CIK: 1532547 - Address: C/o Tennenbaum Capital Partners, LLC, 2951 28Th Street, Suite 1000, Santa Monica, CA 90405
12 results

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P%wins100100100100100100100
S%ret1141-1-319326
S%wins5050505002538

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5/14/14 16:56
5/13/14
TCPCTcp Capital Corp.FundCEFClosed-End FundsJaquez-Fissori ToddCAOMDP1915.8151New1D3211-4-8-5-6-20131011139
3/13/14 16:09
3/12/13
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOSenior MS-34115.369-22-3345D68347-7-1-6-140-5-1034-1
12/10/12 16:23
12/9/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOSenior MM119.8531249D21202-6-11-2-20113193273
11/13/12 16:39
11/9/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOSenior MM239.8532549D2023-2-7-6-3-30-143223474
9/18/12 11:42
9/17/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOSenior MS-611.503-1-148D40341297211-2-1-5-31042
9/12/12 13:54
9/10/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOSenior MM119.8531249D343875200-120-3-41445
8/15/12 13:48
8/14/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOSenior MM239.8532549D37311540130113-71343
8/9/12 10:49
8/8/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOSenior MS-611.133-1-148D2932941-2-12224-81547
6/12/12 15:46
6/11/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOTech,CleM119.8541434D3915223-44201058335
5/23/12 13:08
5/22/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOTech,CleS-2610.305-3-733D3810186-2-7-4-321110639
5/15/12 14:32
5/11/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOTech,CleM349.85441136D35142580-1-211-5-15-132
3/5/12 13:12
3/1/12
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsJaquez-Fissori ToddCAOTech,CleM394.215976611D2131311701026

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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