Bradley William Patrick III - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	8	-0	-0	1	8	7	14	5
P	%wins				88	63	63	100	100	100	85
S	%ret	2	1	8	-1	-1	-6	-10	-3	42	4
S	%wins				63	63	75	88	50	50	65

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/26/23 11:01	9/1/23	ZTR	Virtus Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	P	12	5.26	0	2	125	4	D
10/3/22 16:13	9/21/22	ZTR	Virtus Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	P	2	6.96	0	0	22	2	D
11/15/21 17:02	11/12/21	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	EVP,Fund	S	-101	335.00	0	0	-3	9	D
11/8/21 16:56	11/5/21	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	EVP,Fund	S	-100	333.75	0	0	-3	10	D
11/4/21 17:11	11/2/21	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	EVP,Fund	S.m	-347	327.85	0	-1	-10	10	D
8/16/21 16:49	8/13/21	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	EVP,Fund	S	-55	315.00	0	0	-2	11	D
5/19/21 21:07	5/18/21	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	EVP,Fund	S.a	-279	279.00	0	-1	-8	11	D
5/18/21 17:26	5/18/21	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	EVP,Fund	S	-835	278.33	0	-3	-21	11	D
5/10/21 17:27	5/7/21	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	EVP,Fund	S	-278	278.25	0	-1	-7	14	D
12/17/18 14:56	12/14/18	DSE	Duff & Phelps Select Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	P	20	4.70	0	4	New	4	D
1/10/17 15:27	1/9/17	DPG	Duff & Phelps Global Utility Income Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,Asst.	P	4	15.93	3	0	53	1	D	-10	26	-4	0	7	5	3	2	0	1	4	7
12/2/15 18:02	12/1/15	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	S	-29	140.00	14	0	-3	8	D	-32	-9	10	36	30	13	3	3	-4	-6	-15	-28	-40	-14
4/3/14 11:09	4/2/14	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,CFO,T	P	5	14.12	1	0	105	1	D	30	17	12	3	3	1	0	1	0	0	0	4	2	5
4/2/14 10:19	4/1/14	DPG	Duff & Phelps Global Utility Income Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,Asst	P	6	19.81	2	0	New	0	D	25	11	10	8	5	5	3	2	0	0	3	13	10	7
12/17/13 15:07	12/17/13	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,CFO,T	S	-5	13.68	1	0	-50	0	D	34	19	7	6	2	1	0	0	1	2	3	5	9	8
12/17/13 15:06	12/17/13	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,CFO,T	P	5	14.35	1	0	New	0	D	40	28	12	7	1	-1	-1	0	0	3	4	7	13	10
12/16/13 15:03	12/16/13	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	S	-112	204.49	5	-1	-6	8	D	164	74	-8	26	0	-2	1	0	3	3	-2	-9	-3	-21
11/14/13 17:34	11/14/13	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	S	-100	209.11	11	0	-5	9	D	222	101	-13	11	35	18	2	0	0	-3	-3	-13	-12	-11
11/13/13 17:06	11/11/13	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	S	-7	209.11	11	0	0	9	D	234	101	-13	10	30	18	4	1	-1	-1	-5	-11	-15	-12
5/25/12 14:37	5/24/12	DCA	Dividend Capital Realty Income Allocation Fund		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,CFO,T	P	3	3.62	0	1	New	1	I	59	0	15	1	-1	-3	1	3	0	-2	-2	3	5	21
5/25/12 14:13	5/24/12	VGI	Virtus Global Multi-Sector Income Fund		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,CFO,T	P	2	17.81	1	0	New	0	D				-11	-8	-7	-5	-2	-1	0	1	7	10	16
5/25/12 13:04	5/24/12	DPG	Duff & Phelps Global Utility Income Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	H	Officer	P.a	2	16.88	2	0	New	0	I			0	-10	-8	-6	-2	1	0	-2	-1	11	6	21
5/25/12 10:38	5/24/12	DPG	Duff & Phelps Global Utility Income Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	H	Officer	P	2	16.88	2	0	New	0	D			0	-10	-8	-6	-2	1	0	-2	-1	11	6	21
4/27/12 17:40	4/25/12	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	M.d	35	9.40	2	4	90	8	D	263	57	49	6	4	5	3	9	-2	-10	-17	-8	8	123
4/27/12 17:40	4/25/12	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	S.d	-302	80.34	2	-4	-32	8	D	263	57	49	6	4	5	3	9	-2	-10	-17	-8	8	123
4/24/12 12:25	4/20/12	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	M.d	1	9.40	2	0	1	8	D	233	45	42	-2	-3	-10	-5	-7	2	8	-6	-2	19	139
4/24/12 12:25	4/20/12	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	S.d	-8	80.60	2	0	-1	8	D	233	45	42	-2	-3	-10	-5	-7	2	8	-6	-2	19	139
3/19/12 16:22	3/16/12	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Bradley William Patrick III	CT	O	SVP,Fund	S	-110	80.98	3	-1	-12	10	D	310	56	42	10	-2	-1	5	-1	-3	-2	1	-13	13	127

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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