TCPC - Blackrock Tcp Capital Corp. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	12	53	1	1	3	7	12	21	8
P	%wins				83	79	69	90	92	98	85
S	%ret	1	1	1	1	4	4	1	5	-1	2
S	%wins				0	0	0	0	0	100	17

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/3/21 21:49	11/30/21	TCPC	Fund	CEF	Closed-End Funds	Williams Karyn Leigh	CA	D		P	2	13.28	0	0	21	1	D
12/1/21 17:25	12/1/21	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	DO	CEO	P	100	13.38	0	8	13	67	D
11/22/21 16:53	11/22/21	TCPC	Fund	CEF	Closed-End Funds	Cuellar Erik L.	CA	O	CFO	P	3	13.63	0	0	New	0	D
11/12/21 17:41	11/10/21	TCPC	Fund	CEF	Closed-End Funds	Petro Andrea	NY	D		P	32	14.06	0	2	51	7	D
11/17/20 17:07	11/16/20	TCPC	Fund	CEF	Closed-End Funds	Petro Andrea	NY	D		P	36	11.16	0	3	242	5	D
11/12/20 17:34	11/11/20	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	219	10.95	0	20	10	212	D
8/31/20 17:06	8/28/20	TCPC	Fund	CEF	Closed-End Funds	Petro Andrea	NY	D		P	13	9.91	0	1	New	1	D
8/27/20 16:51	8/27/20	TCPC	Fund	CEF	Closed-End Funds	Corbet Kathleen A	CA	D		P	10	9.82	0	1	11	10	D
3/17/20 08:09	3/16/20	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	24	7.95	0	3	12	29	D
3/16/20 17:44	3/16/20	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	CA	O	COO	P	83	8.31	0	10	20	60	D
3/12/20 18:08	3/12/20	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	10	10.26	0	1	4	26	D
3/11/20 17:49	3/11/20	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	23	11.60	0	2	9	25	D
3/10/20 18:13	3/9/20	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	37	12.43	0	3	15	23	D
2/28/20 17:15	2/28/20	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	19	12.89	0	2	8	20	D
2/28/20 16:41	2/28/20	TCPC	Fund	CEF	Closed-End Funds	Wruble Brian F	CA	D		P	130	12.96	0	10	33	40	M
9/6/19 16:53	9/4/19	TCPC	Fund	CEF	Closed-End Funds	Leitner Michael E	CA	O	Authoriz	P	200	13.31	0	15	160	24	D
9/5/19 19:21	9/5/19	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	133	13.29	0	10	6	185	D
12/21/18 16:24	12/21/18	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	DO	P,COO	P	129	12.92	0	10	25	50	D
12/21/18 16:21	12/21/18	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		P	13	12.96	0	1	2	53	D
12/21/18 16:17	12/21/18	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	64	12.88	0	5	3	171	D
12/21/18 16:05	12/21/18	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	39	12.88	0	3	20	18	D
12/7/18 16:58	12/7/18	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	28	14.24	0	2	15	15	D
11/30/18 16:11	11/30/18	TCPC	Fund	CEF	Closed-End Funds	Corbet Kathleen A	CA	D		P	43	14.36	0	3	50	9	D
11/16/18 17:34	11/16/18	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO	P	56	13.89	0	4	44	13	D
11/16/18 17:09	11/16/18	TCPC	Fund	CEF	Closed-End Funds	Williams Karyn Leigh	CA	D		P	10	13.84	0	1	New	1	D
11/16/18 17:05	11/16/18	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	69	13.89	0	5	3	166	D
11/16/18 16:03	11/16/18	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	DO	P,COO	P	97	13.92	0	7	21	40	D
2/9/18 17:02	2/9/18	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	72	14.47	0	5	3	157	D
2/6/18 17:23	2/6/18	TCPC	Fund	CEF	Closed-End Funds	Holdsworth Mark	CA	O	Authoriz	P	73	14.61	0	5	7	77	D
2/5/18 16:16	2/5/18	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		P	14	14.23	0	1	2	52	D
2/5/18 10:39	2/2/18	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	DO	COO	P	75	15.06	0	5	18	33	D
1/31/18 16:09	1/31/18	TCPC	Fund	CEF	Closed-End Funds	Wruble Brian F	CA	D		P	76	15.26	0	5	20	30	D
1/30/18 18:30	1/30/18	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	137	15.27	0	9	6	152	M
1/30/18 17:14	1/30/18	TCPC	Fund	CEF	Closed-End Funds	Corbet Kathleen A	CA	D		P	38	15.22	0	3	71	6	D
6/26/17 17:21	6/23/17	TCPC	Fund	CEF	Closed-End Funds	Wruble Brian F	CA	D		P	166	16.63	0	10	29	45	M
4/20/17 16:09	4/20/17	TCPC	Fund	CEF	Closed-End Funds	Corbet Kathleen A	CA	D		P	58	16.54	2	4	New	4	D	29	28	11	4	3	0	-1	1	0	1
3/15/17 19:57	3/15/15	TCPC	Fund	CEF	Closed-End Funds	Wruble Brian F	CA	D		P	85	16.95	3	5	50	15	D	28	32	9	2	5	1	0	1	0	-1	1
5/31/16 16:50	5/27/16	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO of I	P	7	14.48	2	1	6	9	D	3	-1	2	8	-1	-1	1	1	1	1	4	13	21
5/20/16 19:51	5/20/16	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	73	14.54	2	5	4	138	D	5	-2	-1	11	-3	-4	-4	-3	0	-1	5	15	19
1/25/16 16:32	1/22/16	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	13	13.04	3	1	2	51	D	-10	-7	-9	-8	-8	-6	-4	1	1	2	-1	15	25	42
1/22/16 20:25	1/22/16	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO	P	64	12.87	3	5	4	133	D	-12	-8	-14	-11	-12	-10	-5	-5	0	0	-1	15	25	43
1/22/16 19:45	1/22/16	TCPC	Fund	CEF	Closed-End Funds	Leitner Michael E	CA	H	Officer	P	51	12.77	3	4	74	9	D	-12	-8	-14	-11	-12	-10	-5	-5	0	0	-1	15	25	43
1/22/16 19:33	1/22/16	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	DO	P,COO	P	52	12.96	3	4	17	28	D	-12	-8	-14	-11	-12	-10	-5	-5	0	0	-1	15	25	43
1/22/16 19:21	1/22/16	TCPC	Fund	CEF	Closed-End Funds	Wruble Brian F	CA	D		P	39	12.86	3	3	43	10	D	-12	-8	-14	-11	-12	-10	-5	-5	0	0	-1	15	25	43
12/18/15 17:44	12/18/15	TCPC	Fund	CEF	Closed-End Funds	Schwab Peter E	CA	D		P	49	14.07	3	4	70	9	D	1	0	-5	-2	-5	-4	-2	5	1	4	-11	8	13	32
12/18/15 17:16	12/18/15	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CB,CEO	P	42	14.00	3	3	2	167	I	1	0	-5	-2	-5	-4	-2	5	1	4	-11	8	13	32
12/14/15 16:05	12/11/15	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	14	14.42	3	1	2	50	D	1	-5	-5	-4	-2	-5	-7	-4	3	3	0	6	15	35
11/17/15 08:56	11/16/15	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CB,CEO	P	76	15.25	2	5	3	164	I	6	-2	-1	-1	6	6	0	1	-1	-1	-6	-11	0	18
11/12/15 16:22	11/11/15	TCPC	Fund	CEF	Closed-End Funds	Wruble Brian F	CA	D		P	91	15.14	2	6	600	7	D	5	-3	-2	1	6	3	2	-2	0	-1	-6	-12	2	20
9/28/15 16:51	9/28/15	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	7	14.20	2	1	1	49	D	11	1	-2	0	-2	0	1	2	-5	-1	2	4	9	26
9/28/15 16:09	9/28/15	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO of I	P	14	14.24	2	1	13	9	D	11	1	-2	0	-2	0	1	2	-5	-1	2	4	9	26
9/14/15 16:53	9/14/15	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	DO	P,COO	P	56	14.90	2	4	19	24	D	14	-4	0	-1	1	0	1	-1	0	-1	-3	-2	-2	19
8/24/15 17:32	8/24/15	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	7	14.77	2	1	1	48	D	21	-2	-3	-2	-1	1	0	-2	2	5	2	4	-7	21
6/30/15 16:11	6/29/15	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	8	15.32	2	1	1	48	D	12	-8	-1	-3	-2	-3	-1	-1	2	3	-1	-5	-3	7
6/26/15 16:37	6/26/15	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO,Affi	P	77	15.38	2	5	3	148	D	14	-6	-2	-1	-2	-3	0	-1	0	1	-6	-2	-2	8
5/13/15 16:59	5/11/15	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO,Offi	P	23	15.50	3	1	1	143	D	20	9	-2	1	-2	-2	-1	0	2	3	4	0	1	4
10/27/14 18:05	10/15/14	TCPC	Fund	CEF	Closed-End Funds	Schwab Peter E	CA	D		P.a	77	15.41	5	5	New	5	D	27	4	3	-8	-4	1	5	0	1	4	4	1	5	-1
10/27/14 17:49	10/28/13	TCPC	Fund	CEF	Closed-End Funds	Schwab Peter E	CA	D		S	-33	16.74	5	-2	-100	0	D	27	4	3	-8	-4	1	5	0	1	4	4	1	5	-1
10/15/14 17:13	10/15/14	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	O	P,COO	P	46	15.19	5	3	18	20	D	19	3	-2	-11	-11	-7	-4	-3	6	5	12	6	11	4
10/15/14 16:34	10/15/14	TCPC	Fund	CEF	Closed-End Funds	Schwab Peter E	CA	D		P	77	15.41	5	5	250	7	D	19	3	-2	-11	-11	-7	-4	-3	6	5	12	6	11	4
10/15/14 16:25	10/15/14	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	15	15.21	5	1	2	47	D	19	3	-2	-11	-11	-7	-4	-3	6	5	12	6	11	4
10/15/14 16:18	10/15/14	TCPC	Fund	CEF	Closed-End Funds	Greenwood Elizabeth	CA	O	CCO,Secr	P	15	15.21	5	1	New	1	D	19	3	-2	-11	-11	-7	-4	-3	6	5	12	6	11	4
10/14/14 17:07	10/9/14	TCPC	Fund	CEF	Closed-End Funds	Holdsworth Mark	CA	O	Authoriz	P.m	79	15.81	5	5	7	72	D	21	3	-1	-11	-10	-6	-4	-3	-1	4	11	6	10	3
5/15/14 17:31	5/13/14	TCPC	Fund	CEF	Closed-End Funds	Johnson Franklin	CA	D		P	4	15.92	5	0	1	19	D	33	9	-4	-7	-5	-4	-1	0	1	2	12	10	11	10
5/14/14 18:54	5/13/14	TCPC	Fund	CEF	Closed-End Funds	Holdsworth Mark	CA	O	Authoriz	P.m	159	15.86	5	10	17	67	D	32	11	-4	-8	-5	-6	-2	0	1	3	10	11	13	9
5/14/14 16:56	5/13/14	TCPC	Fund	CEF	Closed-End Funds	Jaquez-Fissori Todd	CA	O	MD	P	19	15.81	5	1	New	1	D	32	11	-4	-8	-5	-6	-2	0	1	3	10	11	13	9
5/13/14 17:22	5/12/14	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO,Offi	P	79	15.90	5	5	5	110	D	33	11	-1	-7	-4	-4	-1	1	0	3	10	12	12	9
8/23/13 19:42	8/19/13	TCPC	Fund	CEF	Closed-End Funds	Schwab Peter E	CA	D		P	30	15.15	3	2	New	2	D		15	5	-1	-7	-4	1	3	1	1	5	13	21	23
8/19/13 18:19	8/19/13	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	15	15.05	2	1	2	46	D		14	2	-2	-7	-7	-3	-1	2	3	9	18	25	26
8/19/13 16:36	8/16/13	TCPC	Fund	CEF	Closed-End Funds	Johnson Franklin	CA	D		P	50	15.23	2	3	23	17	D		14	2	-2	-7	-7	-3	-1	2	3	9	18	25	26
8/14/13 17:24	8/12/13	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO,Offi	P.m	153	15.28	2	10	11	105	D		15	7	-2	-6	-6	-5	-2	-1	0	7	16	19	24
6/14/13 16:39	6/5/13	TCPC	Fund	CEF	Closed-End Funds	Johnson Franklin	CA	D		P	50	15.70	8	3	30	14	D		25	16	3	4	2	2	0	2	1	5	2	9	20
3/13/13 14:09	3/12/13	TCPC	Fund	CEF	Closed-End Funds	Johnson Franklin	CA	D		P	11	15.93	2	1	7	11	D			8	10	7	4	-1	0	0	1	-1	6	7	16
12/18/12 19:03	12/17/12	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO,Offi	P	34	14.72	2	2	2	95	D			9	-1	-1	0	2	3	1	0	1	11	15	26
12/12/12 16:29	12/11/12	TCPC	Fund	CEF	Closed-End Funds	Holdsworth Mark	CA	O	Authoriz	P.m	148	14.82	2	10	21	57	D			8	-2	-3	-1	-1	-1	3	3	2	13	17	27
12/7/12 17:37	12/7/12	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO,Offi	P	149	14.90	2	10	12	92	D			10	-1	-3	-1	-1	0	0	2	2	9	16	26
11/28/12 19:33	11/28/12	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	O	P	P	150	14.99	1	10	143	17	D			13	4	-3	-2	1	1	0	0	1	7	14	24
6/5/12 18:57	6/1/12	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO of I	P	72	14.31	0	5	200	8	D					-4	-5	-2	-3	1	1	7	11	11	26
5/30/12 17:25	5/24/12	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO of I	P	14	13.85	0	1	67	3	D					-1	-1	0	1	1	-1	3	7	10	24
5/25/12 14:55	5/23/12	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO of I	P	15	13.90	1	1	275	2	D					-5	-5	-3	1	1	-1	4	8	13	29
5/23/12 18:54	5/21/12	TCPC	Fund	CEF	Closed-End Funds	Davis Paul L	CA	O	CFO of I	P	5	13.69	1	0	New	0	D					0	-2	-1	1	-2	1	3	6	11	24
5/22/12 15:46	5/21/12	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DO	CEO,Offi	P	69	13.74	1	5	6	82	D					-5	-4	-4	-5	5	4	6	10	14	28
5/21/12 19:16	5/21/12	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	14	13.63	1	1	2	45	D					-3	-3	-3	-3	5	2	6	10	14	25
5/18/12 18:45	5/18/12	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	21	14.29	1	2	4	44	D					-3	-1	-1	-2	-1	0	5	8	12	23
5/17/12 18:54	5/17/12	TCPC	Fund	CEF	Closed-End Funds	Draut Eric John	IL	D		P	26	14.31	1	2	5	43	D					0	1	0	-1	-2	-1	2	6	10	25
5/17/12 17:21	5/16/12	TCPC	Fund	CEF	Closed-End Funds	Vig Rajneesh	X1	O	P	P.m	103	14.69	1	7	New	7	D					0	1	0	-1	-2	-1	2	6	10	25
4/12/12 17:14	4/10/12	TCPC	Fund	CEF	Closed-End Funds	Leitner Michael E	CA	H	Officer	P	80	14.75	6	5	New	5	D								-1	1	0	-1	2	11	16
4/12/12 17:08	4/10/12	TCPC	Fund	CEF	Closed-End Funds	Johnson Franklin	NJ	D		P	148	14.75	6	10	New	10	D								-1	1	0	-1	2	11	16
4/12/12 17:01	4/10/12	TCPC	Fund	CEF	Closed-End Funds	Levkowitz Howard	CA	DOH	CEO	P	1,142	14.75	6	77		55	M								-1	1	0	-1	2	11	16

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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