12/29/21 15:36 | 12/28/21 | MFD | Macquarie/first Trust Global Infrastr/util Div & Inc Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | S | -9 | 9.66 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
12/29/21 15:35 | 12/28/21 | FGB | First Trust Specialty Finance & Financial Opportunities Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | S | -10 | 4.07 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
12/29/21 15:33 | 12/28/21 | FCT | First Trust Senior Floating Rate Income Fund II | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | S | -9 | 11.83 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
12/29/21 15:32 | 12/28/21 | FAM | First Trust/aberdeen Global Opportunity Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | S | -10 | 9.80 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
1/5/16 09:28 | 1/4/16 | FPF | First Trust Intermediate Duration Preferred & Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 21 | 21.15 | 5 | 1 | New | 1 | D | 17 | 3 | 3 | 1 | -1 | -1 | 0 | 0 | 2 | 2 | 4 | 8 | 17 | 19 |
10/20/14 11:16 | 10/16/14 | FAV | First Trust Active Dividend Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P.m | 17 | 8.61 | 0 | 2 | New | 2 | D | 20 | 8 | 1 | -8 | -7 | -5 | -5 | 1 | 1 | 5 | 7 | 5 | 9 | 5 |
5/31/13 12:46 | 5/30/13 | FSD | First Trust High Income Long/short Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 19 | 18.56 | 2 | 1 | New | 1 | D | 15 | 15 | 7 | -1 | -2 | -4 | -3 | -2 | -1 | -2 | -4 | -5 | -2 | 7 |
6/14/07 16:24 | 6/14/07 | FEO | First Trust/aberdeen Emerging Opportunity Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 19 | 19.41 | 1 | 1 | New | 1 | D | | | 6 | 4 | -1 | -1 | -2 | 0 | 0 | 1 | 2 | -3 | 5 | 7 |
9/13/06 15:56 | 9/13/06 | FAM | First Trust/aberdeen Global Opportunity Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 15 | 17.96 | 1 | 1 | New | 1 | D | | 8 | 3 | 10 | 3 | -1 | 0 | 0 | 0 | 1 | 2 | 10 | 8 | 2 |
6/19/06 15:51 | 6/16/06 | MFD | Macquarie/first Trust Global Infrastr/util Div & Inc Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 17 | 20.65 | 0 | 1 | New | 1 | | | | | | | | | | 0 | -1 | 2 | 14 | 35 | 53 |
2/22/06 18:07 | 2/17/06 | FMY | First Trust/fidac Mortgage Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 10 | 16.12 | 0 | 1 | New | 1 | | | | | | | | | | 0 | 1 | 0 | 2 | 5 | 10 |
2/22/06 18:06 | 2/17/06 | FFA | First Trust/fiduciary Asset Management Covered Call Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 15 | 18.10 | 1 | 1 | New | 1 | | | | | | | | | | 0 | 1 | 2 | -6 | 1 | 9 |
2/22/06 18:05 | 2/17/06 | FEN | Energy Income & Growth Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 15 | 21.20 | 0 | 1 | New | 1 | | | | | | | | | | 0 | -1 | 0 | -3 | 6 | 36 |
2/22/06 18:04 | 2/17/06 | FCT | First Trust Four Corners Senior Floating Rate Income Fund II | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 11 | 17.88 | 2 | 1 | New | 1 | | | | | | | | | | 0 | 0 | 1 | -1 | 3 | 13 |
11/12/04 11:15 | 11/11/04 | FVI | First Trust Value Line R & Ibbotson Equity Allocation Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 15 | 18.44 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
12/29/03 12:35 | 12/23/03 | FVL | First Trust Value Line R 100 Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 25 | 15.58 | 2 | 2 | New | 2 | D | | | | 11 | 8 | 8 | 8 | 5 | 2 | 5 | 6 | 3 | -5 | 5 |
12/24/03 11:34 | 12/22/03 | FCM | First Trust/four Corners Senior Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 10 | 19.58 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
12/24/03 11:17 | 12/22/03 | FVD | First Trust Value Line Dividend Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 25 | 13.88 | 2 | 2 | New | 2 | D | | | | | 2 | 1 | 2 | 2 | 0 | 2 | 4 | 2 | 0 | 14 |