	6	3	0	2	4	11	16
3/3/16 10:09	3/1/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	674	8.01	84	120	154	D	9	-3	8	1	10	9	3	3	0	1	8	13	17
3/3/16 09:40	3/1/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	674	8.01	84	7	1,236	I	9	-3	8	1	10	9	3	3	0	1	8	13	17
3/1/16 10:12	2/26/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	7	7.88	1	0	1,152	D	8	-5	6	-1	4	6	2	2	1	4	9	14	20
3/1/16 09:50	2/26/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	7	7.88	1	0	1,152	I	8	-5	6	-1	4	6	2	2	1	4	9	14	20
2/25/16 09:36	2/23/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	256	7.73	33	22	187	D	7	-7	9	-3	-3	1	5	0	1	4	9	16	22
2/25/16 09:34	2/23/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	256	7.73	33	3	1,151	I	7	-7	9	-3	-3	1	5	0	1	4	9	16	22
2/23/16 14:13	2/19/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P.m	291	7.83	37	4	1,082	D	9	-5	2	-2	0	1	6	0	-1	1	9	13	21
2/23/16 14:06	2/19/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	291	7.83	37	3	1,118	I	9	-5	2	-2	0	1	6	0	-1	1	9	13	21
2/17/16 10:22	2/12/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors General Partnership	NJ	T		P	260	7.33	35	46	113	D	3	-9	-4	-5	-9	0	-3	1	5	4	11	19	27
2/17/16 09:46	2/12/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	260	7.33	35	3	1,081	I	3	-9	-4	-5	-9	0	-3	1	5	4	11	19	27
2/12/16 13:26	2/10/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	395	7.28	54	5	1,046	I	0	-11	-8	-9	-14	-4	-5	-3	1	7	14	23	30
2/10/16 12:20	2/8/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	292	7.43	39	4	991	I	4	-9	-6	-9	-10	0	-4	-4	0	6	11	20	28
2/8/16 09:47	2/4/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	65	7.70	8	1	952	I	9	-6	-3	-6	-7	1	2	0	-2	-4	7	15	23
2/4/16 12:56	2/2/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	257	7.64	34	4	944	I	10	-5	-3	-6	-4	0	3	0	1	-4	7	15	22
2/2/16 12:23	1/29/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	449	7.69	58	7	910	I	9	-2	-1	-5	-3	-1	4	4	-2	-4	4	15	21
1/29/16 13:50	1/27/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	160	7.52	21	3	852	I	6	-5	-4	-5	-5	-5	0	2	2	2	4	18	25
1/27/16 10:38	1/25/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	355	7.51	47	6	830	I	4	-8	-5	-8	-5	-10	-3	-1	1	2	5	19	26
1/25/16 11:00	1/21/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	11	7.66	1	0	783	I	3	-6	-4	-5	-5	-8	-5	0	-2	2	3	17	24
1/21/16 09:24	1/19/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	38	7.54	5	1	782	I	0	-8	-8	-8	-8	-12	-6	-5	2	2	5	20	28
1/19/16 10:10	1/13/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	155	7.77	20	3	777	I	3	-4	-6	-4	-5	-7	-8	-5	0	-2	4	16	24
1/13/16 12:38	1/11/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	35	8.05	4	1	757	I	9	0	-1	1	0	0	-4	0	-3	-7	-9	10	17
1/7/16 11:26	1/5/16	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	14	8.41	2	0	752	I	13	3	5	6	3	3	0	-1	-3	-6	-7	5	11
1/5/16 11:23	12/31/15	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P.m	97	8.33	12	2	751	I	13	0	4	8	3	4	1	-2	1	-4	-6	4	11
12/30/15 11:01	12/28/15	FAV	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		P	114	8.41	14	2	739	I	13	2	5	14	6	4	5	2	0	-2	-8	3	9
10/20/14 11:16	10/16/14	FAV	Fund	CEF	Closed-End Funds	Kadlec Thomas R	IL	D		P.m	17	8.61	2	New	2	D	20	8	1	-8	-7	-5	-5	1	1	5	7	5	9	5
5/7/09 18:26	5/6/09	FAV	Fund	CEF	Closed-End Funds	First Trust Portfolios LP	IL	H	Affiliat	S	-48	9.15	-5	-100	0	D		-30	4	1	16	-3	1	-1	1	2	10	26	36	26
11/21/08 15:13	11/20/08	FAV	Fund	CEF	Closed-End Funds	Dixon Michael John	FL	H	Officer-	P	5	6.86	1	154	1	D		-50	-52	-46	-4	-25	-18	-10	-5	15	27	14	52	99
11/20/08 15:24	11/19/08	FAV	Fund	CEF	Closed-End Funds	Dixon Michael John	FL	H	Officer-	P	4	7.50	1	999%	1	D		-52	-52	-45	-5	-19	-17	-11	-4	8	20	3	47	91
11/19/08 12:07	11/17/08	FAV	Fund	CEF	Closed-End Funds	Dixon Michael John	FL	H	Officer-	P	0	7.75	0	New	0	D		-51	-48	-41	-6	-12	-13	-7	-6	-4	12	1	38	81

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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